-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Rm1w+jqUeyXCh4hOsUI+gMkoLK7ZTrOtCqgFx4ay1hPUnSMOb7sdU7lwVlEzixpe b+sL61B3P/AlFECqyQvzsg== 0001353605-07-000188.txt : 20071120 0001353605-07-000188.hdr.sgml : 20071120 20071120113616 ACCESSION NUMBER: 0001353605-07-000188 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071119 FILED AS OF DATE: 20071120 DATE AS OF CHANGE: 20071120 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DEAN FOODS CO CENTRAL INDEX KEY: 0000931336 STANDARD INDUSTRIAL CLASSIFICATION: ICE CREAM & FROZEN DESSERTS [2024] IRS NUMBER: 752559681 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2143033400 MAIL ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: DEAN FOODS CO/ DATE OF NAME CHANGE: 20011221 FORMER COMPANY: FORMER CONFORMED NAME: SUIZA FOODS CORP DATE OF NAME CHANGE: 19941013 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McCRUMMEN RONALD L CENTRAL INDEX KEY: 0001302493 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12755 FILM NUMBER: 071258796 BUSINESS ADDRESS: BUSINESS PHONE: 214-303-3400 MAIL ADDRESS: STREET 1: 2515 MCKINNEY AVENUE, SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-11-19 0000931336 DEAN FOODS CO DF 0001302493 McCRUMMEN RONALD L 2515 MCKINNEY AVENUE SUITE 1200 DALLAS, TX 75201 0 1 0 0 SVP & Chief Accounting Officer Common Stock 2007-11-19 4 S 0 2700 24.58 D 14420.281 D Common Stock 2007-11-19 4 S 0 2300 24.57 D 12120.281 D Restricted Stock Units (DU003759) 0 2007-01-13 2016-01-13 Common Stock 5600 5600 D Restricted Stock Units (DV005432) 0 2007-01-13 2016-01-13 Common Stock 2629 2629 D Restricted Stock Units (DU003846) 0 2008-02-12 2017-02-12 Common Stock 7000 7000 D Restricted Stock Units (DV005233) 0 2008-02-12 2017-02-12 Common Stock 3287 3287 D Non-Qualified Stock Option (right to buy - DF003693) 16.9741 2005-10-08 2014-10-08 Common Stock 14845 14845 D Non-Qualified Stock Option (right to buy - DV002701) 16.9741 2005-10-08 2014-10-08 Common Stock 6970 6970 D Non-Qualified Stock Option (right to buy - T0003488) 16.9741 2005-10-08 2014-10-08 Common Stock 2736 2736 D Non-Qualified Stock Option (right to buy - DV002706) 16.9741 2005-10-08 2014-10-08 Common Stock 1285 1285 D Non-Qualified Stock Option (right to buy - DF902537) 18.3014 2006-01-07 2015-01-07 Common Stock 16861 16861 D Non-Qualified Stock Option (right to buy - DV002708) 18.3014 2006-01-07 2015-01-07 Common Stock 7916 7916 D Non-Qualified Stock Option (right to buy - T0000891) 18.3014 2006-01-07 2015-01-07 Common Stock 3107 3107 D Non-Qualified Stock Option (right to buy - DV002709) 18.3014 2006-01-07 2015-01-07 Common Stock 1459 1459 D Non-Qualified Stock Option (right to buy - TU000301) 18.3014 2006-01-07 2015-01-07 Common Stock 386 386 D Non-Qualified Stock Option (right to buy - DV002703) 18.3014 2006-01-07 2015-01-07 Common Stock 181 181 D Non-Qualified Stock Option (right to buy - DF004939) 25.6821 2007-01-13 2016-01-13 Common Stock 17076 17076 D Non-Qualified Stock Option (right to buy - DV002711) 25.6821 2007-01-13 2016-01-13 Common Stock 8017 8017 D Non-Qualified Stock Option (right to buy - DF005349) 30.1121 2008-02-12 2017-02-12 Common Stock 20741 20741 D Non-Qualified Stock Option (right to buy - DV002702) 30.1121 2008-02-12 2017-02-12 Common Stock 9738 9738 D Incentive Stock Option (right to buy - DF003692) 16.9741 2005-10-08 2014-10-08 Common Stock 10155 10155 D Incentive Stock Option (right to buy - DV004866) 16.9741 2005-10-08 2014-10-08 Common Stock 1589 1589 D Incentive Stock Option (right to buy - T0003487) 16.9741 2005-10-08 2014-10-08 Common Stock 1871 1871 D Incentive Stock Option (right to buy - DV004867) 16.9741 2005-10-08 2014-10-08 Common Stock 629 629 D Incentive Stock Option (right to buy - DF902536) 18.3014 2006-01-07 2015-01-07 Common Stock 3139 3139 D Incentive Stock Option (right to buy - DV002707) 18.3014 2006-01-07 2015-01-07 Common Stock 1474 1474 D Incentive Stock Option (right to buy - T0001757) 18.3014 2006-01-07 2015-01-07 Common Stock 192 192 D Incentive Stock Option (right to buy - DV002705) 18.3014 2006-01-07 2015-01-07 Common Stock 90 90 D Incentive Stock Option (right to buy - DF004938) 25.6821 2007-01-13 2016-01-13 Common Stock 2924 2924 D Incentive Stock Option (right to buy - DV002710) 25.6821 2007-01-13 2016-01-13 Common Stock 1373 1373 D Incentive Stock Option (right to buy - DF005344) 30.1121 2008-02-12 2017-02-12 Common Stock 2259 2259 D Incentive Stock Option (right to buy - DV002704) 30.1121 2008-02-12 2017-02-12 Common Stock 1061 1061 D A Stock Unit, which is issued under the Company's 1989 Stock Awards Plan, is a right to receive one share of common stock of the Issuer in the future, subject to the terms and conditions of the award agreement. The units vest annually, on a prorata basis, over a five-year period beginning on the first anniversary date of grant, subject to certain accelerated vesting provisions. The non-qualified stock options were issued under the Issuer's 1997 Amended and Restated Stock Option and Restricted Stock Plan, and vest annually, on a prorata basis, over a three-year period beginning on the first anniversary of the date of grant. The incentive stock options were issued under the Issuer's 1997 Amended and Restated Stock Option and Restricted Stock Plan, and vest annually, on a prorata basis, over a three-year period beginning on the first anniversary of the date of grant. Ronald L. McCrummen 2007-11-20 -----END PRIVACY-ENHANCED MESSAGE-----