-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, M1QeMr06NZHBP2opJXHevNbdiFCOGC2hGjWWlN32F5V8T2cqIrzPCCZM0enA1UQf JABXO6NrZFSfH40dtFOnlg== 0001353605-07-000177.txt : 20071105 0001353605-07-000177.hdr.sgml : 20071105 20071105170818 ACCESSION NUMBER: 0001353605-07-000177 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071101 FILED AS OF DATE: 20071105 DATE AS OF CHANGE: 20071105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DEAN FOODS CO CENTRAL INDEX KEY: 0000931336 STANDARD INDUSTRIAL CLASSIFICATION: ICE CREAM & FROZEN DESSERTS [2024] IRS NUMBER: 752559681 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2143033400 MAIL ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: DEAN FOODS CO/ DATE OF NAME CHANGE: 20011221 FORMER COMPANY: FORMER CONFORMED NAME: SUIZA FOODS CORP DATE OF NAME CHANGE: 19941013 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOOLSBY MICHELLE P CENTRAL INDEX KEY: 0001136260 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12755 FILM NUMBER: 071214818 BUSINESS ADDRESS: BUSINESS PHONE: 214-303-3400 MAIL ADDRESS: STREET 1: DEAN FOODS COMPANY STREET 2: 2515 MCKINNEY AVENUE STE 1200 CITY: DALLAS STATE: TX ZIP: 75201 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-11-01 0000931336 DEAN FOODS CO DF 0001136260 GOOLSBY MICHELLE P 2515 MCKINNEY AVENUE, SUITE 1200 DALLAS TX 75201 0 1 0 1 Exec VP, Chief Admin Officer, General Counsel and Secretary Common Stock 2007-11-01 4 M 0 16200 9.3853 A 70424.155 D Common Stock 2007-11-01 4 S 0 3000 27.50 D 67424.155 D Common Stock 2007-11-01 4 S 0 4000 27.55 D 63424.155 D Common Stock 2007-11-01 4 S 0 9200 27.60 D 54224.155 D Restricted Stock Units (DU003751) 0 2007-01-13 2016-01-13 Common Stock 14400 14400 D Restricted Stock Units (DV005427) 0 2006-01-07 2015-01-07 Common Stock 6760 6760 D Restricted Stock Units (DU003835) 0 2008-02-12 2017-02-12 Common Stock 18000 18000 D Restricted Stock Units (DV005222) 0 2008-02-12 2017-02-12 Common Stock 8451 8451 D Incentive Stock Option (right to buy - DF002193) 14.2466 2004-01-06 2013-01-06 Common Stock 4032 4032 D Incentive Stock Option (right to buy - DV001372) 14.2466 2004-01-06 2013-01-06 Common Stock 1893 1893 D Incentive Stock Option (right to buy - T0001053) 14.2466 2004-01-06 2013-01-06 Common Stock 743 743 D Incentive Stock Option (right to buy - DV001371) 14.2466 2004-01-06 2013-01-06 Common Stock 349 349 D Incentive Stock Option (right to buy - DF003308) 17.9107 2005-01-13 2014-01-13 Common Stock 1070 1070 D Incentive Stock Option (right to buy - DV001376) 17.9107 2005-01-13 2014-01-13 Common Stock 502 502 D Incentive Stock Option (right to buy - T0001773) 17.9107 2005-01-13 2014-01-13 Common Stock 197 197 D Incentive Stock Option (right to buy - DV001369) 17.9107 2005-01-13 2014-01-13 Common Stock 92 92 D Incentive Stock Option (right to buy - DF902436) 18.3014 2006-01-07 2015-01-07 Common Stock 5232 5232 D Incentive Stock Option (right to buy - DV001378) 18.3014 2006-01-07 2015-01-07 Common Stock 2456 2456 D Incentive Stock Option (right to buy - T0001371) 18.3014 2006-01-07 2015-01-07 Common Stock 643 643 D Incentive Stock Option (right to buy - DV001370) 18.3014 2006-01-07 2015-01-07 Common Stock 302 302 D Incentive Stock Option (right to buy - DF004890) 25.6821 2007-01-13 2016-01-13 Common Stock 2878 2878 D Incentive Stock Option (right to buy - DV001364) 25.6821 2007-01-13 2016-01-13 Common Stock 1351 1351 D Incentive Stock Option (right to buy DF005341) 30.1121 2008-02-12 2017-02-12 Common Stock 2259 2259 D Incentive Stock Option (right to buy DF005341) 30.1121 2008-02-12 2017-02-12 Common Stock 1061 1061 D Non-Qualified Stock Option (right to buy - DV001358) 9.3853 2007-11-01 4 M 0 16200 0 D 1999-07-31 2008-07-31 Common Stock 16200 1921 D Non-Qualified Stock Option (right to buy - DV001359) 9.3853 1999-07-31 2008-07-31 Common Stock 488 6000 D Non-Qualified Stock Option (right to buy - SF002265) 8.2601 2002-01-22 2011-01-22 Common Stock 90600 90600 D Non-Qualified Stock Option (right to buy - DV005126) 8.2601 2002-01-22 2011-01-22 Common Stock 42537 42537 D Includes 10,525 shares common stock of Issuer, for which the reporting person has opted to defer receipt until a future date, under the Issuer's Executive Deferred Compensation Plan. Sales are pursuant to a 10b5-1 Sales Plan dated October 8, 2007, between reporting person and Bear Stearns & Co. Inc., acting as agent, to permit the orderly disposition of a portion of the reporting person's holdings of the Issuer's common stock, par value $0.01 per share of Issuer. A Stock Unit, which is issued under the Company's 1989 Stock Awards Plan, is a right to receive one share of common stock of the Issuer in the future, subject to the terms and conditions of the award agreement. The units vest annually, on a prorata basis, over a five-year period beginning on the first anniversary date of grant, subject to certain accelerated vesting provisions. The shares of common stock subject to the Option vest ratably in three equal increments commencing on the first anniversary of the grant date. CONTINUED ON ADDITIONAL FORM 4 FILED ON THIS SAME DATE. Michelle P. Goolsby 2007-11-05 -----END PRIVACY-ENHANCED MESSAGE-----