-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NI0i7qFUiW7Jie3FJV9V91n9vviNrDKGebBSjUyXIiZNNqdZV8zftBtVtlxLlwsc SsBTq9J73vOIZrBFCp62gQ== 0001353605-07-000174.txt : 20071101 0001353605-07-000174.hdr.sgml : 20071101 20071101154759 ACCESSION NUMBER: 0001353605-07-000174 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071030 FILED AS OF DATE: 20071101 DATE AS OF CHANGE: 20071101 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOOLSBY MICHELLE P CENTRAL INDEX KEY: 0001136260 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12755 FILM NUMBER: 071206799 BUSINESS ADDRESS: BUSINESS PHONE: 214-303-3400 MAIL ADDRESS: STREET 1: DEAN FOODS COMPANY STREET 2: 2515 MCKINNEY AVENUE STE 1200 CITY: DALLAS STATE: TX ZIP: 75201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DEAN FOODS CO CENTRAL INDEX KEY: 0000931336 STANDARD INDUSTRIAL CLASSIFICATION: ICE CREAM & FROZEN DESSERTS [2024] IRS NUMBER: 752559681 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2143033400 MAIL ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: DEAN FOODS CO/ DATE OF NAME CHANGE: 20011221 FORMER COMPANY: FORMER CONFORMED NAME: SUIZA FOODS CORP DATE OF NAME CHANGE: 19941013 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-10-30 0000931336 DEAN FOODS CO DF 0001136260 GOOLSBY MICHELLE P 2515 MCKINNEY AVENUE, SUITE 1200 DALLAS TX 75201 0 1 0 1 Exec VP, Chief Admin Officer, General Counsel and Secretary Common Stock 2007-10-31 4 S 0 2959 27.65 D 80312.155 D Common Stock 2007-10-31 4 S 0 952 27.66 D 79360.155 D Common Stock 2007-10-31 4 S 0 68 27.67 D 79292.155 D Common Stock 2007-10-31 4 S 0 68 27.68 D 79224.155 D Common Stock 2007-10-31 4 S 0 34 27.69 D 79190.155 D Common Stock 2007-10-31 4 S 0 1361 27.70 D 77829.155 D Common Stock 2007-10-31 4 S 0 3061 27.75 D 74768.155 D Common Stock 2007-10-31 4 S 0 1837 27.80 D 72931.155 D Common Stock 2007-10-31 4 S 0 102 27.81 D 72829.155 D Common Stock 2007-10-31 4 S 0 714 27.82 D 72115.155 D Common Stock 2007-10-31 4 S 0 170 27.83 D 71945.155 D Common Stock 2007-10-31 4 S 0 374 27.84 D 71571.155 D Common Stock 2007-10-31 4 S 0 2041 27.85 D 69530.155 D Common Stock 2007-10-31 4 S 0 3401 27.90 D 66129.155 D Common Stock 2007-10-31 4 S 0 1701 27.95 D 64428.155 D Common Stock 2007-10-31 4 S 0 8504 28.00 D 55924.155 D Common Stock 2007-10-31 4 S 0 1700 28.05 D 54224.155 D Non-Qualified Stock Option (right to buy - DF001537) 11.6934 2003-01-14 2012-01-14 Common Stock 115086 115086 D Non-Qualified Stock Option (right to buy - DV001374) 11.6934 2003-01-14 2012-01-14 Common Stock 54033 54033 D Non-Qualified Stock Option (right to buy - T0000625) 11.6934 2003-01-14 2012-01-14 Common Stock 21207 21207 D Non-Qualified Stock Option (right to buy - DV001374) 11.6934 2003-01-14 2012-01-14 Common Stock 9957 9957 D Non-Qualified Stock Option (right to buy - DF001337) 11.6934 2003-01-14 2012-01-14 Common Stock 75000 75000 D Non-Qualified Stock Option (right to buy - DV001375) 11.6934 2003-01-14 2012-01-14 Common Stock 35213 35213 D Non-Qualified Stock Option (right to buy - T0000615) 11.6934 2003-01-14 2012-01-14 Common Stock 13820 13820 D Non-Qualified Stock Option (right to buy - T0000615) 11.6934 2003-01-14 2012-01-14 Common Stock 6488 6488 D Non-Qualified Stock Option (right to buy - DF002194) 14.2466 2004-01-06 2013-01-06 Common Stock 90468 90468 D Non-Qualified Stock Option (right to buy - DV001373) 14.2466 2004-01-06 2013-01-06 Common Stock 42475 42475 D Non-Qualified Stock Option (right to buy - T0000610) 14.2466 2004-01-06 2013-01-06 Common Stock 16671 16671 D Non-Qualified Stock Option (right to buy - DV001360) 14.2466 2004-01-06 2013-01-06 Common Stock 7827 7827 D Non-Qualified Stock Option (right to buy - DF003309) 17.9107 2005-01-13 2014-01-13 Common Stock 56791 56791 D Non-Qualified Stock Option (right to buy - DV001377) 17.9107 2005-01-13 2014-01-13 Common Stock 26663 26663 D Non-Qualified Stock Option (right to buy - T0000708) 17.9107 2005-01-13 2014-01-13 Common Stock 10464 10464 D Non-Qualified Stock Option (right to buy - DV001382) 17.9107 2005-01-13 2014-01-13 Common Stock 4913 4913 D Non-Qualified Stock Option (right to buy - TU000209) 17.9107 2005-01-13 2014-01-13 Common Stock 394 394 D Non-Qualified Stock Option (right to buy - DV001381) 17.9107 2005-01-13 2014-01-13 Common Stock 185 185 D Non-Qualified Stock Option (right to buy - TU000206) 17.9107 2005-01-13 2014-01-13 Common Stock 2139 2139 D Non-Qualified Stock Option (right to buy - DV001380) 17.9107 2005-01-13 2014-01-13 Common Stock 1004 1004 D Non-Qualified Stock Option (right to buy - DF902437) 18.3014 2006-01-07 2015-01-07 Common Stock 50768 50768 D Non-Qualified Stock Option (right to buy - DF902437) 18.3014 2006-01-07 2015-01-07 Common Stock 23836 23836 D Non-Qualified Stock Option (right to buy - T0000700) 18.3014 2006-01-07 2015-01-07 Common Stock 9355 9355 D Non-Qualified Stock Option (right to buy - DV001362) 18.3014 2006-01-07 2015-01-07 Common Stock 4392 4392 D Non-Qualified Stock Option (right to buy - TU000207) 18.3014 2006-01-07 2015-01-07 Common Stock 321 321 D Non-Qualified Stock Option (right to buy - DV001363) 18.3014 2006-01-07 2015-01-07 Common Stock 151 151 D Non-Qualified Stock Option (right to buy - DF004891) 25.6821 2007-01-13 2016-01-13 Common Stock 83322 83322 D Non-Qualified Stock Option (right to buy - DV001365) 25.6821 2007-01-13 2016-01-13 Common Stock 39120 39120 D Non-Qualified Stock Option (right to buy - DF005347) 30.1121 2008-02-12 2017-02-12 Common Stock 42741 42741 D Non-Qualified Stock Option (right to buy - DV001367) 30.1121 2008-02-12 2017-02-12 Common Stock 20067 20067 D Sales are pursuant to a 10b5-1 Sales Plan dated October 8, 2007, between reporting person and Bear Stearns & Co. Inc., acting as agent, to permit the orderly disposition of a portion of the reporting person's holdings of the Issuer's common stock, par value $0.01 per share of Issuer. Includes 10,525 shares common stock of Issuer, for which the reporting person has opted to defer receipt until a future date, under the Issuer's Executive Deferred Compensation Plan. A Stock Unit, which is issued under the Company's 1989 Stock Awards Plan, is a right to receive one share of common stock of the Issuer in the future, subject to the terms and conditions of the award agreement. The units vest annually, on a prorata basis, over a five-year period beginning on the first anniversary date of grant, subject to certain accelerated vesting provisions. CONTINUATION OF FORM 4 PREVIOUSLY FILED ON THIS DATE. Michelle P. Goolsby 2007-11-01 -----END PRIVACY-ENHANCED MESSAGE-----