-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AaFqZj1Z7tvRwy1/uO2M1Q9KhVisubnsJQSzVxbEEgjgWGj3sErY3y2cxwlqX/7Y lZO3paOAILNoJFt9tMbiRA== 0001353605-07-000162.txt : 20071002 0001353605-07-000162.hdr.sgml : 20071002 20071002123232 ACCESSION NUMBER: 0001353605-07-000162 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070928 FILED AS OF DATE: 20071002 DATE AS OF CHANGE: 20071002 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DEAN FOODS CO CENTRAL INDEX KEY: 0000931336 STANDARD INDUSTRIAL CLASSIFICATION: ICE CREAM & FROZEN DESSERTS [2024] IRS NUMBER: 752559681 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2143033400 MAIL ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: DEAN FOODS CO/ DATE OF NAME CHANGE: 20011221 FORMER COMPANY: FORMER CONFORMED NAME: SUIZA FOODS CORP DATE OF NAME CHANGE: 19941013 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GREEN STEPHEN L CENTRAL INDEX KEY: 0001136272 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12755 FILM NUMBER: 071148436 BUSINESS ADDRESS: STREET 1: CANAAN PARTNERS STREET 2: 105 ROWAYTON AVENUE CITY: ROWAYTON STATE: CT ZIP: 06853 BUSINESS PHONE: 214-303-3400 MAIL ADDRESS: STREET 1: DEAN FOODS COMPANY STREET 2: 2515 MCKINNEY AVENUE STE 1200 CITY: DALLAS STATE: TX ZIP: 75201 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-09-28 0000931336 DEAN FOODS CO DF 0001136272 GREEN STEPHEN L 105 ROWAYTON AVENUE ROWAYTON CT 06853 1 0 0 0 Common Stock 2007-09-28 4 A 0 1434 0 A 96774 D Non-Qualified Stock Option (right to buy - SI000774) 11.2299 1998-06-30 2008-06-30 Common Stock 22500 22500 D Non-Qualified Stock Option (right to buy - DV001435) 11.2299 1998-06-30 2008-06-30 Common Stock 10564 10564 D Non-Qualified Stock Option (right to buy - T0000723) 11.2299 1998-06-30 2008-06-30 Common Stock 4146 4146 D Non-Qualified Stock Option (right to buy - DV001432) 11.2299 1998-06-30 2008-06-30 Common Stock 1947 1947 D Non-Qualified Stock Option (right to buy - SI001316) 8.0206 1999-06-30 2009-06-30 Common Stock 22500 22500 D Non-Qualified Stock Option (right to buy - DV001426) 8.0206 1999-06-30 2009-06-30 Common Stock 10564 10564 D Non-Qualified Stock Option (right to buy - T0000632) 8.0206 1999-06-30 2009-06-30 Common Stock 4146 4146 D Non-Qualified Stock Option (right to buy - DV001443) 8.0206 1999-06-30 2009-06-30 Common Stock 1947 1947 D Non-Qualified Stock Option (right to buy - SI001801) 9.3614 2000-06-30 2010-06-30 Common Stock 22500 22500 D Non-Qualified Stock Option (right to buy - DV001436) 9.3614 2000-06-30 2010-06-30 Common Stock 10564 10564 D Non-Qualified Stock Option (right to buy - T0000636) 9.3614 2000-06-30 2010-06-30 Common Stock 4146 4146 D Non-Qualified Stock Option (right to buy - DV001431) 9.3614 2000-06-30 2010-06-30 Common Stock 1947 1947 D Non-Qualified Stock Option (right to buy - SF002503) 10.1707 2001-06-29 2011-06-29 Common Stock 22500 22500 D Non-Qualified Stock Option (right to buy - DV001433) 10.1707 2001-06-29 2011-06-29 Common Stock 10564 10564 D Non-Qualified Stock Option (right to buy - T0000641) 10.1707 2001-06-29 2011-06-29 Common Stock 4146 4146 D Non-Qualified Stock Option (right to buy - DV001428) 10.1707 2001-06-29 2011-06-29 Common Stock 1947 1947 D Non-Qualified Stock Option (right to buy - DF002166) 14.2351 2002-07-01 2012-07-01 Common Stock 22500 22500 D Non-Qualified Stock Option (right to buy - DV001437) 14.2351 2002-07-01 2012-07-01 Common Stock 10564 10564 D Non-Qualified Stock Option (right to buy - T0000647) 14.2351 2002-07-01 2012-07-01 Common Stock 4146 4146 D Non-Qualified Stock Option (right to buy - DV001427) 14.2351 2002-07-01 2012-07-01 Common Stock 1947 1947 D Non-Qualified Stock Option (right to buy - DF002876) 18.1003 2003-06-30 2013-06-30 Common Stock 7500 7500 D Non-Qualified Stock Option (right to buy - DV001438) 18.1003 2003-06-30 2013-06-30 Common Stock 3521 3521 D Non-Qualified Stock Option (right to buy - T0000813) 18.1003 2003-06-30 2013-06-30 Common Stock 1382 1382 D Non-Qualified Stock Option (right to buy - DV001439) 18.1003 2003-06-30 2013-06-30 Common Stock 649 649 D These are restricted shares issued under the Issuer's 2007 Stock Incentive Plan in payment of fees owed for services as an independent director. All such shares are subject to vesting in three increments, with the first vesting occurring as of the date the shares were issued and then annually thereafter. Includes 4,438 shares of RSUs which have vested and for which the reporting person has opted to defer receipt until a future date. The options were automatically granted under the Issuer's 1997 Amended and Restated Stock Option and Restricted Stock Plan, and are fully vested and immediately exercisable upon grant. CONTINUED ON ADDITIONAL FORM 4 FILED ON THIS SAME DATE. Stephen L. Green 2007-10-02 -----END PRIVACY-ENHANCED MESSAGE-----