-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Afn0bOS11lYomZB5KadcT2kF2fbHHznlFtw6V7SiKMqdDbw2zHPkCxclx4/DvF6P WG0Y8h3DgP7wM4kMrcBaMA== 0001353605-07-000160.txt : 20071002 0001353605-07-000160.hdr.sgml : 20071002 20071002123035 ACCESSION NUMBER: 0001353605-07-000160 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070928 FILED AS OF DATE: 20071002 DATE AS OF CHANGE: 20071002 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DEAN FOODS CO CENTRAL INDEX KEY: 0000931336 STANDARD INDUSTRIAL CLASSIFICATION: ICE CREAM & FROZEN DESSERTS [2024] IRS NUMBER: 752559681 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2143033400 MAIL ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: DEAN FOODS CO/ DATE OF NAME CHANGE: 20011221 FORMER COMPANY: FORMER CONFORMED NAME: SUIZA FOODS CORP DATE OF NAME CHANGE: 19941013 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COLLENS LEWIS M CENTRAL INDEX KEY: 0001037483 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12755 FILM NUMBER: 071148430 BUSINESS ADDRESS: STREET 1: 1555 NORTH ASTOR, APT. 6@ CITY: CHICAGO STATE: IL ZIP: 60610 BUSINESS PHONE: 214-303-3400 MAIL ADDRESS: STREET 1: DEAN FOODS COMPANY STREET 2: 2515 MCKINNEY AVE, SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-09-28 0000931336 DEAN FOODS CO DF 0001037483 COLLENS LEWIS M 1555 ASTOR ST., APT 6W CHICAGO IL 60610 1 0 0 0 Common Stock 2007-09-28 4 A 0 795 0 A 30345 D Non-Qualified Stock Option (right to buy - DF002164) 14.2351 2002-07-01 2012-07-01 Common Stock 22500 22500 D Non-Qualified Stock Option (right to buy - DV000612) 14.2351 2002-07-01 2012-07-01 Common Stock 10564 10564 D Non-Qualified Stock Option (right to buy - T0000650) 14.2351 2002-07-01 2012-07-01 Common Stock 4146 4146 D Non-Qualified Stock Option (right to buy - DV000609) 14.2351 2002-07-01 2012-07-01 Common Stock 1947 1947 D Non-Qualified Stock Option (right to buy - DF002874) 18.1003 2003-06-30 2013-06-30 Common Stock 7500 7500 D Non-Qualified Stock Option (right to buy - DV000607) 18.1003 2003-06-30 2013-06-30 Common Stock 3521 3521 D Non-Qualified Stock Option (right to buy - T0000779) 18.1003 2003-06-30 2013-06-30 Common Stock 1382 1382 D Non-Qualified Stock Option (right to buy - DV000611) 18.1003 2003-06-30 2013-06-30 Common Stock 649 649 D Non-Qualified Stock Option (right to buy - DF003662) 21.4389 2004-06-30 2014-06-30 Common Stock 7500 7500 D Non-Qualified Stock Option (right to buy - DV000606) 21.4389 2004-06-30 2014-06-30 Common Stock 3521 3521 D Non-Qualified Stock Option (right to buy - T0000789) 21.4389 2004-06-30 2014-06-30 Common Stock 1382 1382 D Non-Qualified Stock Option (right to buy - DV000608) 21.4389 2004-06-30 2014-06-30 Common Stock 649 649 D Non-Qualified Stock Option (right to buy - DF905916) 23.9808 2005-06-30 2015-06-30 Common Stock 7500 7500 D Non-Qualified Stock Option (right to buy - DV000610) 23.9808 2005-06-30 2015-06-30 Common Stock 3521 3521 D Non-Qualified Stock Option (right to buy - DF005289) 25.3078 2006-06-30 2016-06-30 Common Stock 7500 7500 D Non-Qualified Stock Option (right to buy - DV000613) 25.3078 2006-06-30 2016-06-30 Common Stock 3521 3521 D Non-Qualified Stock Option (right to buy ) 31.87 2007-06-29 2017-06-29 Common Stock 7500 7500 D Restricted Stock Units (DF905927) 0 2006-06-30 2015-06-30 Common Stock 850 850 D Restricted Stock Units (DV005397) 0 2006-06-30 2015-06-30 Common Stock 399 399 D Restricted Stock Units (DU003815) 0 2007-06-30 2016-06-30 Common Stock 1700 1700 D Restricted Stock Units (DV005201) 0 2007-06-30 2016-06-30 Common Stock 798 798 D Restricted Stock Units 0 2008-06-29 2017-06-29 Common Stock 2550 2550 D These are restricted shares issued under the Issuer's 2007 Stock Incentive Plan in payment of fees owed for services as an independent director. All such shares are subject to vesting in three increments, with the first vesting occurring as of the date the shares were issued and then annually thereafter. Includes 4,438 shares of RSUs which have vested and for which the reporting person has opted to defer receipt until a future date. The options were granted automatically under the Issuer's 1997 Amended and Restated Stock Option and Restricted Stock Plan, and are fully vested and immediately exercisable upon grant. The reporting person has received an award of RSUs, which is a right to receive shares of common stock of the Issuer in the future, subject to the terms and conditions of the RSU Award Agreement. The RSUs vest annually, on a prorata basis, over a three-year period beginning on the first anniversary of the date of grant. Lewis M. Collens 2007-10-02 -----END PRIVACY-ENHANCED MESSAGE-----