-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UWSG355LBq+9edIDQ2Qe3Ecq8wkRsysY781g5LDuFjnrWBk92kTNhVI8wWXph0Rw b3KFKzT5G3FbJEN2g+QpjA== 0001353605-07-000149.txt : 20070710 0001353605-07-000149.hdr.sgml : 20070710 20070710182219 ACCESSION NUMBER: 0001353605-07-000149 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070707 FILED AS OF DATE: 20070710 DATE AS OF CHANGE: 20070710 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DEAN FOODS CO CENTRAL INDEX KEY: 0000931336 STANDARD INDUSTRIAL CLASSIFICATION: ICE CREAM & FROZEN DESSERTS [2024] IRS NUMBER: 752559681 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2143033400 MAIL ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: DEAN FOODS CO/ DATE OF NAME CHANGE: 20011221 FORMER COMPANY: FORMER CONFORMED NAME: SUIZA FOODS CORP DATE OF NAME CHANGE: 19941013 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOOLSBY MICHELLE P CENTRAL INDEX KEY: 0001136260 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12755 FILM NUMBER: 07972981 BUSINESS ADDRESS: BUSINESS PHONE: 214-303-3400 MAIL ADDRESS: STREET 1: DEAN FOODS COMPANY STREET 2: 2515 MCKINNEY AVENUE STE 1200 CITY: DALLAS STATE: TX ZIP: 75201 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-07-07 0000931336 DEAN FOODS CO DF 0001136260 GOOLSBY MICHELLE P 2515 MCKINNEY AVENUE, SUITE 1200 DALLAS TX 75201 0 1 0 1 Exec VP, Chief Admin Officer, General Counsel and Secretary Non-Qualified Stock Option (right to buy - DF001537) 11.6934 2003-01-14 2012-01-14 Common Stock 115086 115086 D Non-Qualified Stock Option (right to buy - DV001374) 11.6934 2003-01-14 2012-01-14 Common Stock 54033 54033 D Non-Qualified Stock Option (right to buy - T0000625) 11.6934 2003-01-14 2012-01-14 Common Stock 21207 21207 D Non-Qualified Stock Option (right to buy - DV001374) 11.6934 2003-01-14 2012-01-14 Common Stock 9957 9957 D Non-Qualified Stock Option (right to buy - DF001337) 11.6934 2003-01-14 2012-01-14 Common Stock 75000 75000 D Non-Qualified Stock Option (right to buy - DV001375) 11.6934 2003-01-14 2012-01-14 Common Stock 35213 35213 D Non-Qualified Stock Option (right to buy - T0000615) 11.6934 2003-01-14 2012-01-14 Common Stock 13820 13820 D Non-Qualified Stock Option (right to buy - T0000615) 11.6934 2003-01-14 2012-01-14 Common Stock 6488 6488 D Non-Qualified Stock Option (right to buy - DF002194) 14.2466 2004-01-06 2013-01-06 Common Stock 90468 90468 D Non-Qualified Stock Option (right to buy - DV001373) 14.2466 2004-01-06 2013-01-06 Common Stock 42475 42475 D Non-Qualified Stock Option (right to buy - T0000610) 14.2466 2004-01-06 2013-01-06 Common Stock 16671 16671 D Non-Qualified Stock Option (right to buy - DV001360) 14.2466 2004-01-06 2013-01-06 Common Stock 7827 7827 D Non-Qualified Stock Option (right to buy - DF003309) 17.9107 2005-01-13 2014-01-13 Common Stock 56791 56791 D Non-Qualified Stock Option (right to buy - DV001377) 17.9107 2005-01-13 2014-01-13 Common Stock 26663 26663 D Non-Qualified Stock Option (right to buy - T0000708) 17.9107 2005-01-13 2014-01-13 Common Stock 10464 10464 D Non-Qualified Stock Option (right to buy - DV001382) 17.9107 2005-01-13 2014-01-13 Common Stock 4913 4913 D Non-Qualified Stock Option (right to buy - TU000209) 17.9107 2005-01-13 2014-01-13 Common Stock 394 394 D Non-Qualified Stock Option (right to buy - DV001381) 17.9107 2005-01-13 2014-01-13 Common Stock 185 185 D Non-Qualified Stock Option (right to buy - TU000206) 17.9107 2005-01-13 2014-01-13 Common Stock 2139 2139 D Non-Qualified Stock Option (right to buy - DV001380) 17.9107 2005-01-13 2014-01-13 Common Stock 1004 1004 D Non-Qualified Stock Option (right to buy - DF902437) 18.3014 2006-01-07 2015-01-07 Common Stock 50768 50768 D Non-Qualified Stock Option (right to buy - DF902437) 18.3014 2006-01-07 2015-01-07 Common Stock 23836 23836 D Non-Qualified Stock Option (right to buy - T0000700) 18.3014 2006-01-07 2015-01-07 Common Stock 9355 9355 D Non-Qualified Stock Option (right to buy - DV001362) 18.3014 2006-01-07 2015-01-07 Common Stock 4392 4392 D Non-Qualified Stock Option (right to buy - TU000207) 18.3014 2006-01-07 2015-01-07 Common Stock 321 321 D Non-Qualified Stock Option (right to buy - DV001363) 18.3014 2006-01-07 2015-01-07 Common Stock 151 151 D Non-Qualified Stock Option (right to buy - DF004891) 25.6821 2007-01-13 2016-01-13 Common Stock 83322 83322 D Non-Qualified Stock Option (right to buy - DV001365) 25.6821 2007-01-13 2016-01-13 Common Stock 39120 39120 D Non-Qualified Stock Option (right to buy - DF005347) 30.1121 2008-02-12 2017-02-12 Common Stock 42741 42741 D Non-Qualified Stock Option (right to buy - DV001367) 30.1121 2008-02-12 2017-02-12 Common Stock 20067 20067 D A Stock Unit, which is issued under the Company's 1989 Stock Awards Plan, is a right to receive one share of common stock of the Issuer in the future, subject to the terms and conditions of the award agreement. The units vest annually, on a prorata basis, over a five-year period beginning on the first anniversary date of grant, subject to certain accelerated vesting provisions. Due to a special cash dividend of $15.00, paid by Issuer on April 2, 2007, to shareholders of record on March 27, 2007, the option exercise price and number of shares has been adjusted to maintain the value of the option award, post-dividend. CONTINUATION OF FORM 4 PREVIOUSLY FILED ON THIS DATE -- NO TRANSACTIONS BEING REPORTED ON THIS SECOND FORM 4. Michelle P. Goolsby 2007-07-10 -----END PRIVACY-ENHANCED MESSAGE-----