-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Kc8Nm8/2KuQeZ9w9bWM5R+894CHHhRS6O/BMePZLdCD94vruRqrmmEnFGFpcMXyB iB8iMj7In4vsU+bpB/y7lw== 0001353605-07-000140.txt : 20070703 0001353605-07-000140.hdr.sgml : 20070703 20070703154503 ACCESSION NUMBER: 0001353605-07-000140 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070629 FILED AS OF DATE: 20070703 DATE AS OF CHANGE: 20070703 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DEAN FOODS CO CENTRAL INDEX KEY: 0000931336 STANDARD INDUSTRIAL CLASSIFICATION: ICE CREAM & FROZEN DESSERTS [2024] IRS NUMBER: 752559681 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2143033400 MAIL ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: DEAN FOODS CO/ DATE OF NAME CHANGE: 20011221 FORMER COMPANY: FORMER CONFORMED NAME: SUIZA FOODS CORP DATE OF NAME CHANGE: 19941013 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NEVARES HECTOR M CENTRAL INDEX KEY: 0001136265 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12755 FILM NUMBER: 07960666 BUSINESS ADDRESS: STREET 1: BOLIVIA 33 STREET 2: SUITE 303 CITY: HATO REY STATE: PR ZIP: 00917 BUSINESS PHONE: 214-303-3400 MAIL ADDRESS: STREET 1: DEAN FOODS COMPANY STREET 2: 2515 MCKINNEY AVENUE, STE 1200 CITY: DALLAS STATE: TX ZIP: 75201 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-06-29 0000931336 DEAN FOODS CO DF 0001136265 NEVARES HECTOR M BOLIVIA 33 -- SUITE 303 HATO REY PR 00917 PUERTO RICO 1 0 0 0 Common Stock 2007-06-29 4 A 0 937 0 A 287815 D Common Stock 2007-06-30 4 M 0 850 0 A 288665 D Common Stock 2007-06-30 4 M 0 399 0 A 289064 D Common Stock 2007-06-30 4 M 0 156 0 A 289220 D Common Stock 2007-06-30 4 M 0 73 0 A 289293 D Common Stock 2007-06-30 4 M 0 850 0 A 290143 D Common Stock 2007-06-30 4 M 0 399 0 A 290542 D Common Stock 2007-06-30 4 M 0 850 0 A 291392 D Common Stock 2007-06-30 4 M 0 399 0 A 291791 D Non-Qualified Stock Option (right to buy - SI000781) 11.2299 1998-06-30 2008-06-30 Common Stock 22500 22500 D Non-Qualified Stock Option (right to buy - DV002993) 11.2299 1998-06-30 2008-06-30 Common Stock 10564 10564 D Non-Qualified Stock Option (right to buy - T0000631) 11.2299 1998-06-30 2008-06-30 Common Stock 4146 4146 D Non-Qualified Stock Option (right to buy - DV002992) 11.2299 1998-06-30 2008-06-30 Common Stock 1947 1947 D Non-Qualified Stock Option (right to buy - SI001313) 8.0206 1999-06-30 2009-06-30 Common Stock 22500 22500 D Non-Qualified Stock Option (right to buy - DV002987) 8.0206 1999-06-30 2009-06-30 Common Stock 10564 10564 D Non-Qualified Stock Option (right to buy - T0000635) 8.0206 1999-06-30 2009-06-30 Common Stock 4146 4146 D Non-Qualified Stock Option (right to buy - DV003003) 8.0206 1999-06-30 2009-06-30 Common Stock 1947 1947 D Non-Qualified Stock Option (right to buy - SI001804) 9.3614 2000-06-30 2010-06-30 Common Stock 22500 22500 D Non-Qualified Stock Option (right to buy - DV002994) 9.3614 2000-06-30 2010-06-30 Common Stock 10564 10564 D Non-Qualified Stock Option (right to buy - T0000640) 9.3614 2000-06-30 2010-06-30 Common Stock 4146 4146 D Non-Qualified Stock Option (right to buy - DV002991) 9.3614 2000-06-30 2010-06-30 Common Stock 1947 1947 D Non-Qualified Stock Option (right to buy - SF002506) 10.1707 2001-06-29 2011-06-29 Common Stock 22500 22500 D Non-Qualified Stock Option (right to buy - DV002995) 10.1707 2001-06-29 2011-06-29 Common Stock 10564 10564 D Non-Qualified Stock Option (right to buy - T0000646) 10.1707 2001-06-29 2011-06-29 Common Stock 4146 4146 D Non-Qualified Stock Option (right to buy - DV003004) 10.1707 2001-06-29 2011-06-29 Common Stock 1947 1947 D Non-Qualified Stock Option (right to buy - DF002171) 14.2351 2002-07-01 2012-07-01 Common Stock 22500 22500 D Non-Qualified Stock Option (right to buy - DV002996) 14.2351 2002-07-01 2012-07-01 Common Stock 10564 10564 D Non-Qualified Stock Option (right to buy - T0000655) 14.2351 2002-07-01 2012-07-01 Common Stock 4146 4146 D Non-Qualified Stock Option (right to buy - DV002990) 14.2351 2002-07-01 2012-07-01 Common Stock 1947 1947 D Non-Qualified Stock Option (right to buy - DF002881) 18.1003 2003-06-30 2013-06-30 Common Stock 7500 7500 D Non-Qualified Stock Option (right to buy - DV002997) 18.1003 2003-06-30 2013-06-30 Common Stock 3521 3521 D Non-Qualified Stock Option (right to buy - T0000785) 18.1003 2003-06-30 2013-06-30 Common Stock 1382 1382 D Non-Qualified Stock Option (right to buy - DV003000) 18.1003 2003-06-30 2013-06-30 Common Stock 649 649 D These are restricted shares issued under Dean's 1997 Stock Option and Restricted Stock Plan in payment of fees owed for services as an independent director. All such shares are subject to vesting in three increments, with the first vesting occurring as of the date the shares were issued. Includes 7,398 shares of Restricted Stock Units ("RSUs") which have vested and for which the reporting person has opted to defer receipt until a future date. Represents shares of common stock of the Issuer vested on the third annual vesting date of a 06/30/2004 award of RSUs. Includes 4,438 shares of RSUs (2,960 were released to Reporting Person 06/30/07) which have vested and for which the reporting person has opted to defer receipt until a future date. Represents shares of common stock of the Issuer vested on the second annual vesting date of a 06/30/2005 award of RSUs. Represents shares of common stock of the Issuer vested on the first annual vesting date of a 06/30/2006 award of DSUs. Due to a special cash dividend of $15.00, paid by Issuer on April 2, 2007, to shareholders of record on March 27, 2007, the option exercise price and number of shares has been adjusted to maintain the value of the option award, post-dividend. The options were automatically granted under the Issuer's 1997 Amended and Restated Stock Option and Restricted Stock Plan, and are fully vested and immediately exercisable upon grant. CONTINUED ON ADDITIONAL FORM 4 FILED ON THIS SAME DATE. Hector M. Nevares 2007-07-03 -----END PRIVACY-ENHANCED MESSAGE-----