-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CWSv2K/dsN+1s422ZbxbB0SeEuCALHTIT33vjugUPLLxrP2RHMl2Wrfqz8WcImlB wvIFrTVjTFai/jOZbDv9EA== 0001353605-07-000113.txt : 20070403 0001353605-07-000113.hdr.sgml : 20070403 20070403162241 ACCESSION NUMBER: 0001353605-07-000113 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070330 FILED AS OF DATE: 20070403 DATE AS OF CHANGE: 20070403 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DEAN FOODS CO CENTRAL INDEX KEY: 0000931336 STANDARD INDUSTRIAL CLASSIFICATION: ICE CREAM & FROZEN DESSERTS [2024] IRS NUMBER: 752559681 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2143033400 MAIL ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: DEAN FOODS CO/ DATE OF NAME CHANGE: 20011221 FORMER COMPANY: FORMER CONFORMED NAME: SUIZA FOODS CORP DATE OF NAME CHANGE: 19941013 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NEVARES HECTOR M CENTRAL INDEX KEY: 0001136265 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12755 FILM NUMBER: 07744681 BUSINESS ADDRESS: STREET 1: BOLIVIA 33 STREET 2: SUITE 303 CITY: HATO REY STATE: PR ZIP: 00917 BUSINESS PHONE: 214-303-3400 MAIL ADDRESS: STREET 1: DEAN FOODS COMPANY STREET 2: 2515 MCKINNEY AVENUE, STE 1200 CITY: DALLAS STATE: TX ZIP: 75201 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-03-30 0000931336 DEAN FOODS CO DF 0001136265 NEVARES HECTOR M BOLIVIA 33 -- SUITE 303 HATO REY PR 00917 PUERTO RICO 1 0 0 0 Common Stock 2007-03-30 4 A 0 862 0 A 27532 D Non-Qualified Stock Option (right to buy - T0000590) 8.2329 1997-05-13 2007-05-13 Common Stock 149025 149025 D Non-Qualified Stock Option (right to buy - T0000627) 8.2329 1997-05-13 2007-05-13 Common Stock 27461 27461 D Non-Qualified Stock Option (right to buy - SI000781) 16.5024 1998-06-30 2008-06-30 Common Stock 22500 22500 D Non-Qualified Stock Option (right to buy - T0000631) 16.5024 1998-06-30 2008-06-30 Common Stock 4146 4146 D Non-Qualified Stock Option (right to buy - SI001313) 11.7864 1999-06-30 2009-06-30 Common Stock 22500 22500 D Non-Qualified Stock Option (right to buy - T0000635) 11.7864 1999-06-30 2009-06-30 Common Stock 4146 4146 D Non-Qualified Stock Option (right to buy - SI001804) 13.7567 2000-06-30 2010-06-30 Common Stock 22500 22500 D Non-Qualified Stock Option (right to buy - T0000640) 13.7567 2000-06-30 2010-06-30 Common Stock 4146 4146 D Non-Qualified Stock Option (right to buy - SF002506) 14.9459 2001-06-29 2011-06-29 Common Stock 22500 22500 D Non-Qualified Stock Option (right to buy - T0000646) 14.9459 2001-06-29 2011-06-29 Common Stock 4146 4146 D Non-Qualified Stock Option (right to buy - DF002171) 20.9186 2002-07-01 2012-07-01 Common Stock 22500 22500 D Non-Qualified Stock Option (right to buy - T0000655) 20.9186 2002-07-01 2012-07-01 Common Stock 4146 4146 D Non-Qualified Stock Option (right to buy - DF002881) 26.5986 2003-06-30 2013-06-30 Common Stock 7500 7500 D Non-Qualified Stock Option (right to buy - T0000785) 26.5986 2003-06-30 2013-06-30 Common Stock 1382 1382 D Non-Qualified Stock Option (right to buy - DF003670) 31.5046 2004-06-30 2014-06-30 Common Stock 7500 7500 D Non-Qualified Stock Option (right to buy - T0000796) 31.5046 2004-06-30 2014-06-30 Common Stock 1382 1382 D Non-Qualified Stock Option (right to buy - DF905924) 35.24 2005-06-30 2015-06-30 Common Stock 7500 7500 D Non-Qualified Stock Option (right to buy) 37.19 2006-06-30 2016-06-30 Common Stock 7500 7500 D Deferred Stock Units (DU000114) 0 2005-06-30 2014-06-30 Common Stock 850 850 D Deferred Stock Units (TU905762) 0 2005-06-30 2014-06-30 Common Stock 156 156 D Restricted Stock Units (DU905935) 0 2006-06-30 2015-06-30 Common Stock 1700 1700 D Restricted Stock Units 0 2007-06-30 2016-06-30 Common Stock 2550 2550 D These are restricted shares issued under the Issuer's 1997 Stock Option and Restricted Stock Plan in payment of fees owed for services as an independent director. All such shares are subject to vesting in three increments, with the first vesting occurring as of the date the shares were issued and then annually thereafter. The options were automatically granted under the Issuer's 1997 Amended and Restated Stock Option and Restricted Stock Plan, and are fully vested and immediately exercisable upon grant. The reporting person has received an award of Restricted Stock Units ("RSUs") which is a right to receive shares of common stock of the Issuer in the future, subject to the terms and conditions of the RSU Award Agreement. The RSUs vest annually, on a prorata basis, over a three year period beginning on the first anniversary date of the grant. Hector M. Nevares 2007-04-03 -----END PRIVACY-ENHANCED MESSAGE-----