-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WQFxkJNi7aN4j8N/1M0H6TNZvYEpXLYF8RTSZGXYooq46CF2RgerUit9xRSilMQX Q06uFG1wS42BsFbDvO5hdw== 0001353605-07-000089.txt : 20070316 0001353605-07-000089.hdr.sgml : 20070316 20070316163158 ACCESSION NUMBER: 0001353605-07-000089 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070315 FILED AS OF DATE: 20070316 DATE AS OF CHANGE: 20070316 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DEAN FOODS CO CENTRAL INDEX KEY: 0000931336 STANDARD INDUSTRIAL CLASSIFICATION: ICE CREAM & FROZEN DESSERTS [2024] IRS NUMBER: 752559681 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2143033400 MAIL ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: DEAN FOODS CO/ DATE OF NAME CHANGE: 20011221 FORMER COMPANY: FORMER CONFORMED NAME: SUIZA FOODS CORP DATE OF NAME CHANGE: 19941013 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NEVARES HECTOR M CENTRAL INDEX KEY: 0001136265 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12755 FILM NUMBER: 07700521 BUSINESS ADDRESS: STREET 1: BOLIVIA 33 STREET 2: SUITE 303 CITY: HATO REY STATE: PR ZIP: 00917 BUSINESS PHONE: 214-303-3400 MAIL ADDRESS: STREET 1: DEAN FOODS COMPANY STREET 2: 2515 MCKINNEY AVENUE, STE 1200 CITY: DALLAS STATE: TX ZIP: 75201 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-03-15 0000931336 DEAN FOODS CO DF 0001136265 NEVARES HECTOR M BOLIVIA 33 -- SUITE 303 HATO REY PR 00917 PUERTO RICO 1 0 0 0 Common Stock 2007-03-15 4 S 0 300 46.2133 D 247668 D Common Stock 2007-03-15 4 S 0 1100 46.22 D 246568 D Common Stock 2007-03-15 4 S 0 2600 46.23 D 243968 D Common Stock 2007-03-15 4 S 0 1700 46.24 D 242268 D Common Stock 2007-03-15 4 S 0 1100 46.2491 D 241168 D Common Stock 2007-03-15 4 S 0 5200 46.25 D 235968 D Common Stock 2007-03-15 4 S 0 600 46.2517 D 235368 D Common Stock 2007-03-15 4 S 0 4200 46.26 D 231168 D Common Stock 2007-03-15 4 S 0 5000 46.27 D 226168 D Common Stock 2007-03-15 4 S 0 3500 46.28 D 222668 D Common Stock 2007-03-15 4 S 0 8000 46.29 D 214668 D Common Stock 2007-03-15 4 S 0 2900 46.30 D 211768 D Common Stock 2007-03-15 4 S 0 1400 46.31 D 210368 D Common Stock 2007-03-15 4 S 0 1800 46.32 D 208568 D Common Stock 2007-03-15 4 S 0 800 46.33 D 207768 D Common Stock 2007-03-15 4 S 0 2300 46.34 D 205468 D Common Stock 2007-03-15 4 S 0 1200 46.3442 D 204268 D Common Stock 2007-03-15 4 S 0 700 46.35 D 203568 D Common Stock 2007-03-15 4 S 0 1802 46.36 D 201766 D Common Stock 2007-03-15 4 S 0 300 46.3667 D 201466 D Common Stock 2007-03-15 4 S 0 2600 46.37 D 198866 D Common Stock 2007-03-15 4 S 0 300 46.3767 D 198566 D Common Stock 2007-03-15 4 S 0 1898 46.38 D 196668 D Common Stock 2007-03-15 4 S 0 3100 46.39 D 193568 D Common Stock 2007-03-15 4 S 0 600 46.3983 D 192968 D Common Stock 2007-03-15 4 S 0 4500 46.40 D 188468 D Common Stock 2007-03-15 4 S 0 700 46.4029 D 187768 D Common Stock 2007-03-15 4 S 0 2300 46.41 D 185468 D Common Stock 2007-03-15 4 S 0 300 46.4133 D 185168 D Common Stock 2007-03-15 4 S 0 700 46.4171 D 184468 D Non-Qualified Stock Option (right to buy - T0000590) 8.2329 1997-05-13 2007-05-13 Common Stock 149025 149025 D Non-Qualified Stock Option (right to buy - T0000627) 8.2329 1997-05-13 2007-05-13 Common Stock 27461 27461 D Non-Qualified Stock Option (right to buy - SI000781) 16.5024 1998-06-30 2008-06-30 Common Stock 22500 22500 D Non-Qualified Stock Option (right to buy - T0000631) 16.5024 1998-06-30 2008-06-30 Common Stock 4146 4146 D Non-Qualified Stock Option (right to buy - SI001313) 11.7864 1999-06-30 2009-06-30 Common Stock 22500 22500 D Non-Qualified Stock Option (right to buy - T0000635) 11.7864 1999-06-30 2009-06-30 Common Stock 4146 4146 D Non-Qualified Stock Option (right to buy - SI001804) 13.7567 2000-06-30 2010-06-30 Common Stock 22500 22500 D Non-Qualified Stock Option (right to buy - T0000640) 13.7567 2000-06-30 2010-06-30 Common Stock 4146 4146 D Non-Qualified Stock Option (right to buy - SF002506) 14.9459 2001-06-29 2011-06-29 Common Stock 22500 22500 D Non-Qualified Stock Option (right to buy - T0000646) 14.9459 2001-06-29 2011-06-29 Common Stock 4146 4146 D Non-Qualified Stock Option (right to buy - DF002171) 20.9186 2002-07-01 2012-07-01 Common Stock 22500 22500 D Non-Qualified Stock Option (right to buy - T0000655) 20.9186 2002-07-01 2012-07-01 Common Stock 4146 4146 D Non-Qualified Stock Option (right to buy - DF002881) 26.5986 2003-06-30 2013-06-30 Common Stock 7500 7500 D Non-Qualified Stock Option (right to buy - T0000785) 26.5986 2003-06-30 2013-06-30 Common Stock 1382 1382 D Non-Qualified Stock Option (right to buy - DF003670) 31.5046 2004-06-30 2014-06-30 Common Stock 7500 7500 D Non-Qualified Stock Option (right to buy - T0000796) 31.5046 2004-06-30 2014-06-30 Common Stock 1382 1382 D Non-Qualified Stock Option (right to buy - DF905924) 35.24 2005-06-30 2015-06-30 Common Stock 7500 7500 D Non-Qualified Stock Option (right to buy) 37.19 2006-06-30 2016-06-30 Common Stock 7500 7500 D Deferred Stock Units (DU000114) 0 2005-06-30 2014-06-30 Common Stock 850 850 D Deferred Stock Units (TU905762) 0 2005-06-30 2014-06-30 Common Stock 156 156 D Restricted Stock Units (DU905935) 0 2006-06-30 2015-06-30 Common Stock 1700 1700 D Restricted Stock Units 0 2007-06-30 2016-06-30 Common Stock 2550 2550 D Sales are pursuant to a 10b5-1 Sales Plan dated March 13, 2007, between reporting person and J.P. Morgan Securities, Inc., acting as agent, to permit the orderly disposition of a portion of the reporting person's holdings of the Issuer's common stock, par value $0.01 per share of Dean Foods Company. The options were automatically granted under the Issuer's 1997 Amended and Restated Stock Option and Restricted Stock Plan, and are fully vested and immediately exercisable upon grant. The reporting person has received an award of Restricted Stock Units ("RSUs") which is a right to receive shares of common stock of the Issuer in the future, subject to the terms and conditions of the RSU Award Agreement. The RSUs vest annually, on a prorata basis, over a three year period beginning on the first anniversary date of the grant. CONTINUED FROM PREVIOUS FORM 4 FILED ON THIS SAME DATE AND CONTINUED ON ADDITIONAL TWO FORMS 4 FILED ON THIS SAME DATE. Hector M. Nevares 2007-03-16 -----END PRIVACY-ENHANCED MESSAGE-----