-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TCFXvbB+AdtekORrqhBKFXOu/h628Ul/Hcm4d7/apymC5z8ESpepa/2eQ+CKgvbh r0InMXoCFZfg2lNBkI7jVg== 0001353605-07-000071.txt : 20070314 0001353605-07-000071.hdr.sgml : 20070314 20070314163323 ACCESSION NUMBER: 0001353605-07-000071 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070313 FILED AS OF DATE: 20070314 DATE AS OF CHANGE: 20070314 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DEAN FOODS CO CENTRAL INDEX KEY: 0000931336 STANDARD INDUSTRIAL CLASSIFICATION: ICE CREAM & FROZEN DESSERTS [2024] IRS NUMBER: 752559681 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2143033400 MAIL ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: DEAN FOODS CO/ DATE OF NAME CHANGE: 20011221 FORMER COMPANY: FORMER CONFORMED NAME: SUIZA FOODS CORP DATE OF NAME CHANGE: 19941013 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERNON ALAN J CENTRAL INDEX KEY: 0001136257 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12755 FILM NUMBER: 07693973 BUSINESS ADDRESS: STREET 1: DEAN NORTHEAST, LLC STREET 2: 124 GROVE STREET CITY: FRANKLIN STATE: MA ZIP: 02038 BUSINESS PHONE: 214-303-3400 MAIL ADDRESS: STREET 1: 2515 MCKINNEY AVENUE STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-03-13 0000931336 DEAN FOODS CO DF 0001136257 BERNON ALAN J 2515 MCKINNEY AVENUE, SUITE 1200 DALLAS TX 75201 1 1 0 0 President - Dean Dairy Group Common Stock 2007-03-13 4 P 0 3700 45.73 A 853699.1354 D Common Stock 2007-03-13 4 P 0 1300 45.74 A 854999.1354 D Common Stock 2007-03-13 4 P 0 200 45.75 A 855199.1354 D Common Stock 2007-03-13 4 P 0 400 45.79 A 855599.1354 D Common Stock 2007-03-13 4 P 0 16000 45.80 A 871599.1354 D Non-Qualified Stock Option (right to buy-T0000354) 17.1835 2003-01-14 2012-01-14 Common Stock 75084 75084 D Non-Qualified Stock Option (right to buy-T0000616) 17.1835 2005-06-27 2012-01-14 Common Stock 13836 13836 D Non-Qualified Stock Option (right to buy-T0000355) 17.1835 2003-01-14 2012-01-14 Common Stock 50000 50000 D Non-Qualified Stock Option (right to buy-T0000604) 17.1835 2005-06-27 2012-01-14 Common Stock 9213 9213 D Non-Qualified Stock Option (right to buy-DF002200) 20.9355 2004-01-06 2013-01-06 Common Stock 78468 78468 D Non-Qualified Stock Option (right to buy-T0000606) 20.9355 2005-06-27 2013-01-06 Common Stock 14459 14459 D Non-Qualified Stock Option (right to buy-TU000143 26.3199 2005-01-13 2014-10-13 Common Stock 1069 1069 D Non-Qualified Stock Option (right to buy-TU000144) 26.3199 2006-01-13 2014-01-13 Common Stock 197 197 D Non-Qualified Stock Option (right to buy-DF003299) 26.3199 2005-01-13 2014-01-13 Common Stock 36791 36791 D Non-Qualified Stock Option (right to buy-T0000769) 26.3199 2005-06-27 2014-01-13 Common Stock 6779 6779 D Non-Qualified Stock Option (right to buy-TU000145) 26.8941 2006-01-10 2015-01-10 Common Stock 321 321 D Non-Qualified Stock Option (right to buy-DF902107) 26.8941 2006-01-10 2015-01-10 Common Stock 23368 23368 D Non-Qualified Stock Option (right to buy-T0000797) 26.8941 2006-01-10 2015-01-10 Common Stock 4306 4306 D Non-Qualified Stock Option (right to buy-DF004888) 37.74 2007-01-13 2016-01-13 Common Stock 273122 273122 D Non-Qualified Stock Option (right to buy) 42.25 2008-02-12 2017-02-12 Common Stock 47741 47741 D Incentive Stock Option (right to buy-DF902106) 26.8941 2006-01-10 2015-01-10 Common Stock 3139 3139 D Incentive Stock Option (right to buy-T0001361) 26.8941 2006-01-10 2015-01-10 Common Stock 322 322 D Incentive Stock Option (right to buy-DF004887) 37.74 2007-01-13 2016-01-13 Common Stock 2832 2832 D Incentive Stock Option (right to buy) 42.25 2008-02-12 2017-02-12 Common Stock 2259 2259 D Restricted Stock Units (DU000424) 0 2006-09-19 2015-09-19 Common Stock 13333 13333 D Restricted Stock Units (DU003750) 0 2007-01-13 2016-01-13 Common Stock 50000 50000 D The shares of common stock subject to the Option vest ratably in three equal increments commencing on the first anniversary of the grant date. A Restricted Stock Unit, which is issued under the Company's 1989 Stock Awards Plan, is a right to receive one share of common stock of the Issuer in the future, subject to the terms and conditions of the award agreement. The units vest annually, on a prorata basis, over a three-year period beginning on the first anniversary of the date of grant. Alan J. Bernon 2007-03-14 -----END PRIVACY-ENHANCED MESSAGE-----