-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NVd5j2oo0uf6CevCIktDHB7rVcF9POCw+pgHpTivjH6cozgZaBYP5eYRorwRH9bK YJpaJSuEb+QHpyMdNFmLXQ== 0001353605-07-000044.txt : 20070215 0001353605-07-000044.hdr.sgml : 20070215 20070215190817 ACCESSION NUMBER: 0001353605-07-000044 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070212 FILED AS OF DATE: 20070215 DATE AS OF CHANGE: 20070215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Callahan John F Jr CENTRAL INDEX KEY: 0001361758 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-12755 FILM NUMBER: 07629003 BUSINESS ADDRESS: BUSINESS PHONE: 214.303.3400 MAIL ADDRESS: STREET 1: 2515 MCKINNEY AVENUE STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DEAN FOODS CO CENTRAL INDEX KEY: 0000931336 STANDARD INDUSTRIAL CLASSIFICATION: ICE CREAM & FROZEN DESSERTS [2024] IRS NUMBER: 752559681 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2143033400 MAIL ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: DEAN FOODS CO/ DATE OF NAME CHANGE: 20011221 FORMER COMPANY: FORMER CONFORMED NAME: SUIZA FOODS CORP DATE OF NAME CHANGE: 19941013 4/A 1 edgar.xml PRIMARY DOCUMENT X0202 4/A 2007-02-12 2007-02-14 0000931336 DEAN FOODS CO DF 0001361758 Callahan John F Jr 2515 MCKINNEY AVENUE SUITE 1200 DALLAS TX 75201 0 1 0 0 Executive Vice President Restricted Stock Units 0 2007-05-09 2016-05-09 Common Stock 17000 17000 D Restricted Stock Units 0 2007-05-09 2016-05-09 Common Stock 22500 22500 D Restricted Stock Units 0 2008-02-12 2017-02-12 Common Stock 18000 18000 D Incentive Stock Option (right to buy) 37.39 2007-05-09 2016-05-09 Common Stock 8022 8022 D Incentive Stock Option (right to buy) 44.25 2007-02-12 4 A 0 6777 0 A 2008-02-12 2017-02-12 Common Stock 6777 6777 D Non-Qualified Stock Option (right to buy) 37.39 2007-05-09 2016-05-09 Common Stock 101978 101978 D Non-Qualified Stock Option (right to buy) 44.25 2007-02-12 4 A 0 38223 0 A 2008-02-12 2017-02-12 Common Stock 38223 38223 D A Stock Unit, which is issued under the Company's 1989 Stock Awards Plan, is a right to receive one share of Common Stock of the Issuer in the future, subject to the terms and conditions of the award agreement. The units vest annually, on a prorata basis, over a five-year period beginning on the first anniversary date of grant, subject to certain accelerated vesting provisions. A Stock Unit, which is issued under the Company's 1989 Stock Awards Plan, is a right to receive one share of Common Stock of the Issuer in the future, subject to the terms and conditions of the award agreement. The units vest annually, on a prorata basis, over a three-year period beginning on the first anniversary date of grant, subject to certain accelerated vesting provisions. The options vest in three equal installments beginning on the first anniversary of the date of the grant and were issued without stockholder approval, as an "inducement grant", as such term is defined by the New York Stock Exchange. The shares of common stock subject to the Option vest ratably in three equal increments commencing on the first anniversary of the grant date. This amendment is being filed to correct a clerical error, the exercise price of the awards was originally reported as $42.25, the correct exercise price is $44.25. John F. Callahan, Jr. 2007-02-15 -----END PRIVACY-ENHANCED MESSAGE-----