-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MKHdbqT6+kYK7vBh+J8DIniq93cwztrnMXwRCRLSwirj+D30y8FQyGCrsBANLGes SAxqJwDxlNU9ytS8Zx2HLw== 0001353605-07-000042.txt : 20070214 0001353605-07-000042.hdr.sgml : 20070214 20070214155210 ACCESSION NUMBER: 0001353605-07-000042 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070212 FILED AS OF DATE: 20070214 DATE AS OF CHANGE: 20070214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCALZO JOSEPH CENTRAL INDEX KEY: 0001203096 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12755 FILM NUMBER: 07619957 BUSINESS ADDRESS: BUSINESS PHONE: 303-635-4101 MAIL ADDRESS: STREET 1: 12002 AIRPORT WAY CITY: BROOMFIELD STATE: CO ZIP: 80021 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DEAN FOODS CO CENTRAL INDEX KEY: 0000931336 STANDARD INDUSTRIAL CLASSIFICATION: ICE CREAM & FROZEN DESSERTS [2024] IRS NUMBER: 752559681 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2143033400 MAIL ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: DEAN FOODS CO/ DATE OF NAME CHANGE: 20011221 FORMER COMPANY: FORMER CONFORMED NAME: SUIZA FOODS CORP DATE OF NAME CHANGE: 19941013 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-02-12 0000931336 DEAN FOODS CO DF 0001203096 SCALZO JOSEPH 2515 MCKINNEY AVENUE SUITE 1200 DALLAS, TX 75201 0 1 0 0 President-White Wave Foods Co. Non-Qualified Stock Option (right to buy) 37.98 2006-10-11 2015-10-11 Common Stock 245000 245000 D Non-Qualified Stock Option (right to buy) 42.25 2007-02-12 4 A 0 93223 0 A 2008-02-12 2017-02-12 Common Stock 93223 93223 D Incentive Stock Option (right to buy) 42.25 2007-02-12 4 A 0 6777 0 A 2008-02-12 2017-02-12 Common Stock 6777 6777 D Restricted Stock Units 0 2007-02-12 4 A 0 20000 0 A 2008-02-12 2017-02-12 Common Stock 20000 20000 D The options vest in three equal installments beginning on the first anniversary of the date of the grant and were issued without stockholder approval, as an "inducement grant", as such term is defined by the New York Stock Exchange. The shares of common stock subject to the Option shall vest ratably in three equal increments commencing on the first anniversary of the grant date. The reporting person has received an award of Restricted Stock Units ("RSUs") which is a right to receive shares of common stock of the Issuer in the future, subject to the terms and conditions of the RSU Award Agreement. The RSUs vest annually, on a prorata basis, over a five-year period beginning on the first anniversary date of the grant. Joseph Scalzo 2007-02-14 -----END PRIVACY-ENHANCED MESSAGE-----