-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Opily1hyuOQD6epedSblD84fn8wTPGMono6t2bKdOKh/3e3Bj3qIlrt3cTAftDKX S3xl+S3umco5HZVrnpE7VA== 0001353605-06-000045.txt : 20060720 0001353605-06-000045.hdr.sgml : 20060720 20060720150448 ACCESSION NUMBER: 0001353605-06-000045 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060720 FILED AS OF DATE: 20060720 DATE AS OF CHANGE: 20060720 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DEAN FOODS CO/ CENTRAL INDEX KEY: 0000931336 STANDARD INDUSTRIAL CLASSIFICATION: ICE CREAM & FROZEN DESSERTS [2024] IRS NUMBER: 752559681 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2143033400 MAIL ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: SUIZA FOODS CORP DATE OF NAME CHANGE: 19941013 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McCRUMMEN RONALD L CENTRAL INDEX KEY: 0001302493 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12755 FILM NUMBER: 06971570 BUSINESS ADDRESS: BUSINESS PHONE: 214-303-3400 MAIL ADDRESS: STREET 1: 2515 MCKINNEY AVENUE, SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-07-20 0000931336 DEAN FOODS CO/ DF 0001302493 McCRUMMEN RONALD L 2515 MCKINNEY AVENUE SUITE 1200 DALLAS, TX 75201 0 1 0 0 SVP & Chief Accounting Officer Common Stock 2006-07-20 4 M 0 4400 0 A 6927.281 D Common Stock 2006-07-20 4 F 0 1604 37.24 D 5323.281 D Common Stock 2006-07-20 4 M 0 812 0 A 7739.281 D Common Stock 2006-07-20 4 F 0 296 37.24 D 7443.281 D Deferred Stock Units (DF003694) 0 2006-07-20 4 M 0 4400 0 D 2005-10-08 2014-10-08 Common Stock 4400 0 D Deferred Stock Units (TU905765) 0 2006-07-20 4 M 0 810 0 D 2005-10-08 2014-10-08 Common Stock 810 0 D Stock Units (DF902059) 0 2006-01-07 2015-01-07 Common Stock 7000 7000 D Stock Units (TU905692) 0 2006-01-07 2015-01-07 Common Stock 1290 1290 D Non-Qualified Stock Option (right to buy - DF003693) 24.9436 2005-10-08 2014-10-08 Common Stock 14845 14845 D Non-Qualified Stock Option (right to buy - T0003488) 24.9436 2005-10-08 2014-10-08 Common Stock 2736 2736 D Non-Qualified Stock Option (right to buy - DF902537) 26.8941 2006-01-07 2015-01-07 Common Stock 16861 16861 D Non-Qualified Stock Option (right to buy - T0000891) 26.8941 2006-01-07 2015-01-07 Common Stock 3107 3107 D Non-Qualified Stock Option (right to buy - TU000301) 26.8941 2006-01-07 2015-01-07 Common Stock 386 386 D Incentive Stock Option (right to buy - DF003692) 24.9436 2005-10-08 2014-10-08 Common Stock 10155 10155 D Incentive Stock Option (right to buy - T0003487) 24.9436 2005-10-08 2014-10-08 Common Stock 1871 1871 D Incentive Stock Option (right to buy - DF902536) 26.8941 2006-01-07 2015-01-07 Common Stock 3139 3139 D Incentive Stock Option (right to buy - T0001757) 26.8941 2006-01-07 2015-01-07 Common Stock 192 192 D Date of issuance of vested DSUs. The reporting person is entitled to receive the shares of common stock of the Issuer pursuant to certain accelerated vesting provisions in the 2004 Award of Deferred Stock Units.; a portion of these shares were surrendered to satisfy tax obligations of the reporting person. A Stock Unit, which is issued under the Company's 1989 Stock Awards Plan, is a right to receive one share of Common Stock of the Issuer in the future, subject to the terms and conditions of the award agreement. The units vest annually, on a prorata basis, over a five-year period beginning on the first anniversary date of grant, subject to certain accelerated vesting provisions. The non-qualified stock options were issued under the Issuer's 1997 Amended and Restated Stock Option and Restricted Stock Plan, and vest annually, on a prorata basis, over a three-year period beginning on the first anniversary of the date of grant. The incentive stock options were issued under the Issuer's 1997 Amended and Restated Stock Option and Restricted Stock Plan, and vest annually, on a prorata basis, over a three-year period beginning on the first anniversary of the date of grant. The original Form 4 filed, listed the incorrect number of shares in Row 10, Column 4 of Table I, however, the footnote and the Number of Securities Benificially Owned Following the Reported Transaction in Row 10, Column 5 of Table I correctly reported the number of shares. Ronald L. McCrummen 2006-07-20 -----END PRIVACY-ENHANCED MESSAGE-----