-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, K85R5mWsC4lHF6tsFjw5gZFjpv/WC29alLbDyawdAJADrkQix7N3cIgHZpK0VsPw vRT90nzmtO4TNqK8QEcLkA== 0001353605-06-000011.txt : 20060308 0001353605-06-000011.hdr.sgml : 20060308 20060308180335 ACCESSION NUMBER: 0001353605-06-000011 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060307 FILED AS OF DATE: 20060308 DATE AS OF CHANGE: 20060308 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DEAN FOODS CO/ CENTRAL INDEX KEY: 0000931336 STANDARD INDUSTRIAL CLASSIFICATION: ICE CREAM & FROZEN DESSERTS [2024] IRS NUMBER: 752559681 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2143033400 MAIL ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: SUIZA FOODS CORP DATE OF NAME CHANGE: 19941013 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HILL JANET CENTRAL INDEX KEY: 0001063545 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12755 FILM NUMBER: 06674269 BUSINESS ADDRESS: STREET 1: 400 C STREET NE CITY: WASHINGTON STATE: DC ZIP: 20002 BUSINESS PHONE: 214-303-3400 MAIL ADDRESS: STREET 1: 2515 MCKINNEY AVENUE, SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-03-07 0000931336 DEAN FOODS CO/ DF 0001063545 HILL JANET ALEXANDER & ASSOCIATES 400 C STREET, N.E. WASHINGTON DC 20002 1 0 0 0 Common Stock 2006-03-07 4 M 0 6768 13.9636 A 16731 D Common Stock 2006-03-07 4 S 0 6768 37.1776 D 10277 D Non-Qualified Stock Option (right to buy - DP003154) 18.5008 2006-03-07 4 M 0 6768 0 D 1998-06-01 2008-06-01 Common Stock 6768 0 D Non-Qualified Stock Option (right to buy - T0000841) 18.5008 2005-06-27 2008-06-01 Common Stock 1247 1247 D Non-Qualified Stock Option (right to buy - DP003155) 13.9636 1999-06-01 2009-06-01 Common Stock 6768 6768 D Non-Qualified Stock Option (right to buy - T0000843) 13.9636 2005-06-27 2009-06-01 Common Stock 1247 1247 D Non-Qualified Stock Option (right to buy - DF002168) 20.9186 2002-07-01 2012-07-01 Common Stock 22500 22500 D Non-Qualified Stock Option (right to buy - T0000652) 20.9186 2005-06-27 2012-07-01 Common Stock 4146 4146 D Non-Qualified Stock Option (right to buy - DF002895) 26.5986 2003-06-30 2013-06-30 Common Stock 7500 7500 D Non-Qualified Stock Option (right to buy - T0000781) 26.5986 2005-06-27 2013-06-30 Common Stock 1382 1382 D Non-Qualified Stock Option (right to buy - DF003666) 31.5046 2004-06-30 2014-06-30 Common Stock 7500 7500 D Non-Qualified Stock Option (right to buy - T0000791) 31.5046 2005-06-27 2014-06-30 Common Stock 1382 1382 D Non-Qualified Stock Option (right to buy - DF905920) 35.24 2005-06-30 2015-06-30 Common Stock 7500 7500 D Deferred Stock Units (DU000044) 0 2004-06-30 2013-06-30 Common Stock 850 850 D Deferred Stock Units (TU905805) 0 2005-06-27 2013-06-30 Common Stock 157 157 D Deferred Stock Units (DU000110) 0 2005-06-30 2014-06-30 Common Stock 1700 1700 D Deferred Stock Units (TU905578) 0 2005-06-27 2014-06-30 Common Stock 313 313 D Deferred Stock Units (DF905931) 0 2006-06-30 2015-06-30 Common Stock 2550 2550 D Due to the spin-off of the Issuer's Specialty Foods Division on June 27, 2005, the reporting person's total number of shares owned has been adjusted to reflect number of shares of DSUs which vested on June 30, 2005, that were adjusted to restore the post-spin value of the award to the pre-spin value of the award. Due to the spin-off of the Issuer's Specialty Foods Division on June 27, 2005, the option price has been adjusted to reflect the post-spin value of the option, and the reporting person has received additional options so the post-spin value of the option award is the same as the pre-spin value of the option award. The options were granted under the Dean Foods Company Directors Plan. The options are fully vested and immediately exercisable upon grant. The options were automatically granted under the Issuer's 1997 Amended and Restated Stock Option and Restricted Stock Plan, and are fully vested and immediately exercisable upon grant. The reporting person has received an award of Deferred Stock Units ("DSUs") which is a right to receive shares of common stock of the Issuer in the future, subject to the terms and conditions of the DSU Award Agreement. The DSUs vest annually, on a prorata basis, over a three-year period beginning on the first anniversary of the date of grant. Due to the spin-off of the Issuer's Specialty Foods Division on June 27, 2005, the reporting person's number of DSUs has been adjusted to restore the post-spin value of the award to the pre-spin value of the award. Janet V. Hill 2006-03-07 -----END PRIVACY-ENHANCED MESSAGE-----