-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, I3OMHIoLVhInb9YSNKoE6QlacyDMyhnIQ7CbX1Pqb7LWwhnG8zFYvRbef9/dKndW kJGl/7HRs4rGic7KG5Fdqw== 0001353605-06-000003.txt : 20060303 0001353605-06-000003.hdr.sgml : 20060303 20060303175436 ACCESSION NUMBER: 0001353605-06-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060303 FILED AS OF DATE: 20060303 DATE AS OF CHANGE: 20060303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ENGLES GREGG L CENTRAL INDEX KEY: 0001033927 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12755 FILM NUMBER: 06665322 BUSINESS ADDRESS: BUSINESS PHONE: 214-303-3400 MAIL ADDRESS: STREET 1: 2515 MCKINNEY AVE STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DEAN FOODS CO/ CENTRAL INDEX KEY: 0000931336 STANDARD INDUSTRIAL CLASSIFICATION: ICE CREAM & FROZEN DESSERTS [2024] IRS NUMBER: 752559681 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2143033400 MAIL ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: SUIZA FOODS CORP DATE OF NAME CHANGE: 19941013 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-03-03 0000931336 DEAN FOODS CO/ DF 0001033927 ENGLES GREGG L 2515 MCKINNEY AVENUE, SUITE 1200 DALLAS TX 75201 1 1 0 0 Chairman of the Board and Common Stock 2006-03-03 4 M 0 4914 17.1835 A 2497664 D Common Stock 2006-03-03 4 M 0 13974 12.1383 A 2511638 D Common Stock 2006-03-03 4 M 0 25200 9.9569 A 2536838 D Common Stock 2006-03-03 4 M 0 259 9.9569 A 2537097 D Common Stock 2006-03-03 4 M 0 143 12.1383 A 2537240 D Common Stock 2006-03-03 4 M 0 50 17.1835 A 2537290 D Incentive Stock Option (right to buy-SI000928) 9.9569 2006-03-03 4 M 0 25200 0 D 2000-01-29 2009-01-29 Common Stock 25200 0 D Incentive Stock Option (right to buy-T0001588) 9.9569 2006-03-03 4 M 0 259 0 D 2000-01-29 2009-01-29 Common Stock 259 0 D Incentive Stock Option (right to buy-SF002260) 12.1383 2006-03-03 4 M 0 13974 0 D 2002-01-22 2011-01-22 Common Stock 13974 0 D Incentive Stock Option (right to buy-T0002007) 12.1383 2006-03-03 4 M 0 143 0 D 2002-01-22 2011-01-22 Common Stock 143 0 D Incentive Stock Option (right to buy-DF001511) 17.1835 2006-03-03 4 M 0 4914 0 D 2003-01-14 2012-01-14 Common Stock 4914 0 D Incentive Stock Option (right to buy-T0002883) 17.1835 2006-03-03 4 M 0 50 0 D 2003-01-14 2012-01-14 Common Stock 50 0 D Non-Qualified Stock Option (right to buy-DF001329) 17.1835 2003-01-14 2012-01-14 Common Stock 450000 450000 D Non-Qualified Stock Option (right to buy-T0000663) 17.1835 2003-01-14 2012-01-14 Common Stock 4620 4620 D Non-Qualified Stock Option (right to buy-DF001512) 17.1835 2003-01-14 2012-01-14 Common Stock 595086 595086 D Non-Qualified Stock Option (right to buy-T0000675) 17.1835 2003-01-14 2012-01-14 Common Stock 6110 6110 D Incentive Stock Option (right to buy-DF002187) 20.9355 2004-01-06 2013-01-06 Common Stock 4032 4032 D Incentive Stock Option (right to buy-T0003517) 20.9355 2004-01-06 2013-06-06 Common Stock 743 743 D Non-Qualified Stock Option (right to buy-DF002188) 20.9355 2004-01-06 2013-01-06 Common Stock 604968 604968 D Non-Qualified Stock Option (right to buy-T0000656) 20.9355 2004-01-06 2013-01-06 Common Stock 40836 40836 D Non-Qualified Stock Option (right to buy-TU000181) 26.3199 2005-01-13 2014-01-13 Common Stock 1570 1570 D Incentive Stock Option (right to buy-T0003352) 26.3199 2005-01-13 2014-01-13 Common Stock 197 197 D Non-Qualified Stock Option (right to buy-TU000183) 26.3199 2005-01-13 2014-01-13 Common Stock 208 208 D Non-Qualified Stock Option (right to buy-DF003303) 26.3199 2005-01-13 2014-01-13 Common Stock 320791 320791 D Non-Qualified Stock Option (right to buy-T0000901) 26.3199 2005-01-13 2014-01-13 Common Stock 40504 40504 D Incentive Stock Option (right to buy-DF902594) 26.8941 2006-01-07 2015-01-07 Common Stock 5232 5232 D Incentive Stock Option (right to buy-T0001295) 26.8941 2006-01-07 2015-01-07 Common Stock 643 643 D Non-Qualified Stock Option (right to buy-TU000182) 26.8941 2006-01-07 2015-01-07 Common Stock 321 321 D Non-Qualified Stock Option (right to buy-DF902595) 26.8941 2006-01-07 2015-01-07 Common Stock 282768 282768 D Non-Qualified Stock Option (right to buy-TO000619) 26.8941 2006-01-07 2015-01-07 Common Stock 52104 52104 D Non-Qualified Stock Option (right to buy-DF ) 37.74 2007-01-13 2016-01-13 Common Stock 436000 436000 D Deferred Stock Units (DU000091) 0 2005-01-13 2014-01-13 Common Stock 60600 60600 D Deferred Stock Units (TU905752) 0 2005-01-13 2014-01-13 Common Stock 11167 11167 D Restricted Stock Units (DF902062) 0 2006-01-07 2015-01-07 Common Stock 83200 83200 D Restricted Stock Units (TU905702) 0 2006-01-10 2015-01-10 Common Stock 15332 15332 D Restricted Stock Units (DU ) 0 2007-01-13 2016-01-13 Common Stock 89000 89000 D The shares of common stock subject to the Option vest ratably in three equal increments commencing on the first anniversary of the grant date. A Stock Unit, which is issued under the Company's 1989 Stock Awards Plan, is a right to receive one share of common stock of the Issuer in the future, subject to the terms and conditions of the award agreement. The units vest annually, on a prorata basis, over a five-year period beginning on the first anniversary date of grant, subject to certain accelerated vesting provisions. SEE SECOND FORM 4 FILED ON THIS SAME DATE -- NO TRANSACTIONS BUT CONTINUATION OF LIST OF CURRENT HOLDINGS. Gregg L. Engles 2006-03-03 -----END PRIVACY-ENHANCED MESSAGE-----