-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LlExshQ2cnY/nX/QMe/hBH8eOJ+S9B1wLgkuo7u/458PrRYH36w+NQH6y8Ao9JeM z813p3hepYMudMl8vsXPiQ== 0001302493-06-000004.txt : 20060111 0001302493-06-000004.hdr.sgml : 20060111 20060111182903 ACCESSION NUMBER: 0001302493-06-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060107 FILED AS OF DATE: 20060111 DATE AS OF CHANGE: 20060111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McCRUMMEN RONALD L CENTRAL INDEX KEY: 0001302493 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12755 FILM NUMBER: 06525729 BUSINESS ADDRESS: BUSINESS PHONE: 214-303-3400 MAIL ADDRESS: STREET 1: 2515 MCKINNEY AVENUE, SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DEAN FOODS CO/ CENTRAL INDEX KEY: 0000931336 STANDARD INDUSTRIAL CLASSIFICATION: ICE CREAM & FROZEN DESSERTS [2024] IRS NUMBER: 752559681 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2143033400 MAIL ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: SUIZA FOODS CORP DATE OF NAME CHANGE: 19941013 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-01-07 0000931336 DEAN FOODS CO/ DF 0001302493 McCRUMMEN RONALD L 2515 MCKINNEY AVENUE SUITE 1200 DALLAS, TX 75201 0 1 0 0 SVP & Chief Accounting Officer Common Stock 2006-01-07 4 M 0 1658 0 A 3069.281 D Common Stock 2006-01-07 4 F 0 542 38.00 D 2527.281 D Deferred Stock Units (DF003694) 0 2005-10-08 2014-10-08 Common Stock 4400 4400 D Deferred Stock Units (TU905765) 0 2005-10-08 2014-10-08 Common Stock 810 810 D Deferred Stock Units (DF902059) 0 2006-01-07 4 M 0 1400 0 D 2006-01-07 2015-01-07 Common Stock 1400 5600 D Deferred Stock Units (TU905692) 0 2006-01-07 4 M 0 258 0 D 2006-01-07 2015-01-07 Common Stock 258 1032 D Non-Qualified Stock Option (right to buy - DF003693) 24.9436 2005-10-08 2014-10-08 Common Stock 14845 14845 D Non-Qualified Stock Option (right to buy - T0003488) 24.9436 2005-10-08 2014-10-08 Common Stock 2736 2736 D Non-Qualified Stock Option (right to buy - DF902537) 26.8941 2006-01-07 2015-01-07 Common Stock 16861 16861 D Non-Qualified Stock Option (right to buy - T0000891) 26.8941 2006-01-07 2015-01-07 Common Stock 3107 3107 D Non-Qualified Stock Option (right to buy - TU000301) 26.8941 2006-01-07 2015-01-07 Common Stock 386 386 D Incentive Stock Option (right to buy - DF003692) 24.9436 2005-10-08 2014-10-08 Common Stock 10155 10155 D Incentive Stock Option (right to buy - T0003487) 24.9436 2005-10-08 2014-10-08 Common Stock 1871 1871 D Incentive Stock Option (right to buy - DF902536) 26.8941 2006-01-07 2015-01-07 Common Stock 3139 3139 D Incentive Stock Option (right to buy - T0001757) 26.8941 2006-01-07 2015-01-07 Common Stock 192 192 D The reporting person was entitled to receive a total of 1,658 shares of common stock of the Issuer pursuant to the vesting provisions in the 2005 Award of Deferred Stock Units ("DSUs"). A total of 542 shares were surrendered to satisfy tax obligations of the reporting person, resulting in the issuance of a total of 1,116 net shares of common stock. A Stock Unit, which is issued under the Company's 1989 Stock Awards Plan, is a right to receive one share of Common Stock of the Issuer in the future, subject to the terms and conditions of the award agreement. The units vest annually, on a prorata basis, over a five-year period beginning on the first anniversary date of grant, subject to certain accelerated vesting provisions. The non-qualified stock options were issued under the Issuer's 1997 Amended and Restated Stock Option and Restricted Stock Plan, and vest annually, on a prorata basis, over a three-year period beginning on the first anniversary of the date of grant. The incentive stock options were issued under the Issuer's 1997 Amended and Restated Stock Option and Restricted Stock Plan, and vest annually, on a prorata basis, over a three-year period beginning on the first anniversary of the date of grant. In order to comply with the IRS guidelines which stipulate that the aggregate fair market value of incentive stock option grants (valued as of the grant date) exercisable for the first time during any calendar cannot exceed $100,000, a correction was made, whereby there was a replacement of some of the incentive stock options with non-qualified options, which contain the same exercise price and vesting terms. Ronald L. McCrummen 2006-01-11 -----END PRIVACY-ENHANCED MESSAGE-----