-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AgLWAPzyMRChNGZQe5jWb0EwSJPJXJcfKFZygEPZz2UHcXdPVfXl8iNU7GYVbCr0 gitgqUgvoGyZK4XbbLYS5Q== 0001237284-05-000009.txt : 20050711 0001237284-05-000009.hdr.sgml : 20050711 20050711185413 ACCESSION NUMBER: 0001237284-05-000009 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050707 FILED AS OF DATE: 20050711 DATE AS OF CHANGE: 20050711 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DEAN FOODS CO/ CENTRAL INDEX KEY: 0000931336 STANDARD INDUSTRIAL CLASSIFICATION: ICE CREAM & FROZEN DESSERTS [2024] IRS NUMBER: 752559681 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2143033400 MAIL ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: SUIZA FOODS CORP DATE OF NAME CHANGE: 19941013 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KLEIN RONALD H CENTRAL INDEX KEY: 0001237284 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12755 FILM NUMBER: 05949081 BUSINESS ADDRESS: STREET 1: DEAN FOODS STREET 2: 2515 MCKINNEY AVENUE STE 1200 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214-303-3400 MAIL ADDRESS: STREET 1: DEAN FOODS COMPANY STREET 2: 2515 MCKINNEY AVENUE, SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2005-07-07 0000931336 DEAN FOODS CO/ DF 0001237284 KLEIN RONALD H 2515 MCKINNEY AVENUE, SUITE 1200 DALLAS TX 75201 0 1 0 0 Senior Vice President -- Common Stock 2005-07-07 4 M 0 7056 0 A 24067.099 D Common Stock 2005-05-31 5 J 0 30.189 33.1245 A 24097.288 D Deferred Stock Units 0 2005-07-07 4 M 0 8100 0 D 2004-01-07 2013-01-07 Common Stock 8100 0 D Deferred Stock Units 0 2005-07-07 4 M 0 1493 0 D 2004-01-07 2013-01-07 Common Stock 1493 0 D Deferred Stock Units 0 2005-01-13 2014-01-13 Common Stock 10100 10100 D Deferred Stock Units 0 2005-01-13 2014-01-13 Common Stock 1769 1769 D Restricted Stock Units 0 2006-01-07 2015-02-07 Common Stock 10500 10500 D Restricted Stock Units 0 2006-01-07 2015-02-07 Common Stock 1935 1935 D Incentive Stock Option (right to buy) 12.1383 2002-01-22 2011-01-22 Common Stock 6954 6954 D Incentive Stock Option (right to buy) 12.1383 2002-01-22 2011-01-22 Common Stock 1281 1281 D Incentive Stock Option (right to buy) 17.1835 2003-01-14 2012-01-14 Common Stock 4914 4914 D Incentive Stock Option (right to buy) 17.1835 2003-01-14 2012-01-14 Common Stock 905 905 D Incentive Stock Option (right to buy) 20.9355 2004-01-06 2013-01-06 Common Stock 4032 4032 D Incentive Stock Option (right to buy) 20.9355 2004-01-06 2013-01-06 Common Stock 743 743 D Incentive Stock Option (right to buy) 26.3199 2005-01-13 2014-01-13 Common Stock 3209 3209 D Incentive Stock Option (right to buy) 36.3199 2005-01-13 2014-01-13 Common Stock 591 591 D Incentive Stock Option (right to buy) 26.8941 2006-01-07 2015-01-07 Common Stock 5232 5232 D Incentive Stock Option (right to buy) 26.8941 2006-01-07 2015-01-07 Common Stock 964 964 D Non-Qualified Stock Option (right to buy) 17.1835 2003-01-14 2012-01-14 Common Stock 40086 40086 D Non-Qualified Stock Option (right to buy) 17.1835 2003-01-14 2012-01-14 Common Stock 7387 7387 D Non-Qualified Stock Option (right to buy) 17.1835 2003-01-14 2012-01-14 Common Stock 30000 30000 D Non-Qualified Stock Option (right to buy) 17.1835 2003-01-14 2012-01-14 Common Stock 5528 5528 D Non-Qualified Stock Option (right to buy) 20.9355 2004-01-06 2013-01-06 Common Stock 33468 33468 D Non-Qualified Stock Option (right to buy) 20.9355 2004-01-06 2013-01-06 Common Stock 6167 6167 D Non-Qualified Stock Option (right to buy) 31.17 2005-01-13 2014-01-13 Common Stock 29791 29791 D Non-Qualified Stock Option (right to buy) 31.17 2005-01-13 2014-01-13 Common Stock 5489 5489 D Non-Qualified Stock Option (right to buy) 31.85 2006-01-10 2015-01-10 Common Stock 23368 23368 D Non-Qualified Stock Option (right to buy) 31.85 2006-01-10 2015-01-10 Common Stock 4306 4306 D The reporting person was entitled to receive 13,500 shares of common stock of the Issuer pursuant to certain accelerated vesting provisions in the 2003 Award of Deferred Stock Units ("DSUs"). Due to the spin-off of the Issuer's Specialty Foods Division on June 27, 2005, the reporting person's number of DSUs has been adjusted by 1,493 to restore the post-spin value of the award to the pre-spin value of the award. A portion of these shares (2,537) were surrendered to satisfy tax obligations of the reporting person, resulting in the issuance of 7,056 net shares of common stock. Shares purchased through Issuer's Employee Stock Purchase Plan. The reporting person has received an exempt award of Deferred Stock Units ("DSUs") under the Company's 1989 Stock Awards Plan which is a right to receive shares of common stock of the Issuer in the future, subject to the terms and conditions of the DSU Award Agreement. The DSUs vest annually, on a prorata basis, over a five-year period beginning on the first anniversary of the date of grant, subject to certain accelerated vesting provisions. Due to the spin-off of the Issuer's Specialty Foods Division on June 27, 2005, the reporting person's number of DSUs has been adjusted to restore the post-spin value of the award to the pre-spin value of the award. The shares of common stock subject to the Option shall vest ratably in three equal increments commencing on the first anniversary of the grant date. Due to the spin-off of the Issuer's Specialty Foods Division on June 27, 2005, the option price has been adjusted to reflect the post-spin value of the option, and the reporting person has received additional options so the post-spin value of the option award is the same as the pre-spin value of the option award. Ronald H. Klein 2005-07-11 -----END PRIVACY-ENHANCED MESSAGE-----