-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VC5UDmLycL3p50y2eYoNv8ir7iuLFR/ESTHhp9y25D344gdZfPDzvAKxAY8yF+El DVfBo2XlUTvuky4BCSs1GA== 0001237284-05-000007.txt : 20050520 0001237284-05-000007.hdr.sgml : 20050520 20050520175556 ACCESSION NUMBER: 0001237284-05-000007 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050519 FILED AS OF DATE: 20050520 DATE AS OF CHANGE: 20050520 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DEAN FOODS CO/ CENTRAL INDEX KEY: 0000931336 STANDARD INDUSTRIAL CLASSIFICATION: ICE CREAM & FROZEN DESSERTS [2024] IRS NUMBER: 752559681 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2143033400 MAIL ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: SUIZA FOODS CORP DATE OF NAME CHANGE: 19941013 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KLEIN RONALD H CENTRAL INDEX KEY: 0001237284 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12755 FILM NUMBER: 05849317 BUSINESS ADDRESS: STREET 1: DEAN FOODS STREET 2: 2515 MCKINNEY AVENUE STE 1200 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214-303-3400 MAIL ADDRESS: STREET 1: DEAN FOODS COMPANY STREET 2: 2515 MCKINNEY AVENUE, SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2005-05-19 0000931336 DEAN FOODS CO/ DF 0001237284 KLEIN RONALD H 2515 MCKINNEY AVENUE, SUITE 1200 DALLAS TX 75201 0 1 0 0 Senior Vice President -- Common Stock 2005-05-19 4 S 0 3000 38.10 D 21339.411 D Common Stock 2005-05-19 4 S 0 1000 38.12 D 20339.411 D Common Stock 2005-05-19 4 S 0 3500 38.15 D 16839.411 D Common Stock 2004-12-31 5 J 0 35.705 28.0075 A 16875.116 D Common Stock 2005-01-31 5 J 0 33.394 29.9455 A 16908.51 D Common Stock 2005-02-28 5 J 0 34.051 29.3675 A 16942.561 D Common Stock 2005-03-31 5 J 0 34.299 29.155 A 16976.86 D Common Stock 2005-04-29 5 J 0 34.239 29.206 A 17011.099 D Incentive Stock Option (right to buy) 14.375 2002-01-22 2011-01-22 Common Stock 6954 6954 D Incentive Stock Option (right to buy) 20.35 2003-01-14 2012-01-14 Common Stock 4914 4914 D Non-Qualified Stock Option (right to buy) 20.35 2003-01-14 2012-01-14 Common Stock 40086 40086 D Non-Qualified Stock Option (right to buy) 20.35 2003-01-14 2012-01-14 Common Stock 30000 30000 D Incentive Stock Option (right to buy) 24.7933 2004-01-06 2013-01-06 Common Stock 4032 4032 D Non-Qualified Stock Option (right to buy) 24.7933 2004-01-06 2013-01-06 Common Stock 33468 33468 D Deferred Stock Units 0 2004-01-07 2013-01-07 Common Stock 10800 10800 D Incentive Stock Option (right to buy) 31.17 2005-01-13 2014-01-13 Common Stock 3209 3209 D Non-Qualified Stock Option (right to buy) 31.17 2005-01-13 2014-01-13 Common Stock 29791 29791 D Deferred Stock Units 0 2005-01-13 2014-01-13 Common Stock 12000 12000 D Shares purchased through Issuer's Employee Stock Purchase Plan. The shares of common stock subject to the Option shall vest ratably in three equal increments commencing on the first anniversary of the grant date. The reporting person has received an exempt award of Deferred Stock Units ("DSUs") under the Company's 1989 Stock Awards Plan which is a right to receive shares of common stock of the Issuer in the future, subject to the terms and conditions of the DSU Award Agreement. The DSUs vest annually, on a prorata basis, over a five-year period beginning on the first anniversary of the date of grant, subject to certain accelerated vesting provisions. Ronald H. Klein 2005-05-20 -----END PRIVACY-ENHANCED MESSAGE-----