0001209191-17-049043.txt : 20170815 0001209191-17-049043.hdr.sgml : 20170815 20170815174552 ACCESSION NUMBER: 0001209191-17-049043 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170813 FILED AS OF DATE: 20170815 DATE AS OF CHANGE: 20170815 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WARMBIER KIMBERLY CENTRAL INDEX KEY: 0001460361 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12755 FILM NUMBER: 171034791 MAIL ADDRESS: STREET 1: 2711 NORTH HASKELL AVENUE STREET 2: SUITE 3400 CITY: DALLAS STATE: TX ZIP: 75204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DEAN FOODS CO CENTRAL INDEX KEY: 0000931336 STANDARD INDUSTRIAL CLASSIFICATION: DAIRY PRODUCTS [2020] IRS NUMBER: 752559681 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2711 N. HASKELL AVENUE STREET 2: SUITE 3400 CITY: DALLAS STATE: TX ZIP: 75204 BUSINESS PHONE: 2143033400 MAIL ADDRESS: STREET 1: 2711 N. HASKELL AVENUE STREET 2: SUITE 3400 CITY: DALLAS STATE: TX ZIP: 75204 FORMER COMPANY: FORMER CONFORMED NAME: DEAN FOODS CO/ DATE OF NAME CHANGE: 20011221 FORMER COMPANY: FORMER CONFORMED NAME: SUIZA FOODS CORP DATE OF NAME CHANGE: 19941013 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-08-13 0 0000931336 DEAN FOODS CO DF 0001460361 WARMBIER KIMBERLY 2711 NORTH HASKELL AVENUE SUITE 3400 DALLAS TX 75204 0 1 0 0 EVP, Chief HR Officer Common Stock 2017-08-13 4 M 0 7906 0.00 A 64167 D Common Stock 2017-08-13 4 F 0 2163 12.24 D 62004 D Restricted Stock Units (DU005784) 0.00 2017-08-13 4 M 0 7906 0.00 D Common Stock 7906 0 D The Reporting Person received a total of 7,906 shares of Common Stock of the Issuer pursuant to the vesting provisions in the award of restricted stock units ("RSUs"). A total of 2,163 shares were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 5,743 net shares of Common Stock. RSUs convert into common stock on a one-for-one basis. These RSUs were awarded on 8/13/2014. The award vests annually, on a pro rata basis, over a 3-year period. Kay F. Stockler Attorney-in-Fact 2017-08-15