0001209191-17-015491.txt : 20170228
0001209191-17-015491.hdr.sgml : 20170228
20170228191850
ACCESSION NUMBER: 0001209191-17-015491
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170224
FILED AS OF DATE: 20170228
DATE AS OF CHANGE: 20170228
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DEAN FOODS CO
CENTRAL INDEX KEY: 0000931336
STANDARD INDUSTRIAL CLASSIFICATION: DAIRY PRODUCTS [2020]
IRS NUMBER: 752559681
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2711 N. HASKELL AVENUE
STREET 2: SUITE 3400
CITY: DALLAS
STATE: TX
ZIP: 75204
BUSINESS PHONE: 2143033400
MAIL ADDRESS:
STREET 1: 2711 N. HASKELL AVENUE
STREET 2: SUITE 3400
CITY: DALLAS
STATE: TX
ZIP: 75204
FORMER COMPANY:
FORMER CONFORMED NAME: DEAN FOODS CO/
DATE OF NAME CHANGE: 20011221
FORMER COMPANY:
FORMER CONFORMED NAME: SUIZA FOODS CORP
DATE OF NAME CHANGE: 19941013
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SCOZZAFAVA RALPH P
CENTRAL INDEX KEY: 0001163220
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12755
FILM NUMBER: 17650660
MAIL ADDRESS:
STREET 1: FURNITURE BRANDS INTERNATIONAL
STREET 2: 1 N BRENTWOOD BLVD
CITY: ST LOUIS
STATE: MO
ZIP: 63105
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-02-24
0
0000931336
DEAN FOODS CO
DF
0001163220
SCOZZAFAVA RALPH P
2711 NORTH HASKELL AVENUE
SUITE 3400
DALLAS
TX
75204
0
1
0
0
Chief Executive Officer
Common Stock
2017-02-24
4
A
0
14856
0.00
A
46850
D
Common Stock
2017-02-26
4
M
0
16416
0.00
A
63266
D
Common Stock
2017-02-26
4
F
0
4461
18.45
D
58805
D
Restricted Stock Units
0.00
2017-02-24
4
A
0
94851
0.00
A
Common Stock
94851
94851
D
Restricted Stock Units (DU005856)
0.00
2017-02-26
4
M
0
16416
0.00
D
Common Stock
16416
32832
D
These Performance Stock Units (PSUs) were awarded in February 2016 and earned upon certification by the Issuer's Compensation Committee of the achievement of performance targets on 2/24/2017. These PSUs will vest on 12/31/2018, subject to the continued employment of the Reporting Person with the Issuer through that date.
The Reporting Person received a total of 16,416 shares of Common Stock of the Issuer pursuant to the vesting of restricted stock units (RSUs). A total of 4,461 shares were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 11,955 net shares of Common Stock.
The Reporting Person received an award of RSUs, which represents the right to receive shares of Common Stock of the Issuer in the future, subject to the terms and conditions of the related award agreement.
RSUs convert into common stock on a one-for-one basis.
This RSU award vests annually, on a pro rata basis, over a 3-year period.
These RSUs were awarded on 2/26/2016. The award vests annually, on a pro rata basis, over a 3-year period.
Kay F. Stockler
Attorney-in-Fact
2017-02-28