0001209191-17-015491.txt : 20170228 0001209191-17-015491.hdr.sgml : 20170228 20170228191850 ACCESSION NUMBER: 0001209191-17-015491 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170224 FILED AS OF DATE: 20170228 DATE AS OF CHANGE: 20170228 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DEAN FOODS CO CENTRAL INDEX KEY: 0000931336 STANDARD INDUSTRIAL CLASSIFICATION: DAIRY PRODUCTS [2020] IRS NUMBER: 752559681 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2711 N. HASKELL AVENUE STREET 2: SUITE 3400 CITY: DALLAS STATE: TX ZIP: 75204 BUSINESS PHONE: 2143033400 MAIL ADDRESS: STREET 1: 2711 N. HASKELL AVENUE STREET 2: SUITE 3400 CITY: DALLAS STATE: TX ZIP: 75204 FORMER COMPANY: FORMER CONFORMED NAME: DEAN FOODS CO/ DATE OF NAME CHANGE: 20011221 FORMER COMPANY: FORMER CONFORMED NAME: SUIZA FOODS CORP DATE OF NAME CHANGE: 19941013 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCOZZAFAVA RALPH P CENTRAL INDEX KEY: 0001163220 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12755 FILM NUMBER: 17650660 MAIL ADDRESS: STREET 1: FURNITURE BRANDS INTERNATIONAL STREET 2: 1 N BRENTWOOD BLVD CITY: ST LOUIS STATE: MO ZIP: 63105 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-02-24 0 0000931336 DEAN FOODS CO DF 0001163220 SCOZZAFAVA RALPH P 2711 NORTH HASKELL AVENUE SUITE 3400 DALLAS TX 75204 0 1 0 0 Chief Executive Officer Common Stock 2017-02-24 4 A 0 14856 0.00 A 46850 D Common Stock 2017-02-26 4 M 0 16416 0.00 A 63266 D Common Stock 2017-02-26 4 F 0 4461 18.45 D 58805 D Restricted Stock Units 0.00 2017-02-24 4 A 0 94851 0.00 A Common Stock 94851 94851 D Restricted Stock Units (DU005856) 0.00 2017-02-26 4 M 0 16416 0.00 D Common Stock 16416 32832 D These Performance Stock Units (PSUs) were awarded in February 2016 and earned upon certification by the Issuer's Compensation Committee of the achievement of performance targets on 2/24/2017. These PSUs will vest on 12/31/2018, subject to the continued employment of the Reporting Person with the Issuer through that date. The Reporting Person received a total of 16,416 shares of Common Stock of the Issuer pursuant to the vesting of restricted stock units (RSUs). A total of 4,461 shares were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 11,955 net shares of Common Stock. The Reporting Person received an award of RSUs, which represents the right to receive shares of Common Stock of the Issuer in the future, subject to the terms and conditions of the related award agreement. RSUs convert into common stock on a one-for-one basis. This RSU award vests annually, on a pro rata basis, over a 3-year period. These RSUs were awarded on 2/26/2016. The award vests annually, on a pro rata basis, over a 3-year period. Kay F. Stockler Attorney-in-Fact 2017-02-28