0001209191-16-099571.txt : 20160217
0001209191-16-099571.hdr.sgml : 20160217
20160217200904
ACCESSION NUMBER: 0001209191-16-099571
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160213
FILED AS OF DATE: 20160217
DATE AS OF CHANGE: 20160217
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DEAN FOODS CO
CENTRAL INDEX KEY: 0000931336
STANDARD INDUSTRIAL CLASSIFICATION: ICE CREAM & FROZEN DESSERTS [2024]
IRS NUMBER: 752559681
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2711 N. HASKELL AVENUE
STREET 2: SUITE 3400
CITY: DALLAS
STATE: TX
ZIP: 75204
BUSINESS PHONE: 2143033400
MAIL ADDRESS:
STREET 1: 2711 N. HASKELL AVENUE
STREET 2: SUITE 3400
CITY: DALLAS
STATE: TX
ZIP: 75204
FORMER COMPANY:
FORMER CONFORMED NAME: DEAN FOODS CO/
DATE OF NAME CHANGE: 20011221
FORMER COMPANY:
FORMER CONFORMED NAME: SUIZA FOODS CORP
DATE OF NAME CHANGE: 19941013
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WARMBIER KIMBERLY
CENTRAL INDEX KEY: 0001460361
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12755
FILM NUMBER: 161435701
MAIL ADDRESS:
STREET 1: 2711 NORTH HASKELL AVENUE
STREET 2: SUITE 3400
CITY: DALLAS
STATE: TX
ZIP: 75204
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-02-13
0
0000931336
DEAN FOODS CO
DF
0001460361
WARMBIER KIMBERLY
2711 NORTH HASKELL AVENUE
SUITE 3400
DALLAS
TX
75204
0
1
0
0
EVP, Chief HR Officer
Common Stock
2016-02-13
4
M
0
4800
0.00
A
31522
D
Common Stock
2016-02-13
4
F
0
1477
20.67
D
30045
D
Common Stock
2016-02-15
4
M
0
4870
0.00
A
34915
D
Common Stock
2016-02-15
4
F
0
1310
20.67
D
33605
D
Common Stock
2016-02-16
4
M
0
4669
0.00
A
38274
D
Common Stock
2016-02-16
4
F
0
1277
20.96
D
36997
D
Restricted Stock Units (DU005762)
0.00
2016-02-13
4
M
0
4800
0.00
D
2015-02-13
2024-02-13
Common Stock
4800
4800
D
Restricted Stock Units (DU705738)
0.00
2016-02-15
4
M
0
4870
0.00
D
2014-02-15
2023-02-15
Common Stock
4870
0
D
Restricted Stock Units (DU005820)
0.00
2016-02-16
4
M
0
4669
0.00
D
2016-02-16
2025-02-16
Common Stock
4669
9338
D
The Reporting Person received a total of 4,800 shares of Common Stock of the Issuer pursuant to the vesting provisions in the award of restricted stock units (RSUs). A total of 1,477 shares were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 3,323 net shares of Common Stock.
The Reporting Person received a total of 4,870 shares of Common Stock of the Issuer pursuant to the vesting provisions in the award of RSUs. A total of 1,310 shares were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 3,560 net shares of Common Stock.
The Reporting Person received a total of 4,669 shares of Common Stock of the Issuer pursuant to the vesting provisions in the award of RSUs. A total of 1,277 shares were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 3,392 net shares of Common Stock.
The Reporting Person received an award of RSUs, which represents the right to receive shares of Common Stock of the Issuer in the future, subject to the terms and conditions of the related award agreement.
This RSU award vests annually, on a pro rata basis, over a 3-year period beginning on the first anniversary of the grant date.
Kay F. Stockler
Attorney-in-Fact
2016-02-17