0001209191-16-099571.txt : 20160217 0001209191-16-099571.hdr.sgml : 20160217 20160217200904 ACCESSION NUMBER: 0001209191-16-099571 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160213 FILED AS OF DATE: 20160217 DATE AS OF CHANGE: 20160217 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DEAN FOODS CO CENTRAL INDEX KEY: 0000931336 STANDARD INDUSTRIAL CLASSIFICATION: ICE CREAM & FROZEN DESSERTS [2024] IRS NUMBER: 752559681 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2711 N. HASKELL AVENUE STREET 2: SUITE 3400 CITY: DALLAS STATE: TX ZIP: 75204 BUSINESS PHONE: 2143033400 MAIL ADDRESS: STREET 1: 2711 N. HASKELL AVENUE STREET 2: SUITE 3400 CITY: DALLAS STATE: TX ZIP: 75204 FORMER COMPANY: FORMER CONFORMED NAME: DEAN FOODS CO/ DATE OF NAME CHANGE: 20011221 FORMER COMPANY: FORMER CONFORMED NAME: SUIZA FOODS CORP DATE OF NAME CHANGE: 19941013 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WARMBIER KIMBERLY CENTRAL INDEX KEY: 0001460361 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12755 FILM NUMBER: 161435701 MAIL ADDRESS: STREET 1: 2711 NORTH HASKELL AVENUE STREET 2: SUITE 3400 CITY: DALLAS STATE: TX ZIP: 75204 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-02-13 0 0000931336 DEAN FOODS CO DF 0001460361 WARMBIER KIMBERLY 2711 NORTH HASKELL AVENUE SUITE 3400 DALLAS TX 75204 0 1 0 0 EVP, Chief HR Officer Common Stock 2016-02-13 4 M 0 4800 0.00 A 31522 D Common Stock 2016-02-13 4 F 0 1477 20.67 D 30045 D Common Stock 2016-02-15 4 M 0 4870 0.00 A 34915 D Common Stock 2016-02-15 4 F 0 1310 20.67 D 33605 D Common Stock 2016-02-16 4 M 0 4669 0.00 A 38274 D Common Stock 2016-02-16 4 F 0 1277 20.96 D 36997 D Restricted Stock Units (DU005762) 0.00 2016-02-13 4 M 0 4800 0.00 D 2015-02-13 2024-02-13 Common Stock 4800 4800 D Restricted Stock Units (DU705738) 0.00 2016-02-15 4 M 0 4870 0.00 D 2014-02-15 2023-02-15 Common Stock 4870 0 D Restricted Stock Units (DU005820) 0.00 2016-02-16 4 M 0 4669 0.00 D 2016-02-16 2025-02-16 Common Stock 4669 9338 D The Reporting Person received a total of 4,800 shares of Common Stock of the Issuer pursuant to the vesting provisions in the award of restricted stock units (RSUs). A total of 1,477 shares were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 3,323 net shares of Common Stock. The Reporting Person received a total of 4,870 shares of Common Stock of the Issuer pursuant to the vesting provisions in the award of RSUs. A total of 1,310 shares were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 3,560 net shares of Common Stock. The Reporting Person received a total of 4,669 shares of Common Stock of the Issuer pursuant to the vesting provisions in the award of RSUs. A total of 1,277 shares were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 3,392 net shares of Common Stock. The Reporting Person received an award of RSUs, which represents the right to receive shares of Common Stock of the Issuer in the future, subject to the terms and conditions of the related award agreement. This RSU award vests annually, on a pro rata basis, over a 3-year period beginning on the first anniversary of the grant date. Kay F. Stockler Attorney-in-Fact 2016-02-17