0001209191-16-099556.txt : 20160217 0001209191-16-099556.hdr.sgml : 20160217 20160217200348 ACCESSION NUMBER: 0001209191-16-099556 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160213 FILED AS OF DATE: 20160217 DATE AS OF CHANGE: 20160217 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DEAN FOODS CO CENTRAL INDEX KEY: 0000931336 STANDARD INDUSTRIAL CLASSIFICATION: ICE CREAM & FROZEN DESSERTS [2024] IRS NUMBER: 752559681 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2711 N. HASKELL AVENUE STREET 2: SUITE 3400 CITY: DALLAS STATE: TX ZIP: 75204 BUSINESS PHONE: 2143033400 MAIL ADDRESS: STREET 1: 2711 N. HASKELL AVENUE STREET 2: SUITE 3400 CITY: DALLAS STATE: TX ZIP: 75204 FORMER COMPANY: FORMER CONFORMED NAME: DEAN FOODS CO/ DATE OF NAME CHANGE: 20011221 FORMER COMPANY: FORMER CONFORMED NAME: SUIZA FOODS CORP DATE OF NAME CHANGE: 19941013 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tanner Gregg A CENTRAL INDEX KEY: 0001370002 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12755 FILM NUMBER: 161435679 MAIL ADDRESS: STREET 1: DEAN FOODS COMPANY STREET 2: 3400 N. HASKELL AVE., SUITE 3400 CITY: DALLAS STATE: TX ZIP: 75204 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-02-13 0 0000931336 DEAN FOODS CO DF 0001370002 Tanner Gregg A 2711 NORTH HASKELL AVENUE SUITE 3400 DALLAS TX 75204 1 1 0 0 Chief Executive Officer Common Stock 2016-02-13 4 M 0 35714 0.00 A 329293 D Common Stock 2016-02-13 4 F 0 14955 20.67 D 314338 D Common Stock 2016-02-15 4 M 0 40257 0.00 A 354595 D Common Stock 2016-02-15 4 F 0 16888 20.67 D 337707 D Common Stock 2016-02-16 4 M 0 29126 0.00 A 366833 D Common Stock 2016-02-16 4 F 0 12219 20.96 D 354614 D Restricted Stock Units (DU005758) 0.00 2016-02-13 4 M 0 35714 0.00 D 2015-02-13 2024-02-13 Common Stock 35714 35714 D Restricted Stock Units (DU705739) 0.00 2016-02-15 4 M 0 40257 0.00 D 2014-02-15 2023-02-15 Common Stock 40257 0 D Restricted Stock Units (DU005816) 0.00 2016-02-16 4 M 0 29126 0.00 D 2016-02-16 2025-02-16 Common Stock 29126 58254 D The Reporting Person received a total of 35,714 shares of Common Stock of the Issuer pursuant to the vesting provisions in the award of restricted stock units (RSUs). A total of 14,955 shares were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 20,759 net shares of Common Stock. The Reporting Person received a total of 40,257 shares of Common Stock of the Issuer pursuant to the vesting provisions in the award of RSUs. A total of 16,888 shares were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 23,369 net shares of Common Stock. The Reporting Person received a total of 29,126 shares of Common Stock of the Issuer pursuant to the vesting provisions in the award of RSUs. A total of 12,219 shares were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 16,907 net shares of Common Stock. The Reporting Person previously received an award of RSUs, represents the right to receive shares of Common Stock of the Issuer in the future, subject to the terms and conditions of the related award agreement. This RSU award vests annually, on a pro rata basis, over a 3-year period beginning on the first anniversary of the grant date. Kay F. Stockler Attorney-in-Fact 2016-02-17