0001209191-15-083345.txt : 20151203 0001209191-15-083345.hdr.sgml : 20151203 20151203180521 ACCESSION NUMBER: 0001209191-15-083345 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151201 FILED AS OF DATE: 20151203 DATE AS OF CHANGE: 20151203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DEAN FOODS CO CENTRAL INDEX KEY: 0000931336 STANDARD INDUSTRIAL CLASSIFICATION: ICE CREAM & FROZEN DESSERTS [2024] IRS NUMBER: 752559681 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2711 N. HASKELL AVENUE STREET 2: SUITE 3400 CITY: DALLAS STATE: TX ZIP: 75204 BUSINESS PHONE: 2143033400 MAIL ADDRESS: STREET 1: 2711 N. HASKELL AVENUE STREET 2: SUITE 3400 CITY: DALLAS STATE: TX ZIP: 75204 FORMER COMPANY: FORMER CONFORMED NAME: DEAN FOODS CO/ DATE OF NAME CHANGE: 20011221 FORMER COMPANY: FORMER CONFORMED NAME: SUIZA FOODS CORP DATE OF NAME CHANGE: 19941013 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tanner Gregg A CENTRAL INDEX KEY: 0001370002 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12755 FILM NUMBER: 151268334 MAIL ADDRESS: STREET 1: DEAN FOODS COMPANY STREET 2: 3400 N. HASKELL AVE., SUITE 3400 CITY: DALLAS STATE: TX ZIP: 75204 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-12-01 0 0000931336 DEAN FOODS CO DF 0001370002 Tanner Gregg A 2711 NORTH HASKELL AVENUE SUITE 3400 DALLAS TX 75201 1 1 0 0 Chief Executive Officer Common Stock 2015-12-01 4 M 0 5775 A 285945 D Common Stock 2015-12-01 4 F 0 2423 18.92 D 283522 D Common Stock 2015-12-01 4 M 0 17326 A 300848 D Common Stock 2015-12-01 4 F 0 7269 18.92 D 293579 D Restricted Stock Units (DU005815) 2015-12-01 4 M 0 5775 0.00 D 2015-12-01 2024-12-01 Common Stock 5775 0 D Restricted Stock Units (DU005814) 2015-12-01 4 M 0 17326 0.00 D 2015-12-01 2024-12-01 Common Stock 17326 0 D Restricted Stock Units (DU005847) 2015-12-01 4 A 0 5775 0.00 A 2016-12-01 2025-12-01 Common Stock 5775 5775 D Restricted Stock Units (DU005846) 2015-12-01 4 A 0 17326 0.00 A 2016-12-01 2025-12-01 Common Stock 17326 17326 D The Reporting Person received a total of 5,775 shares of Common Stock of the Issuer pursuant to the vesting provisions in the award of restricted stock units (RSUs). A total of 2,423 were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 3,352 net shares of Common Stock. RSUs convert into common stock on a one-for-one basis. The Reporting Person received a total of 17,326 shares of Common Stock of the Issuer pursuant to the vesting provisions in the award of RSUs. A total of 7,269 were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 10,057 shares of Common Stock. On 12/01/2014, the Reporting Person received an award of RSUs, which represents the right to receive shares of Common Stock of the Issuer in the future, subject to the terms and conditions of the related award agreement. The RSUs fully vest on the first anniversary of the grant date. On 12/01/2015, the Reporting Person received an award of RSUs, which represents the right to receive shares of Common Stock of the Issuer in the future, subject to the terms and conditions of the related award agreement. The RSUs fully vest on the first anniversary of the grant date. This award of RSUs was approved by the Compensation Committee on 11/06/2007. These RSUs have been adjusted (a) to preserve the intrinsic value of awards existing prior to the spin-off of a portion of the Issuer's ownership interest in The WhiteWave Foods Company on 05/23/2013, and (b) to reflect the reverse stock split on 08/26/2013. This award of RSUs was approved by the Compensation Committee on 10/06/2010. These RSUs have been adjusted (a) to preserve the intrinsic value of awards existing prior to the spin-off of a portion of the Issuer's ownership interest in The WhiteWave Foods Company on 05/23/2013, and (b) to reflect the reverse stock split on 08/26/2013. Kay F. Stockler, Attorney-in-Fact 2015-12-03