0001209191-15-083345.txt : 20151203
0001209191-15-083345.hdr.sgml : 20151203
20151203180521
ACCESSION NUMBER: 0001209191-15-083345
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151201
FILED AS OF DATE: 20151203
DATE AS OF CHANGE: 20151203
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DEAN FOODS CO
CENTRAL INDEX KEY: 0000931336
STANDARD INDUSTRIAL CLASSIFICATION: ICE CREAM & FROZEN DESSERTS [2024]
IRS NUMBER: 752559681
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2711 N. HASKELL AVENUE
STREET 2: SUITE 3400
CITY: DALLAS
STATE: TX
ZIP: 75204
BUSINESS PHONE: 2143033400
MAIL ADDRESS:
STREET 1: 2711 N. HASKELL AVENUE
STREET 2: SUITE 3400
CITY: DALLAS
STATE: TX
ZIP: 75204
FORMER COMPANY:
FORMER CONFORMED NAME: DEAN FOODS CO/
DATE OF NAME CHANGE: 20011221
FORMER COMPANY:
FORMER CONFORMED NAME: SUIZA FOODS CORP
DATE OF NAME CHANGE: 19941013
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Tanner Gregg A
CENTRAL INDEX KEY: 0001370002
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12755
FILM NUMBER: 151268334
MAIL ADDRESS:
STREET 1: DEAN FOODS COMPANY
STREET 2: 3400 N. HASKELL AVE., SUITE 3400
CITY: DALLAS
STATE: TX
ZIP: 75204
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-12-01
0
0000931336
DEAN FOODS CO
DF
0001370002
Tanner Gregg A
2711 NORTH HASKELL AVENUE
SUITE 3400
DALLAS
TX
75201
1
1
0
0
Chief Executive Officer
Common Stock
2015-12-01
4
M
0
5775
A
285945
D
Common Stock
2015-12-01
4
F
0
2423
18.92
D
283522
D
Common Stock
2015-12-01
4
M
0
17326
A
300848
D
Common Stock
2015-12-01
4
F
0
7269
18.92
D
293579
D
Restricted Stock Units (DU005815)
2015-12-01
4
M
0
5775
0.00
D
2015-12-01
2024-12-01
Common Stock
5775
0
D
Restricted Stock Units (DU005814)
2015-12-01
4
M
0
17326
0.00
D
2015-12-01
2024-12-01
Common Stock
17326
0
D
Restricted Stock Units (DU005847)
2015-12-01
4
A
0
5775
0.00
A
2016-12-01
2025-12-01
Common Stock
5775
5775
D
Restricted Stock Units (DU005846)
2015-12-01
4
A
0
17326
0.00
A
2016-12-01
2025-12-01
Common Stock
17326
17326
D
The Reporting Person received a total of 5,775 shares of Common Stock of the Issuer pursuant to the vesting provisions in the award of restricted stock units (RSUs). A total of 2,423 were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 3,352 net shares of Common Stock.
RSUs convert into common stock on a one-for-one basis.
The Reporting Person received a total of 17,326 shares of Common Stock of the Issuer pursuant to the vesting provisions in the award of RSUs. A total of 7,269 were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 10,057 shares of Common Stock.
On 12/01/2014, the Reporting Person received an award of RSUs, which represents the right to receive shares of Common Stock of the Issuer in the future, subject to the terms and conditions of the related award agreement. The RSUs fully vest on the first anniversary of the grant date.
On 12/01/2015, the Reporting Person received an award of RSUs, which represents the right to receive shares of Common Stock of the Issuer in the future, subject to the terms and conditions of the related award agreement. The RSUs fully vest on the first anniversary of the grant date.
This award of RSUs was approved by the Compensation Committee on 11/06/2007. These RSUs have been adjusted (a) to preserve the intrinsic value of awards existing prior to the spin-off of a portion of the Issuer's ownership interest in The WhiteWave Foods Company on 05/23/2013, and (b) to reflect the reverse stock split on 08/26/2013.
This award of RSUs was approved by the Compensation Committee on 10/06/2010. These RSUs have been adjusted (a) to preserve the intrinsic value of awards existing prior to the spin-off of a portion of the Issuer's ownership interest in The WhiteWave Foods Company on 05/23/2013, and (b) to reflect the reverse stock split on 08/26/2013.
Kay F. Stockler, Attorney-in-Fact
2015-12-03