-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LXFNmAv3mfkkjaVLltjHQX9umFcEbApZkHKl538k6P2IWQo8/CCuyMdK7I1x2+ln aUNblmbKl9+lJh6xQoKHGQ== 0001209191-04-029339.txt : 20040610 0001209191-04-029339.hdr.sgml : 20040610 20040603113406 ACCESSION NUMBER: 0001209191-04-029339 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040528 FILED AS OF DATE: 20040602 DATE AS OF CHANGE: 20040610 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DEAN FOODS CO/ CENTRAL INDEX KEY: 0000931336 STANDARD INDUSTRIAL CLASSIFICATION: ICE CREAM & FROZEN DESSERTS [2024] IRS NUMBER: 752559681 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2143033400 MAIL ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: SUIZA FOODS CORP DATE OF NAME CHANGE: 19941013 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ENGLES GREGG L CENTRAL INDEX KEY: 0001033927 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12755 FILM NUMBER: 04846177 BUSINESS ADDRESS: STREET 1: 2515 MCKINNEY AVE STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214-303-3400 MAIL ADDRESS: STREET 1: 2515 MCKINNEY AVE STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 4 1 bod15916_1gle.xml MAIN DOCUMENT DESCRIPTION X0202 4 2004-05-28 0000931336 DEAN FOODS CO/ DF 0001033927 ENGLES GREGG L 2515 MCKINNEY AVE. SUITE 1200 DALLAS TX 75201 1 1 0 0 CEO - Chaiman of the Board Common Stock 2004-04-02 5 G 0 E 7418 0 D 1443921 D Common Stock 2004-05-28 5 M 0 E 45000 9.75 A 1488921 D Common Stock 2004-05-28 4 S 0 25000 35.10 D 1463921 D Common Stock 2004-05-28 4 S 0 20000 35.20 D 1443921 D Non-Qualified Stock Option (right to buy) 9.75 2004-05-28 5 M 0 E 45000 9.75 D 1998-05-13 2007-05-13 Common Stock 45000 360000 D Non-Qualified Stock Option (right to buy) 19.50 1999-01-02 2008-01-02 Common Stock 360000 360000 D Non-Qualified Stock Option (right to buy) 11.7917 2000-01-29 2009-01-29 Common Stock 25200 25200 D Non-Qualified Stock Option (right to buy) 11.7917 2000-01-29 2009-01-29 Common Stock 244800 244800 D Non-Qualified Stock Option (right to buy) 11.4167 2000-06-04 2009-06-04 Common Stock 171000 171000 D Non-Qualified Stock Option (right to buy) 12.4792 2001-01-04 2010-01-04 Common Stock 495000 495000 D Non-Qualified Stock Option (right to buy) 14.375 2002-01-22 2011-01-22 Common Stock 13974 13974 D Non-Qualified Stock Option (right to buy) 14.375 2002-01-22 2011-01-22 Common Stock 586023 586026 D Non-Qualified Stock Option (right to buy) 20.35 2003-01-14 2012-01-14 Common Stock 4914 4914 D Non-Qualified Stock Option (right to buy) 20.35 2003-01-14 2012-01-14 Common Stock 450000 450000 D Non-Qualified Stock Option (right to buy) 20.35 2003-01-14 2012-01-14 Common Stock 595086 595086 D Non-Qualified Stock Option (right to buy) 24.7933 2004-01-06 2013-01-06 Common Stock 4032 4032 D Non-Qualified Stock Option (right to buy) 24.7933 2004-01-06 2013-01-06 Common Stock 604968 604968 D Deferred Stock Units 0 2004-01-07 2013-01-07 Common Stock 192000 192000 D Deferred Stock Units 0 2005-01-13 2014-01-13 Common Stock 101000 101000 D Non-Qualified Stock Option (right to buy) 31.17 2005-01-13 2014-01-13 Common Stock 3209 3209 D Non-Qualified Stock Option (right to buy) 31.17 2005-01-13 2014-01-13 Common Stock 320791 320791 D Sale is pursuant to a 10b5-1 Sales Plan dated August 28, 2003 between reporting person and Bear Stearns & Co., Inc., acting as agent, to permit the orderly disposition of a portion of the reporting person's holdings of the Issuer's common stock, par value $.01 per share of Dean Foods Company. The Sales Plan authorizes Bear Stearns to sell 905,000 shares of stock commencing on August 29, 2003, and ending on the close of business on June 30, 2004. The shares of common stock subject to the Option shall vest ratably in three equal increments commencing on the first anniversary of the grant date. The reporting person has received an exempt award of Deferred Stock Units ("DSUs") under the Company's 1989 Stock Awards Plan which is a right to receive shares of common stock of the Issuer in the future, subject to the terms and conditions of the DSU Award Agreement. The DSUs vest annually, on a prorata basis, over a five-year period beginning on the first anniversary date of grant, subject to certain accelerated vesting provisions. /s/ Gregg L. Engles 2004-06-02 -----END PRIVACY-ENHANCED MESSAGE-----