-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, L1nQTn0DfKBnFiCQNBxOsykeoHdC+cASSC1qn4ZQ3JB3k3w2ThE88g0u6o5elnVm 4/va52I/HfWSMSg4K1SncQ== 0001179317-04-000001.txt : 20040113 0001179317-04-000001.hdr.sgml : 20040113 20040113170722 ACCESSION NUMBER: 0001179317-04-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031231 FILED AS OF DATE: 20040113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DEAN FOODS CO/ CENTRAL INDEX KEY: 0000931336 STANDARD INDUSTRIAL CLASSIFICATION: ICE CREAM & FROZEN DESSERTS [2024] IRS NUMBER: 752559681 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2143033400 MAIL ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: SUIZA FOODS CORP DATE OF NAME CHANGE: 19941013 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DAVIS TOM C CENTRAL INDEX KEY: 0001179317 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12755 FILM NUMBER: 04523299 BUSINESS ADDRESS: STREET 1: THE CONCORDE GROUP, LTD. STREET 2: 500 CRESCENT COURT, SUITE 270 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214-303-3400 MAIL ADDRESS: STREET 1: ANGELA B MIRO STREET 2: 2515 MCKINNEY AVE STE 1200 CITY: DALLAS STATE: TX ZIP: 75201 4 1 edgar.xml PRIMARY DOCUMENT X0201 42003-12-31 0000931336 DEAN FOODS CO/ DF 0001179317 DAVIS TOM C 500 CRESCENT COURT SUITE 270 DALLAS TX 75201 1000Common Stock2003-12-315A06090A6019D< /ownershipNature>Non-Qualified Stock Option (right to buy)17.702001-06-292011-06-29Common Stock2250022500DNon-Qualified Stock Option (right to buy)24.77332002-07-012012-07-01Common Stock2250022500DNon-Qualified Stock Option (right to buy)31.502003-06-302013-06-30Common Stock75007500DDeferred Stock Units02004-06-302013-06-30Common Stock25502550DThese are restricted shares issued under the Issuer's 1997 Amended and Restated Stock Option and Restricted Stock Plan in payment of fees owed for services as an independent director. All such shares are subject to a 3-year vesting period, with the first vesting occurring as of the date the shares were issued.The options were granted under the Issuer's 1997 Amended and Restated Stock Option and Restricted Stock Plan, and are fully vested and immediately exercisable upon grant.The reporting person has received an award of Deferred Stock Units ("DSUs") which is a right to receive shares of common stock of the Issuer in the future, subject to the terms and conditions of the DSU Award Agreement. The DSUs vest annually, on a prorata basis, over a three year period beginning on the first anniversary date of the grant.Tom C. Davis2004-01-13 -----END PRIVACY-ENHANCED MESSAGE-----