-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BJAOrOEOeHkpEWeSGnVFNCZIh+MXD38NweewHXXncCqAb0WJwNzuIXab4yAad2iJ 83ZIouonCH23hr9aLnX6EQ== 0001179308-04-000012.txt : 20040723 0001179308-04-000012.hdr.sgml : 20040723 20040722154839 ACCESSION NUMBER: 0001179308-04-000012 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040721 FILED AS OF DATE: 20040722 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DEAN FOODS CO/ CENTRAL INDEX KEY: 0000931336 STANDARD INDUSTRIAL CLASSIFICATION: ICE CREAM & FROZEN DESSERTS [2024] IRS NUMBER: 752559681 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2143033400 MAIL ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: SUIZA FOODS CORP DATE OF NAME CHANGE: 19941013 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ENGLES GREGG L CENTRAL INDEX KEY: 0001033927 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12755 FILM NUMBER: 04926522 BUSINESS ADDRESS: STREET 1: 2515 MCKINNEY AVE STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214-303-3400 MAIL ADDRESS: STREET 1: 2515 MCKINNEY AVE STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2004-07-21 0000931336 DEAN FOODS CO/ DF 0001033927 ENGLES GREGG L 2515 MCKINNEY AVENUE, SUITE 1200 DALLAS TX 75201 1 1 0 0 Chairman of the Board and Common Stock 2004-07-21 5 M 0 45000 9.75 A 1488921 D Common Stock 2004-07-21 4 S 0 29100 37.50 D 1459821 D Common Stock 2004-07-21 4 S 0 6600 37.51 D 1453221 D Common Stock 2004-07-21 4 S 0 1100 37.52 D 1452121 D Common Stock 2004-07-21 4 S 0 3500 37.53 D 1448621 D Common Stock 2004-07-21 4 S 0 1400 37.54 D 1447221 D Common Stock 2004-07-21 4 S 0 3300 37.55 D 1443921 D Non-Qualified Stock Option (right to buy) 9.75 2004-07-21 5 M 0 45000 9.75 D 1998-05-13 2007-05-13 Common Stock 45000 315000 D Non-Qualified Stock Option (right to buy) 19.50 1999-01-02 2008-01-02 Common Stock 360000 360000 D Incentive Stock Option (right to buy) 11.7917 2000-01-29 2009-01-29 Common Stock 25200 25200 D Non-Qualified Stock Option (right to buy) 11.7917 2000-01-29 2009-01-29 Common Stock 244800 244800 D Non-Qualified Stock Option (right to buy) 11.4167 2000-06-04 2009-06-04 Common Stock 171000 171000 D Non-Qualified Stock Option (right to buy) 12.4792 2001-01-04 2010-01-04 Common Stock 495000 495000 D Incentive Stock Option (right to buy) 14.375 2002-01-22 2011-01-22 Common Stock 13974 13974 D Non-Qualified Stock Option (right to buy) 14.375 2002-01-22 2011-01-22 Common Stock 586026 586026 D Incentive Stock Option (right to buy) 20.35 2003-01-14 2012-01-14 Common Stock 4914 4914 D Non-Qualified Stock Option (right to buy) 20.35 2003-01-14 2012-01-14 Common Stock 450000 450000 D Non-Qualified Stock Option (right to buy) 20.35 2003-01-14 2012-01-14 Common Stock 595086 595086 D Incentive Stock Option (right to buy) 24.7933 2004-01-06 2013-01-06 Common Stock 4032 4032 D Non-Qualified Stock Option (right to buy 24.7933 2004-01-06 2013-01-06 Common Stock 604968 604968 D Deferred Stock Units 0 2004-01-07 2013-01-07 Common Stock 192000 192000 D Deferred Stock Units 0 2005-01-13 2014-01-13 Common Stock 101000 101000 D Incentive Stock Option (right to buy) 31.17 2005-01-13 2014-01-13 Common Stock 3209 3209 D Non-Qualified Stock Option (right to buy) 31.17 2005-01-13 2014-01-13 Common Stock 320791 320791 D Sale is pursuant to a 10b5-1 Sales Plan dated February 17, 2004, between reporting person and Bear Stearns & Co., Inc., acting as agent, to permit the orderly disposition of a portion of the reporting person's holdings of the Issuer's common stock, par value $.01 per share of Dean Foods Company. The shares of common stock subject to the Option shall vest ratably in three equal increments commencing on the first anniversary of the grant date. The reporting person has received an exempt award of Deferred Stock Units ("DSUs") under the Company's 1989 Stock Awards Plan which is a right to receive shares of common stock of the Issuer in the future, subject to the terms and conditions of the DSU Award Agreement. The DSUs vest annually, on a prorata basis, over a five-year period beginning on on the first anniversary date of grant, subject to certain accelerated vesting provisions. Gregg L. Engles 2004-07-22 -----END PRIVACY-ENHANCED MESSAGE-----