-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UVdYXq8ubvdaTpWaX576bGTTSQWFAJyHiPyftjL6uTN6GSfHZW05YN0bC9SH/1a+ +XED2PVTDocOCMyMUEB0UQ== 0001179307-09-000099.txt : 20090702 0001179307-09-000099.hdr.sgml : 20090702 20090702145057 ACCESSION NUMBER: 0001179307-09-000099 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090630 FILED AS OF DATE: 20090702 DATE AS OF CHANGE: 20090702 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DEAN FOODS CO CENTRAL INDEX KEY: 0000931336 STANDARD INDUSTRIAL CLASSIFICATION: ICE CREAM & FROZEN DESSERTS [2024] IRS NUMBER: 752559681 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2143033400 MAIL ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: DEAN FOODS CO/ DATE OF NAME CHANGE: 20011221 FORMER COMPANY: FORMER CONFORMED NAME: SUIZA FOODS CORP DATE OF NAME CHANGE: 19941013 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HARDIN JOSEPH S JR CENTRAL INDEX KEY: 0001136264 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12755 FILM NUMBER: 09926756 MAIL ADDRESS: STREET 1: 820 PICACHO LANE CITY: SANTA BARBARA STATE: CA ZIP: 93108 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2009-06-30 0000931336 DEAN FOODS CO DF 0001136264 HARDIN JOSEPH S JR 820 PICACHO LANE SANTA BARBARA CA 93108 1 0 0 0 Common Stock 2009-06-30 4 A 0 2807 0 A 142288 D Common Stock 2009-06-30 4 M 0 2949 0 A 145237 D Common Stock 3550 I by Trusts. Restricted Stock Units (DU003818) 0 2009-06-30 4 M 0 850 0 D 2007-06-30 2016-06-30 Common Stock 850 0 D Restricted Stock Units (DV005204) 0 2009-06-30 4 M 0 399 0 D 2007-06-30 2016-06-30 Common Stock 399 0 D Restricted Stock Units (DU003929) 0 2009-06-30 4 M 0 850 0 D 2008-06-30 2017-06-30 Common Stock 850 850 D Restricted Stock Units (DU003818) 0 2009-06-30 4 M 0 850 0 D 2009-06-30 2018-06-30 Common Stock 850 1700 D These are shares of restricted stock issued in payment of fees owed for services as an independent director. All such shares are subject to vesting in three equal increments, with the first vesting occurring as of the date the shares were issued and then annually thereafter. The reporting person received a total of 2,949 shares of common stock of the Issuer pursuant to the vesting provisions in the Award of Restricted Stock units. Includes 8,876 shares of common stock from restricted stock units that have vested, and the reporting person has elected to defer receipt until he is no longer a member of the Issuer's Board of Directors. The reporting person is the trustee and disclaims all beneficial interest except to the extent of his pecuniary interest in the trusts, if any. The reporting person's sister and the reporting person's children are the beneficiaries of the trusts. The reporting person has received an award of restricted stock units which is the right to receive shares of common stock of the Issuer in the future, subject to the terms and conditions of the award agreement. The restricted stock units vest annually, on a pro rata basis, over a three year period beginnning on the first anniversary of the grant date. Angela B. Miro, Attorney-In-Fact 2009-07-02 -----END PRIVACY-ENHANCED MESSAGE-----