-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HCpIy3v51fjhB+pYXCqsh5upQD5GpvbXMk8XiEgfN65amqmZgrNibvGhEoBlZijD K3oO3JjYUT5sEOgjA2cIig== 0001179307-09-000045.txt : 20090120 0001179307-09-000045.hdr.sgml : 20090119 20090120190528 ACCESSION NUMBER: 0001179307-09-000045 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090115 FILED AS OF DATE: 20090120 DATE AS OF CHANGE: 20090120 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kroeker Harrald F.K. CENTRAL INDEX KEY: 0001425149 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12755 FILM NUMBER: 09535535 BUSINESS ADDRESS: BUSINESS PHONE: 214.303.3400 MAIL ADDRESS: STREET 1: 2515 MCKINNEY AVE STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DEAN FOODS CO CENTRAL INDEX KEY: 0000931336 STANDARD INDUSTRIAL CLASSIFICATION: ICE CREAM & FROZEN DESSERTS [2024] IRS NUMBER: 752559681 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2143033400 MAIL ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: DEAN FOODS CO/ DATE OF NAME CHANGE: 20011221 FORMER COMPANY: FORMER CONFORMED NAME: SUIZA FOODS CORP DATE OF NAME CHANGE: 19941013 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2009-01-15 0000931336 DEAN FOODS CO DF 0001425149 Kroeker Harrald F.K. 2515 MCKINNEY AVENUE SUITE 1200 DALLAS TX 75201 0 1 0 0 President-DSD Group Common Stock 2009-01-15 4 M 0 4100 0 A 7039 D Common Stock 2009-01-15 4 F 0 1339 18.17 D 5700 D Non-Qualified Stock Option (right to buy-DF005325) 29.0914 2007-12-01 2016-12-01 Common Stock 15000 15000 D Restricted Stock Units (DU003828) 0 2007-12-01 2016-12-01 Common Stock 6000 6000 D Non-Qualified Stock Option (right to buy-DV002289) 29.0914 2007-12-01 2016-12-01 Common Stock 7043 7043 D Restricted Stock Units (DV005215) 0 2007-12-01 2016-12-01 Common Stock 2817 2817 D Incentive Stock Option (right to buy-DF005353) 30.1121 2008-02-12 2017-02-12 Common Stock 6777 6777 D Non-Qualified Stock Option (right to buy-DF005943) 30.1121 2008-02-12 2017-02-12 Common Stock 28223 28223 D Restricted Stock Units (DU003837) 0 2008-02-12 2017-02-12 Common Stock 8000 8000 D Non-Qualified Stock Option (right to buy-DV002290) 30.1121 2008-02-12 2017-02-12 Common Stock 13251 13251 D Incentive Stock Option (right to buy-DV002291) 30.1121 2008-02-12 2017-02-12 Common Stock 3182 3182 D Restricted Stock Units (DV005224) 0 2008-02-12 2017-02-12 Common Stock 3756 3756 D Non-Qualified Stock Option (right to buy-DF006438) 25.37 2009-01-15 2018-01-15 Common Stock 70000 70000 D Restricted Stock Units (DU004317) 0 2009-01-15 4 M 0 4100 0 D 2009-01-15 2018-01-15 Common Stock 4100 16400 D The reporting person was entitled to receive a total of 4,100 shares of common stock of the Issuer pursuant to the vesting provisions in the 2007 Restricted Stock Unit Award Agreement. A total of 1,339 shares were surrendered to satisfy tax obligations of the reporting person, resulting in the issuance of a total of 2,761 net shares of common stock. The reporting person has received an award of RSUs, which is a right to receive shares of common stock of the Issuer in the future, subject to the terms and conditions of the RSU Award Agreement. The RSUs vest annually, on a prorata basis, over a five-year period beginning on the first anniversary of the date of grant, subject to accelerated vesting provisions. The shares of common stock subject to the Option vest ratably in three equal increments commencing on the first anniversary of the grant date. Angela B. Miro, Attorney-in-Fact 2009-01-20 -----END PRIVACY-ENHANCED MESSAGE-----