-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RniK33sSkRIe2maMOEhrVDLPJbcojQAJsl8Ayjafq/Bq7Ia0l8jRN7oqNhWBLJKh RdnTKeev4wLIdFMMsnRitA== 0001179307-09-000036.txt : 20090120 0001179307-09-000036.hdr.sgml : 20090119 20090120182646 ACCESSION NUMBER: 0001179307-09-000036 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090115 FILED AS OF DATE: 20090120 DATE AS OF CHANGE: 20090120 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Carosella Deborah B CENTRAL INDEX KEY: 0001425214 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12755 FILM NUMBER: 09535384 BUSINESS ADDRESS: BUSINESS PHONE: 214.303.3400 MAIL ADDRESS: STREET 1: 2515 MCKINNEY AVE. STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DEAN FOODS CO CENTRAL INDEX KEY: 0000931336 STANDARD INDUSTRIAL CLASSIFICATION: ICE CREAM & FROZEN DESSERTS [2024] IRS NUMBER: 752559681 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2143033400 MAIL ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: DEAN FOODS CO/ DATE OF NAME CHANGE: 20011221 FORMER COMPANY: FORMER CONFORMED NAME: SUIZA FOODS CORP DATE OF NAME CHANGE: 19941013 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2009-01-15 0000931336 DEAN FOODS CO DF 0001425214 Carosella Deborah B 12002 AIRPORT WAY BROOMFIELD CO 80021 0 1 0 0 SVP-Innovation Common Stock 2009-01-15 4 M 0 1700 0 A 3464 D Common Stock 2009-01-15 4 F 0 634 18.17 D 2830 D Non-Qualified Stock Option (right to buy-DF005988) 31.90 2008-05-17 2017-05-17 Common Stock 44085 44085 D Restricted Stock Units (DU003922) 0 2008-05-17 2017-05-17 Common Stock 7053 7053 D Non-Qualified Stock Option (right to buy-DF006499) 25.37 2009-01-15 2018-01-15 Common Stock 28000 28000 D Restricted Stock Units (DU004328) 0 2009-01-15 4 M 0 1700 0 D 2009-01-15 2018-01-15 Common Stock 1700 6800 D The reporting person was entitled to receive a total of 1,700 shares of common stock of the Issuer pursuant to the vesting provisions in the 2008 Award of Restricted Stock Units ("RSUs"). A total of 634 shares were surrendered to satisfy tax obligations of the reporting person, resulting in the issuance of a total of 1,066 net shares of common stock. The shares of common stock subject to the Option vest ratably in three equal increments commencing on the first anniversary of the grant date. The reporting person has received an award of Restricted Stock Units ("RSUs") which is a right to receive shares of common stock of the Issuer in the future, subject to the terms and conditions of the RSU Award Agreement. The RSUs vest annually, on a prorata basis, over a five year period beginning on the first anniversary date of the grant. Angela B. Miro, Attorney-In-Fact 2009-01-20 -----END PRIVACY-ENHANCED MESSAGE-----