-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BhGEYWmgv7Mr5/wKnMcF8mAP/QtOq+JyCM/BZDGbhFdK9YY2knN0y5uKjzDVCtlB F00ynua/r3px8CJklJ0iYA== 0001179307-08-000143.txt : 20081002 0001179307-08-000143.hdr.sgml : 20081002 20081002163434 ACCESSION NUMBER: 0001179307-08-000143 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080930 FILED AS OF DATE: 20081002 DATE AS OF CHANGE: 20081002 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DEAN FOODS CO CENTRAL INDEX KEY: 0000931336 STANDARD INDUSTRIAL CLASSIFICATION: ICE CREAM & FROZEN DESSERTS [2024] IRS NUMBER: 752559681 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2143033400 MAIL ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: DEAN FOODS CO/ DATE OF NAME CHANGE: 20011221 FORMER COMPANY: FORMER CONFORMED NAME: SUIZA FOODS CORP DATE OF NAME CHANGE: 19941013 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HARDIN JOSEPH S JR CENTRAL INDEX KEY: 0001136264 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12755 FILM NUMBER: 081103899 BUSINESS ADDRESS: STREET 1: 2515 MCKINNEY AVE STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214-303-3400 MAIL ADDRESS: STREET 1: 820 PICACHO LANE CITY: SANTA BARBARA STATE: CA ZIP: 93108 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2008-09-30 0000931336 DEAN FOODS CO DF 0001136264 HARDIN JOSEPH S JR 820 PICACHO LANE SANTA BARBARA CA 93108 1 0 0 0 Non-Qualified Stock Option (right to buy-DF005292) 25.3078 2006-06-30 2016-06-30 Common Stock 7500 7500 D Non-Qualified Stock Option (right to buy-DV001547) 25.3078 2006-06-30 2016-06-30 Common Stock 3521 3521 D Non-Qualified Stock Option (right to buy-DF005997) 31.87 2007-06-29 2017-06-29 Common Stock 7500 7500 D Non-Qualified Stock Option (right to buy-DF006486) 19.62 2008-06-30 2018-06-30 Common Stock 7500 7500 D Restricted Stock Units (DU003818) 0 2007-06-30 2016-06-30 Common Stock 850 850 D Restricted Stock Units (DV005204) 0 2007-06-30 2016-06-30 Common Stock 399 399 D Restricted Stock Units (DU003929) 0 2008-06-29 2017-06-29 Common Stock 1700 1700 D Restricted Stock Units (DU004362) 0 2009-06-30 2018-06-30 Common Stock 2550 2550 D The options were granted automatically under the Issuer's 1997 Amended and Restated Stock Option and Restricted Stock Plan, and are fully vested and immediately exercisable upon grant. The options were granted automatically under the Issuer's 2007 Stock Incentive Plan, and are fully vested and immediately exercisable upon grant. The reporting person has received an award of Restricted Stock Units ("RSUs") which is a right to receive shares of common stock of the Issuer in the future, subject to the terms and conditions of the RSU Award Agreement. The RSUs vest annually, on a prorata basis, over a three year period beginning on the first anniversary date of the grant. SECOND OF TWO (2) FORM 4s FILED ON SAME DATE. Angela B. Miro, Attorney-In-Fact 2008-10-02 -----END PRIVACY-ENHANCED MESSAGE-----