-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, T7Xn/pOPQ9/OXmZEtn26u85qp/joiVirjFn0MZ5PfsseEzwGeiSCI+kk8fDnFRtz wXqm4M+XZh2xbigU/KZ6Iw== 0001179307-08-000108.txt : 20080514 0001179307-08-000108.hdr.sgml : 20080514 20080514165617 ACCESSION NUMBER: 0001179307-08-000108 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080512 FILED AS OF DATE: 20080514 DATE AS OF CHANGE: 20080514 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DEAN FOODS CO CENTRAL INDEX KEY: 0000931336 STANDARD INDUSTRIAL CLASSIFICATION: ICE CREAM & FROZEN DESSERTS [2024] IRS NUMBER: 752559681 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2143033400 MAIL ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: DEAN FOODS CO/ DATE OF NAME CHANGE: 20011221 FORMER COMPANY: FORMER CONFORMED NAME: SUIZA FOODS CORP DATE OF NAME CHANGE: 19941013 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERNON ALAN J CENTRAL INDEX KEY: 0001136257 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12755 FILM NUMBER: 08832504 BUSINESS ADDRESS: STREET 1: DEAN NORTHEAST, LLC STREET 2: 124 GROVE STREET CITY: FRANKLIN STATE: MA ZIP: 02038 BUSINESS PHONE: 214-303-3400 MAIL ADDRESS: STREET 1: 2515 MCKINNEY AVENUE STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2008-05-12 0000931336 DEAN FOODS CO DF 0001136257 BERNON ALAN J 4301 BELCLAIRE AVENUE DALLAS TX 75205 1 0 0 0 Common Stock 2008-05-12 4 M 0 36963 14.2466 A 1141492.1354 D Common Stock 2008-05-12 4 S 0 1100 22.99 D 1140392.1354 D Common Stock 2008-05-12 4 S 0 7800 22.98 D 1132592.1354 D Common Stock 2008-05-12 4 S 0 6300 22.97 D 1126292.1354 D Common Stock 2008-05-12 4 S 0 2000 22.95 D 1124292.1354 D Common Stock 2008-05-12 4 S 0 9000 22.90 D 1115292.1354 D Common Stock 2008-05-12 4 S 0 2000 22.88 D 1113292.1354 D Common Stock 2008-05-14 4 M 0 40028 14.2466 A 1153320.1354 D Common Stock 2008-05-14 4 S 0 20400 22.90 D 1132920.1354 D Common Stock 2008-05-14 4 S 0 1600 22.91 D 1131320.1354 D Common Stock 2008-05-14 4 S 0 5000 22.92 D 1126320.1354 D Common Stock 2008-05-14 4 S 0 3575 22.95 D 1122745.1354 D Non-Qualified Stock Option (right to buy-DF002200) 14.2466 2008-05-12 4 M 0 36963 14.2466 D 2004-01-06 2008-09-02 Common Stock 36963 40028 D Non-Qualified Stock Option (right to buy-DF002200) 14.2466 2008-05-14 4 M 0 40028 14.2466 D 2004-01-06 2008-09-02 Common Stock 40028 0 D Non-Qualified Stock Option (right to buy-DF004888) 25.6821 2007-01-31 2008-09-02 Common Stock 273122 273122 D Non-Qualified Stock Option (right to buy-DV000251) 25.6821 2007-01-13 2008-09-02 Common Stock 128231 128231 D Non-Qualified Stock Option (right to buy-NQ004887) 25.6821 2007-01-13 2008-09-02 Common Stock 2832 2832 D Non-Qualified Stock Option (right to buy-NQ004462) 25.6821 2007-01-13 2008-09-02 Common Stock 1329 1329 D Non-Qualified Stock Option (right to buy-DF005345) 30.1121 2008-02-12 2008-09-02 Common Stock 47741 47741 D Non-Qualified Stock Option (right to buy-DV000250) 30.1121 2008-02-12 2008-09-02 Common Stock 22414 22414 D Non-Qualified Stock Option (right to buy-NQ005340) 30.1121 2008-02-12 2008-09-02 Common Stock 2259 2259 D Non-Qualified Stock Option (right to buy-NQ000263) 30.1121 2008-02-12 2008-09-02 Common Stock 1061 1061 D Transaction is pursuant to a 10b5-1 Plan, dated December 12, 2007, between the reporting person and Bear Stearns & Co., Inc., acting as agent, to permit the orderly disposition of a portion of the reporting person's holdings of the Issuer's common stock, par value $0.01 per share. The shares of common stock subject to the Option vest ratably in three equal increments commencing on the first anniversary of the grant date. Pursuant to a separation agreement between Mr. Bernon and the Issuer, the options will expire on September 2, 2008. The shares of common stock subject to the Option became fully vested on September 28, 2007, pursuant to a separation agreement between Mr. Bernon and the Issuer, and the options will expire on September 2, 2008. Alan J. Bernon by Angela B. Miro, Attorney-In-Fact 2008-05-14 -----END PRIVACY-ENHANCED MESSAGE-----