-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, J3VFwWJQUvIMrjY3vL4lgtwtGcR4c7036LCFfOlVwR1YQPJrOKBV/whJaC0DTacG 4ACWsd9afpjqUWE5vznqZQ== 0001179307-08-000073.txt : 20080402 0001179307-08-000073.hdr.sgml : 20080402 20080402172742 ACCESSION NUMBER: 0001179307-08-000073 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080331 FILED AS OF DATE: 20080402 DATE AS OF CHANGE: 20080402 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DEAN FOODS CO CENTRAL INDEX KEY: 0000931336 STANDARD INDUSTRIAL CLASSIFICATION: ICE CREAM & FROZEN DESSERTS [2024] IRS NUMBER: 752559681 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2143033400 MAIL ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: DEAN FOODS CO/ DATE OF NAME CHANGE: 20011221 FORMER COMPANY: FORMER CONFORMED NAME: SUIZA FOODS CORP DATE OF NAME CHANGE: 19941013 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERNON ALAN J CENTRAL INDEX KEY: 0001136257 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12755 FILM NUMBER: 08734718 BUSINESS ADDRESS: STREET 1: DEAN NORTHEAST, LLC STREET 2: 124 GROVE STREET CITY: FRANKLIN STATE: MA ZIP: 02038 BUSINESS PHONE: 214-303-3400 MAIL ADDRESS: STREET 1: 2515 MCKINNEY AVENUE STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2008-03-31 0000931336 DEAN FOODS CO DF 0001136257 BERNON ALAN J 4301 BELCLAIRE AVENUE DALLAS TX 75205 1 0 0 0 Common Stock 2008-03-31 4 A 0 1342 0 D 1067329.1354 D Non-Qualified Stock Option (right to buy-DV000254) 11.6934 2003-01-14 2008-09-02 Common Stock 14361 20891 D Non-Qualified Stock Option (right to buy-T0000616) 11.6934 2003-01-14 2008-09-02 Common Stock 13836 13836 D Non-Qualified Stock Option (right to buy-DV000259) 11.6934 2003-01-14 2008-09-02 Common Stock 6496 6496 D Non-Qualified Stock Option (right to buy-DV000257) 11.6934 2003-01-14 2008-09-02 Common Stock 23475 23475 D Non-Qualified Stock Option (right to buy-T0000604) 11.6934 2003-01-14 2008-09-02 Common Stock 9213 9213 D Non-Qualified Stock Option (right to buy-DV000264) 11.6934 2003-01-14 2008-09-02 Common Stock 4326 4326 D Non-Qualified Stock Option (right to buy-DF002200) 14.2466 2004-01-06 2008-09-02 Common Stock 78468 78468 D Non-Qualified Stock Option (right to buy-DV000256) 14.2466 2004-01-06 2008-09-02 Common Stock 36841 36841 D Non-Qualified Stock Option (right to buy-T0000606) 14.2466 2004-01-06 2008-09-02 Common Stock 14459 14459 D Non-Qualified Stock Option (right to buy-DV000260) 14.2466 2004-01-06 2008-09-02 Common Stock 6789 6789 D Non-Qualified Stock Option (right to buy-TU000143 17.9107 2005-01-13 2008-09-02 Common Stock 1069 1069 D Non-Qualified Stock Option (right to buy-DV000261) 17.9107 2005-01-13 2008-09-02 Common Stock 376 376 D Non-Qualified Stock Option (right to buy-TU000144) 17.9107 2005-01-13 2008-09-02 Common Stock 197 197 D Non-Qualified Stock Option (right to buy-DF004888) 25.6821 2007-01-31 2008-09-02 Common Stock 273122 273122 D Non-Qualified Stock Option (right to buy-DV000251) 25.6821 2007-01-13 2008-09-02 Common Stock 128231 128231 D Non-Qualified Stock Option (right to buy-NQ004887) 25.6821 2007-01-13 2008-09-02 Common Stock 2832 2832 D Non-Qualified Stock Option (right to buy-NQ004462) 25.6821 2007-01-13 2008-09-02 Common Stock 1329 1329 D Non-Qualified Stock Option (right to buy-DF005345) 30.1121 2008-02-12 2008-09-02 Common Stock 47741 47741 D Non-Qualified Stock Option (right to buy-DV000250) 30.1121 2008-02-12 2008-09-02 Common Stock 22414 22414 D Non-Qualified Stock Option (right to buy-NQ005340) 30.1121 2008-02-12 2008-09-02 Common Stock 2259 2259 D Non-Qualified Stock Option (right to buy-NQ000263) 30.1121 2008-02-12 2008-09-02 Common Stock 1061 1061 D These are restricted shares issued under the Issuer's 2007 Stock Incentive Plan in payment of fees owed for services as an independent director. All such shares are subject to vesting in three equal increments, with the first vesting occurring as of the date the shares were issued and then annually thereafter. Includes 827 shares of common stock of Issuer, for which the reporting person has opted to defer receipt until a future date, under the Issuer's Executive Deferred Compensation Plan. The shares of common stock subject to the Option vest ratably in three equal increments commencing on the first anniversary of the grant date. Pursuant to a separation agreement between Mr. Bernon and the Issuer, the options will expire on September 2, 2008. The shares of common stock subject to the Option became fully vested on September 28, 2007, pursuant to a separation agreement between Mr. Bernon and the Issuer, and the options will expire on September 2, 2008. Angela Miro, attorney in fact 2008-04-02 -----END PRIVACY-ENHANCED MESSAGE-----