-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ACUtp/WToLvBaOQnlqMJJpMtmF0MpBXo7w1GwhE8ScdJcmk4IWLLdNz+LZEW7LAE ob/ShU6CH2J66ZTtbMtflw== 0001179307-08-000058.txt : 20080219 0001179307-08-000058.hdr.sgml : 20080218 20080219160628 ACCESSION NUMBER: 0001179307-08-000058 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080215 FILED AS OF DATE: 20080219 DATE AS OF CHANGE: 20080219 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DEAN FOODS CO CENTRAL INDEX KEY: 0000931336 STANDARD INDUSTRIAL CLASSIFICATION: ICE CREAM & FROZEN DESSERTS [2024] IRS NUMBER: 752559681 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2143033400 MAIL ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: DEAN FOODS CO/ DATE OF NAME CHANGE: 20011221 FORMER COMPANY: FORMER CONFORMED NAME: SUIZA FOODS CORP DATE OF NAME CHANGE: 19941013 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ENGLES GREGG L CENTRAL INDEX KEY: 0001033927 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12755 FILM NUMBER: 08626649 BUSINESS ADDRESS: BUSINESS PHONE: 214-303-3400 MAIL ADDRESS: STREET 1: 2515 MCKINNEY AVE STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2008-02-15 0000931336 DEAN FOODS CO DF 0001033927 ENGLES GREGG L 2515 MCKINNEY AVENUE, SUITE 1200 DALLAS TX 75201 1 1 0 0 Chairman of the Board and Incentive Stock Option (right to buy-T0003517) 14.2466 2004-01-06 2013-01-06 Common Stock 743 743 D Incentive Stock Option (right to buy-DV000983) 14.2466 2004-01-06 2013-01-06 Common Stock 349 349 D Incentive Stock Option (right to buy-DF003302) 17.9107 2005-01-13 2014-01-13 Common Stock 1639 1639 D Incentive Stock Option (right to buy-DV000984) 17.9107 2005-01-13 2014-01-13 Common Stock 770 770 D Incentive Stock Option (right to buy-T0003352) 17.9107 2005-01-13 2014-01-13 Common Stock 197 197 D Incentive Stock Option (right to buy-DV000982) 17.9107 2005-01-13 2014-01-13 Common Stock 92 92 D Incentive Stock Option (right to buy-DF902594) 18.3014 2006-01-07 2015-01-07 Common Stock 5232 5232 D Incentive Stock Option (right to buy-DV000985) 18.3014 2006-01-07 2015-01-07 Common Stock 2456 2456 D Incentive Stock Option (right to buy-T0001295) 18.3014 2006-01-07 2015-01-07 Common Stock 643 643 D Incentive Stock Option (right to buy-DV000974) 18.3014 2006-01-07 2015-01-07 Common Stock 302 302 D Incentive Stock Option (right to buy-DF004885) 25.6821 2007-01-13 2016-01-13 Common Stock 2878 2878 D Incentive Stock Option (right to buy-DV000979) 25.6821 2007-01-13 2016-01-13 Common Stock 1351 1351 D Incentive Stock Option (right to buy-DF005338) 30.1121 2008-02-12 2017-02-12 Common Stock 2259 2259 D Incentive Stock Option (right to buy-DV000980) 30.1121 2008-02-12 2017-02-12 Common Stock 1061 1061 D Non-Qualified Stock Option (right to buy-DF006424) 25.37 2009-01-15 2018-01-15 Common Stock 415000 415000 D Restricted Stock Units (DU003749) 0 2007-01-13 2016-01-13 Common Stock 53400 53400 D Restricted Stock Units (DV005425) 0 2007-01-13 2016-01-13 Common Stock 25071 25071 D Restricted Stock Units (DU003832) 0 2008-02-12 2017-02-12 Common Stock 80000 80000 D Restricted Stock Units (DV005219) 0 2008-02-12 2017-02-12 Common Stock 37560 37560 D Restricted Stock Units (DU004303) 0 2009-01-15 2018-01-15 Common Stock 135000 135000 D The shares of common stock subject to the Option vest ratably in three equal increments commencing on the first anniversary of the grant date. The shares of common stock subject to the Option. which is issued under the Company's 2007 Stock Incentive Plan, vest ratably in three equal increments commencing on the first anniversary of the grant date. A Restricted Stock Unit, which is issued under the Company's 1989 Stock Awards Plan, is a right to receive one share of common stock of the Issuer in the future, subject to the terms and conditions of the award agreement. The units vest annually, on a prorata basis, over a five-year period beginning on the first anniversary of the grant date, subject to certain accelerated vesting provisions. A Restricted Stock Unit, which is issued under the Company's 2007 Stock Incentive Plan, is a right to receive one share of common stock of the Issuer in the future, subject to the terms and conditions of the award agreement. The units vest annually, on a prorata basis, over a five-year period beginning on the first anniversary of the grant date, subject to certain accelerated vesting provisions. SECOND OF TWO (2) FORM 4s FILED ON THIS SAME DATE. Gregg L. Engles 2008-02-19 -----END PRIVACY-ENHANCED MESSAGE-----