-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, I280JPj9Zx+oDorqyxrga1jcvg+BXZ5fTIqxtOSZLXAu4Q3Qoe/+xxAATomdxw0t +5EkjkUA0UlYRWcA9XPTZw== 0001179307-07-000118.txt : 20071116 0001179307-07-000118.hdr.sgml : 20071116 20071116120229 ACCESSION NUMBER: 0001179307-07-000118 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071115 FILED AS OF DATE: 20071116 DATE AS OF CHANGE: 20071116 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DEAN FOODS CO CENTRAL INDEX KEY: 0000931336 STANDARD INDUSTRIAL CLASSIFICATION: ICE CREAM & FROZEN DESSERTS [2024] IRS NUMBER: 752559681 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2143033400 MAIL ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: DEAN FOODS CO/ DATE OF NAME CHANGE: 20011221 FORMER COMPANY: FORMER CONFORMED NAME: SUIZA FOODS CORP DATE OF NAME CHANGE: 19941013 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERNON ALAN J CENTRAL INDEX KEY: 0001136257 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12755 FILM NUMBER: 071252123 BUSINESS ADDRESS: STREET 1: DEAN NORTHEAST, LLC STREET 2: 124 GROVE STREET CITY: FRANKLIN STATE: MA ZIP: 02038 BUSINESS PHONE: 214-303-3400 MAIL ADDRESS: STREET 1: 2515 MCKINNEY AVENUE STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-11-15 0000931336 DEAN FOODS CO DF 0001136257 BERNON ALAN J 4301 BELCLAIRE AVENUE DALLAS TX 75205 1 0 0 0 Common Stock 2007-11-15 4 M 0 23368 18.3014 A 1193174.1354 D Common Stock 2007-11-15 4 M 0 10971 18.3014 A 1204145.1354 D Common Stock 2007-11-15 4 M 0 321 18.3014 A 1204466.1354 D Common Stock 2007-11-15 4 M 0 151 18.3014 A 1204617.1354 D Common Stock 2007-11-15 4 M 0 4306 18.3014 A 1208923.1354 D Common Stock 2007-11-15 4 M 0 2022 18.3014 A 1210945.1354 D Common Stock 2007-11-15 4 M 0 1975 18.3014 A 1212920.1354 D Common Stock 2007-11-15 4 M 0 1473 18.3014 A 1214393.1354 D Common Stock 2007-11-15 4 M 0 322 18.3014 A 1214715.1354 D Common Stock 2007-11-15 4 M 0 151 18.3014 A 1214866.1354 D Non-Qualified Stock Option (right to buy-T0000354) 11.6934 2003-01-14 2012-01-14 Common Stock 75084 75084 D Non-Qualified Stock Option (right to buy-DV000254) 11.6934 2003-01-14 2012-01-14 Common Stock 35252 35252 D Non-Qualified Stock Option (right to buy-T0000616) 11.6934 2003-01-14 2012-01-14 Common Stock 13836 13836 D Non-Qualified Stock Option (right to buy-DV000259) 11.6934 2003-01-14 2012-01-14 Common Stock 6496 6496 D Non-Qualified Stock Option (right to buy-T0000355) 11.6934 2003-01-14 2012-01-14 Common Stock 50000 50000 D Non-Qualified Stock Option (right to buy-DV000257) 11.6934 2003-01-14 2012-01-14 Common Stock 23475 23475 D Non-Qualified Stock Option (right to buy-T0000604) 11.6934 2003-01-14 2012-01-14 Common Stock 9213 9213 D Non-Qualified Stock Option (right to buy-DV000264) 11.6934 2003-01-14 2012-01-14 Common Stock 4326 4326 D Non-Qualified Stock Option (right to buy-DF002200) 14.2466 2004-01-06 2013-01-06 Common Stock 78468 78468 D Non-Qualified Stock Option (right to buy-DV000256) 14.2466 2004-01-06 2013-01-06 Common Stock 36841 36841 D Non-Qualified Stock Option (right to buy-T0000606) 14.2466 2004-01-06 2013-01-06 Common Stock 14459 14459 D Non-Qualified Stock Option (right to buy-DV000260) 14.2466 2004-01-06 2013-01-06 Common Stock 6789 6789 D Non-Qualified Stock Option (right to buy-TU000143 17.9107 2005-01-13 2014-01-13 Common Stock 1069 1069 D Non-Qualified Stock Option (right to buy-DV000261) 17.9107 2005-01-13 2014-01-13 Common Stock 502 502 D Non-Qualified Stock Option (right to buy-TU000144) 17.9107 2005-01-13 2014-01-13 Common Stock 197 197 D Non-Qualified Stock Option (right to buy-DV000262) 17.9107 2005-01-13 2014-01-13 Common Stock 92 92 D Non-Qualified Stock Option (right to buy-DF003299) 17.9107 2005-01-13 2014-01-13 Common Stock 36791 36791 D Non-Qualified Stock Option (right to buy-DV000253) 17.9107 2005-01-13 2014-01-13 Common Stock 17273 17273 D Non-Qualified Stock Option (right to buy-T0000769) 17.9107 2005-01-13 2014-01-13 Common Stock 6779 6779 D Non-Qualified Stock Option (right to buy-DV000258) 17.9107 2005-01-13 2014-01-13 Common Stock 3183 3183 D Non-Qualified Stock Option (right to buy-DF902107) 18.3014 2007-11-15 4 M 0 23368 18.3014 D 2006-01-10 2015-01-10 Common Stock 23368 0 D Non-Qualified Stock Option (right to buy-DV000249) 18.3014 2007-11-15 4 M 0 10971 18.3014 D 2006-01-10 2015-01-10 Common Stock 10971 0 D Non-Qualified Stock Option (right to buy-TU000145) 18.3014 2007-11-15 4 M 0 321 18.3014 D 2006-01-10 2015-01-10 Common Stock 321 0 D Non-Qualified Stock Option (right to buy-DV000252) 18.3014 2007-11-15 4 M 0 151 18.3014 D 2006-01-10 2015-01-10 Common Stock 151 0 D Non-Qualified Stock Option (right to buy-T0000797) 18.3014 2007-11-15 4 M 0 4306 18.3014 D 2006-01-10 2015-01-10 Common Stock 4306 0 D Non-Qualified Stock Option (right to buy-DV000255) 18.3014 2007-11-15 4 M 0 2022 18.3014 D 2006-01-10 2015-01-10 Common Stock 2022 0 D Non-Qualified Stock Option (right to buy-NQ902106) 18.3014 2007-11-15 4 M 0 1975 18.3014 D 2006-01-10 2015-01-10 Common Stock 1975 0 D Non-Qualified Stock Option (right to buy-NQ004565) 18.3014 2007-11-15 4 M 0 1473 18.3014 D 2006-01-10 2015-01-10 Common Stock 1473 0 D Non-Qualified Stock Option (right to buy-NQ001361) 18.3014 2007-11-15 4 M 0 322 18.3014 D 2006-01-10 2015-01-10 Common Stock 322 0 D The shares of common stock subject to the Option became fully vested on September 28, 2007, pursuant to a separation agreement between Mr. Bernon and the Issuer. FIRST OF TWO (2) FORM 4s FILED ON SAME DATE. Alan J. Bernon 2007-11-16 -----END PRIVACY-ENHANCED MESSAGE-----