-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KHuRRkL/8/GsIsb6fl+RbgLER0IqVHojPvTe3NjAFqoKYTCfA+MiyIAhb22ErGk8 vpsaKptekXCzOamzuN1p5g== 0001179307-07-000107.txt : 20071025 0001179307-07-000107.hdr.sgml : 20071025 20071025105822 ACCESSION NUMBER: 0001179307-07-000107 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071023 FILED AS OF DATE: 20071025 DATE AS OF CHANGE: 20071025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DEAN FOODS CO CENTRAL INDEX KEY: 0000931336 STANDARD INDUSTRIAL CLASSIFICATION: ICE CREAM & FROZEN DESSERTS [2024] IRS NUMBER: 752559681 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2143033400 MAIL ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: DEAN FOODS CO/ DATE OF NAME CHANGE: 20011221 FORMER COMPANY: FORMER CONFORMED NAME: SUIZA FOODS CORP DATE OF NAME CHANGE: 19941013 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERNON ALAN J CENTRAL INDEX KEY: 0001136257 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12755 FILM NUMBER: 071189877 BUSINESS ADDRESS: STREET 1: DEAN NORTHEAST, LLC STREET 2: 124 GROVE STREET CITY: FRANKLIN STATE: MA ZIP: 02038 BUSINESS PHONE: 214-303-3400 MAIL ADDRESS: STREET 1: 2515 MCKINNEY AVENUE STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-10-23 0000931336 DEAN FOODS CO DF 0001136257 BERNON ALAN J 2515 MCKINNEY AVENUE, SUITE 1200 DALLAS TX 75201 1 0 0 0 Common Stock 2007-10-23 4 M 0 1164 18.3014 A 1169806.1354 D Non-Qualified Stock Option (right to buy-T0000354) 11.6934 2003-01-14 2012-01-14 Common Stock 75084 75084 D Non-Qualified Stock Option (right to buy-DV000254) 11.6934 2003-01-14 2012-01-14 Common Stock 35252 35252 D Non-Qualified Stock Option (right to buy-T0000616) 11.6934 2003-01-14 2012-01-14 Common Stock 13836 13836 D Non-Qualified Stock Option (right to buy-DV000259) 11.6934 2003-01-14 2012-01-14 Common Stock 6496 6496 D Non-Qualified Stock Option (right to buy-T0000355) 11.6934 2003-01-14 2012-01-14 Common Stock 50000 50000 D Non-Qualified Stock Option (right to buy-DV000257) 11.6934 2003-01-14 2012-01-14 Common Stock 23475 23475 D Non-Qualified Stock Option (right to buy-T0000604) 11.6934 2003-01-14 2012-01-14 Common Stock 9213 9213 D Non-Qualified Stock Option (right to buy-DV000264) 11.6934 2003-01-14 2012-01-14 Common Stock 4326 4326 D Non-Qualified Stock Option (right to buy-DF002200) 14.2466 2004-01-06 2013-01-06 Common Stock 78468 78468 D Non-Qualified Stock Option (right to buy-DV000256) 14.2466 2004-01-06 2013-01-06 Common Stock 36841 36841 D Non-Qualified Stock Option (right to buy-T0000606) 14.2466 2004-01-06 2013-01-06 Common Stock 14459 14459 D Non-Qualified Stock Option (right to buy-DV000260) 14.2466 2004-01-06 2013-01-06 Common Stock 6789 6789 D Non-Qualified Stock Option (right to buy-TU000143 17.9107 2005-01-13 2014-01-13 Common Stock 1069 1069 D Non-Qualified Stock Option (right to buy-DV000261) 17.9107 2005-01-13 2014-01-13 Common Stock 502 502 D Non-Qualified Stock Option (right to buy-TU000144) 17.9107 2005-01-13 2014-01-13 Common Stock 197 197 D Non-Qualified Stock Option (right to buy-DV000262) 17.9107 2005-01-13 2014-01-13 Common Stock 92 92 D Non-Qualified Stock Option (right to buy-DF003299) 17.9107 2005-01-13 2014-01-13 Common Stock 36791 36791 D Non-Qualified Stock Option (right to buy-DV000253) 17.9107 2005-01-13 2014-01-13 Common Stock 17273 17273 D Non-Qualified Stock Option (right to buy-T0000769) 17.9107 2005-01-13 2014-01-13 Common Stock 6779 6779 D Non-Qualified Stock Option (right to buy-DV000258) 17.9107 2005-01-13 2014-01-13 Common Stock 3183 3183 D Non-Qualified Stock Option (right to buy-DF902107) 18.3014 2006-01-10 2015-01-10 Common Stock 23368 23368 D Non-Qualified Stock Option (right to buy-DV000249) 18.3014 2006-01-10 2015-01-10 Common Stock 10971 10971 D Non-Qualified Stock Option (right to buy-TU000145) 18.3014 2006-01-10 2015-01-10 Common Stock 321 321 D Non-Qualified Stock Option (right to buy-DV000252) 18.3014 2006-01-10 2015-01-10 Common Stock 151 151 D Non-Qualified Stock Option (right to buy-T0000797) 18.3014 2006-01-10 2015-01-10 Common Stock 4306 4306 D Non-Qualified Stock Option (right to buy-DV000255) 18.3014 2006-01-10 2015-01-10 Common Stock 2022 2022 D Incentive Stock Option (right to buy-DF902106) 18.3014 2007-10-23 4 M 0 1164 0 D 2006-01-10 2015-01-10 Common Stock 1164 0 D Non-Qualified Stock Option (right to buy-NQ902106) 18.3014 2006-01-10 2015-01-10 Common Stock 1975 1975 D Non-Qualified Stock Option (right to buy-NQ004565) 18.3014 2006-01-10 2015-01-10 Common Stock 1473 1473 D Non-Qualified Stock Option (right to buy-NQ001361) 18.3014 2006-01-10 2015-01-10 Common Stock 322 322 D The shares of common stock subject to the Option became fully vested on September 28, 2007, pursuant to a separation agreement between Mr. Bernon and the Issuer. Converted to Non-Qualified Stock Option from Incentive Stock Option because of accelerated vesting on September 28, 2007. FIRST OF TWO (2) FORM 4s FILED ON SAME DATE. Alan J. Bernon 2007-10-25 -----END PRIVACY-ENHANCED MESSAGE-----