-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CM9GIWOlAKz9W0rWaOSMBHhXPw8ABOMA1ZoS9WdqhCTK6Kx+lJkAUgxvmNFoV5rK 3hIPamDPHBivYve/5a3z5A== 0001179307-07-000077.txt : 20070810 0001179307-07-000077.hdr.sgml : 20070810 20070810145903 ACCESSION NUMBER: 0001179307-07-000077 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070808 FILED AS OF DATE: 20070810 DATE AS OF CHANGE: 20070810 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DEAN FOODS CO CENTRAL INDEX KEY: 0000931336 STANDARD INDUSTRIAL CLASSIFICATION: ICE CREAM & FROZEN DESSERTS [2024] IRS NUMBER: 752559681 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2143033400 MAIL ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: DEAN FOODS CO/ DATE OF NAME CHANGE: 20011221 FORMER COMPANY: FORMER CONFORMED NAME: SUIZA FOODS CORP DATE OF NAME CHANGE: 19941013 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERNON ALAN J CENTRAL INDEX KEY: 0001136257 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12755 FILM NUMBER: 071044863 BUSINESS ADDRESS: STREET 1: DEAN NORTHEAST, LLC STREET 2: 124 GROVE STREET CITY: FRANKLIN STATE: MA ZIP: 02038 BUSINESS PHONE: 214-303-3400 MAIL ADDRESS: STREET 1: 2515 MCKINNEY AVENUE STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-08-08 0000931336 DEAN FOODS CO DF 0001136257 BERNON ALAN J 2515 MCKINNEY AVENUE, SUITE 1200 DALLAS TX 75201 1 1 0 0 President - Dean Dairy Group Common Stock 2007-08-08 4 P 0 2500 28.08 A 1067899.1354 D Common Stock 2007-08-08 4 P 0 7500 28.10 A 1075399.1354 D Non-Qualified Stock Option (right to buy-DF004888) 25.6821 2007-01-13 2016-01-13 Common Stock 273122 273122 D Non-Qualified Stock Option (right to buy-DV000251) 25.6821 2007-01-13 2016-01-13 Common Stock 128231 128231 D Incentive Stock Option (right to buy-DF004887) 25.6821 2007-01-13 2016-01-13 Common Stock 2832 2832 D Incentive Stock Option (right to buy-DV004462 25.6821 2007-01-13 2016-01-13 Common Stock 1329 1329 D Non-Qualified Stock Option (right to buy-DF005345) 30.1121 2008-02-12 2017-02-12 Common Stock 47741 47741 D Non-Qualified Stock Option (right to buy-DV000250) 30.1121 2008-02-12 2017-01-12 Common Stock 22414 22414 D Incentive Stock Option (right to buy-DF005340) 30.1121 2008-02-12 2017-02-12 Common Stock 2259 2259 D Incentive Stock Option (right to buy-DV000263) 30.1121 2008-02-12 2017-02-12 Common Stock 1061 1061 D Restricted Stock Units (DU000424) 0 2006-09-19 2015-09-19 Common Stock 13333 13333 D Restricted Stock Units (DV005410) 0 2006-09-19 2015-09-19 Common Stock 6260 6260 D Restricted Stock Units (DU003750) 0 2007-01-13 2016-01-13 Common Stock 50000 50000 D Restricted Stock Units (DV005426) 0 2007-01-13 2016-01-13 Common Stock 23475 23475 D The shares of common stock subject to the Option vest ratably in three equal increments commencing on the first anniversary of the grant date. A Restricted Stock Unit, which is issued under the Company's 1989 Stock Awards Plan, is a right to receive one share of common stock of the Issuer in the future, subject to the terms and conditions of the award agreement. The units vest annually, on a prorata basis, over a three-year period beginning on the first anniversary of the date of grant. CONTINUATION OF FORM 4 PREVIOUSLY FILED ON THIS SAME DATE. Alan J. Bernon 2007-08-10 -----END PRIVACY-ENHANCED MESSAGE-----