-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Bi1JYkoO6foMvEvGa3KPsU/t0lhd6BCOT8CepBHiKJcALYHnXAcVBaf0OMZn/ADh kA97x7wJVj9J0bj8Vcs6hQ== 0001179307-07-000067.txt : 20070710 0001179307-07-000067.hdr.sgml : 20070710 20070710191208 ACCESSION NUMBER: 0001179307-07-000067 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070707 FILED AS OF DATE: 20070710 DATE AS OF CHANGE: 20070710 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DEAN FOODS CO CENTRAL INDEX KEY: 0000931336 STANDARD INDUSTRIAL CLASSIFICATION: ICE CREAM & FROZEN DESSERTS [2024] IRS NUMBER: 752559681 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2143033400 MAIL ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: DEAN FOODS CO/ DATE OF NAME CHANGE: 20011221 FORMER COMPANY: FORMER CONFORMED NAME: SUIZA FOODS CORP DATE OF NAME CHANGE: 19941013 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ENGLES GREGG L CENTRAL INDEX KEY: 0001033927 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12755 FILM NUMBER: 07973089 BUSINESS ADDRESS: BUSINESS PHONE: 214-303-3400 MAIL ADDRESS: STREET 1: 2515 MCKINNEY AVE STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-07-07 0000931336 DEAN FOODS CO DF 0001033927 ENGLES GREGG L 2515 MCKINNEY AVENUE, SUITE 1200 DALLAS TX 75201 1 1 0 0 Chairman of the Board and Incentive Stock Option (right to buy-T0003517) 14.2466 2004-01-06 2013-01-06 Common Stock 743 743 D Incentive Stock Option (right to buy-DV000983) 14.2466 2004-01-06 2013-01-06 Common Stock 349 349 D Incentive Stock Option (right to buy-DF003302) 17.9107 2005-01-13 2014-01-13 Common Stock 1639 1639 D Incentive Stock Option (right to buy-DV000984) 17.9107 2005-01-13 2014-01-13 Common Stock 770 770 D Incentive Stock Option (right to buy-T0003352) 17.9107 2005-01-13 2014-01-13 Common Stock 197 197 D Incentive Stock Option (right to buy-DV000982) 17.9107 2005-01-13 2014-01-13 Common Stock 92 92 D Incentive Stock Option (right to buy-DF902594) 18.3014 2006-01-07 2015-01-07 Common Stock 5232 5232 D Incentive Stock Option (right to buy-DV000985) 18.3014 2006-01-07 2015-01-07 Common Stock 2456 2456 D Incentive Stock Option (right to buy-T0001295) 18.3014 2006-01-07 2015-01-07 Common Stock 643 643 D Incentive Stock Option (right to buy-DV000974) 18.3014 2006-01-07 2015-01-07 Common Stock 302 302 D Incentive Stock Option (right to buy-DF004885) 25.6821 2007-01-13 2016-01-13 Common Stock 2878 2878 D Incentive Stock Option (right to buy-DV000979) 25.6821 2007-01-13 2016-01-13 Common Stock 1351 1351 D Incentive Stock Option (right to buy-DF005338) 30.1121 2008-02-12 2017-02-12 Common Stock 2259 2259 D Incentive Stock Option (right to buy-DV000980) 30.1121 2008-02-12 2017-02-12 Common Stock 1061 1061 D Restricted Stock Units (DF902062) 0 2007-07-07 4 M 0 62400 0 D 2006-01-07 2015-01-07 Common Stock 62400 0 D Restricted Stock Units (DV005332) 0 2007-07-07 4 M 0 29296 0 D 2006-01-07 2015-01-07 Common Stock 29296 0 D Restricted Stock Units (TU905702) 0 2007-07-07 4 M 0 11500 0 D 2006-01-07 2015-01-07 Common Stock 11500 0 D Restricted Stock Units (DV005359) 0 2005-07-07 4 M 0 5398 0 D 2006-01-07 2015-01-07 Common Stock 5398 0 D Restricted Stock Units (DU003749) 0 2007-01-13 2016-01-13 Common Stock 71200 71200 D Restricted Stock Units (DV005425) 0 2007-01-13 2016-01-13 Common Stock 33428 33428 D Restricted Stock Units (DU003832) 0 2008-02-12 2017-02-12 Common Stock 100000 100000 D Restricted Stock Units (DV005219) 0 2008-02-12 2017-02-12 Common Stock 46950 46950 D Due to a special cash dividend of $15.00, paid by Issuer on April 2, 2007, to shareholders of record on March 27, 2007, the option exercise price and number of shares has been adjusted to maintain the value of the option award, post-dividend. The shares of common stock subject to the Option vest ratably in three equal increments commencing on the first anniversary of the grant date. A Restricted Stock Unit, which is issued under the Company's 1989 Stock Awards Plan, is a right to receive one share of common stock of the Issuer in the future, subject to the terms and conditions of the award agreement. The units vest annually, on a prorata basis, over a five-year period beginning on the first anniversary date of grant, subject to certain accelerated vesting provisions. Due to a special cash dividend of $15.00, paid by Issuer on April 2, 2007, to shareholders of record on March 27, 2007, the number of RSUs has been adjusted to maintain the value of the RSU award, post-dividend. The reporting person is entitled to receive the shares of common stock of the Issuer pursuant to certain accelerated vesting provisions in the 2005 Award of Restricted Stock Units. CONTINUED FROM PREVIOUS FORM 4 FILED ON THIS SAME DATE. Gregg L. Engles 2007-07-10 -----END PRIVACY-ENHANCED MESSAGE-----