-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NLDF7p4hJ3lCFhZAXgf10ozolbTGWUqeJA70cL3ZyB2Ql8lzWsBr3dJuKwa6F8fm DYxe9fWxzD0RohE0p4q9uA== 0001179307-07-000043.txt : 20070522 0001179307-07-000043.hdr.sgml : 20070522 20070522104633 ACCESSION NUMBER: 0001179307-07-000043 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070518 FILED AS OF DATE: 20070522 DATE AS OF CHANGE: 20070522 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DEAN FOODS CO CENTRAL INDEX KEY: 0000931336 STANDARD INDUSTRIAL CLASSIFICATION: ICE CREAM & FROZEN DESSERTS [2024] IRS NUMBER: 752559681 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2143033400 MAIL ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: DEAN FOODS CO/ DATE OF NAME CHANGE: 20011221 FORMER COMPANY: FORMER CONFORMED NAME: SUIZA FOODS CORP DATE OF NAME CHANGE: 19941013 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LLEWELLYN JOHN H JR CENTRAL INDEX KEY: 0001179319 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12755 FILM NUMBER: 07870100 BUSINESS ADDRESS: STREET 1: ONE STEAMBOAT LANE CITY: HINGHAM STATE: MA ZIP: 02043 BUSINESS PHONE: 214-303-3400 MAIL ADDRESS: STREET 1: DEAN FOODS COMPANY STREET 2: 2515 MCKINNEY AVE STE 1200 CITY: DALLAS STATE: TX ZIP: 75201 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-05-18 0000931336 DEAN FOODS CO DF 0001179319 LLEWELLYN JOHN H JR ONE STEAMBOAT LANE HINGHAM MA 02043 1 0 0 0 Common Stock 2007-05-18 4 M 0 850 0 A 26932 D Common Stock 2007-05-18 4 M 0 399 0 A 27331 D Common Stock 2007-05-18 4 M 0 156 0 A 27487 D Common Stock 2007-05-18 4 M 0 73 0 A 27560 D Common Stock 2007-05-18 4 M 0 1700 0 A 29260 D Common Stock 2007-05-18 4 M 0 798 0 A 30058 D Common Stock 2007-05-18 4 M 0 2550 0 A 32608 D Common Stock 2007-05-18 4 M 0 1197 0 A 33805 D Common Stock 2750 I Shares held by The John S. Llewellyn, Jr. and Mary Martha Llewellyn 2006 Irrevocable Trust. Non-Qualified Stock Option (right to buy-DP003381) 12.5898 1998-06-01 2008-06-01 Common Stock 6768 6768 D Non-Qualified Stock Option (right to buy-DV002419) 12.5898 1998-06-01 2008-06-01 Common Stock 3178 3178 D Non-Qualified Stock Option (right to buy-T0000840) 12.5898 1998-06-01 2008-06-01 Common Stock 1247 1247 D Non-Qualified Stock Option (right to buy-DV002420 12.5898 1998-06-01 2008-06-01 Common Stock 585 585 D Non-Qualified Stock Option (right to buy-DP003382) 9.5022 1999-06-01 2009-06-01 Common Stock 6768 6768 D Non-Qualified Stock Option (right to buy-DV002412) 9.5022 1999-06-01 2009-06-01 Common Stock 3178 3178 D Non-Qualified Stock Option (right to buy-T0000842) 9.5022 1999-06-01 2009-06-01 Common Stock 1247 1247 D Non-Qualified Stock Option (right to buy-DV002421) 9.5022 1999-06-01 2009-06-01 Common Stock 585 585 D Non-Qualified Stock Option (right to buy-DP003383) 8.0867 2000-06-01 2010-06-01 Common Stock 6768 6768 D Non-Qualified Stock Option (right to buy-DV002417) 8.0867 2000-06-01 2010-06-01 Common Stock 3178 3178 D Non-Qualified Stock Option (right to buy-T0000844) 8.0867 2000-06-01 2010-06-01 Common Stock 1247 1247 D Non-Qualified Stock Option (right to buy-DV002422) 8.0867 2000-06-01 2010-06-01 Common Stock 585 585 D Non-Qualified Stock Option (right to buy-DF002169) 14.2351 2002-07-01 2012-07-01 Common Stock 22500 22500 D Non-Qualified Stock Option (right to buy-DV002416) 14.2351 2002-07-01 2012-07-01 Common Stock 10564 10564 D Non-Qualified Stock Option (right to buy-T0000648) 14.2351 2002-07-01 2012-07-01 Common Stock 4146 4146 D Non-Qualified Stock Option (right to buy-DV002418) 14.2351 2002-07-01 2012-07-01 Common Stock 1947 1974 D Non-Qualified Stock Option (right to buy-DF002879) 18.1003 2003-06-30 2013-06-30 Common Stock 7500 7500 D Non-Qualified Stock Option (right to buy-DV002413) 18.1003 2003-06-30 2013-06-30 Common Stock 3521 3521 D Non-Qualified Stock Option (right to buy-T0000777) 18.1003 2003-06-30 2013-06-30 Common Stock 1382 1382 D Non-Qualified Stock Option (right to buy-DV002424) 18.1003 2003-06-30 2013-03-30 Common Stock 649 649 D Non-Qualified Stock Option (right to buy-DF003668) 21.4389 2004-06-30 2014-06-30 Common Stock 7500 7500 D Non-Qualified Stock Option (right to buy-DV002411) 21.4389 2004-06-30 2014-06-30 Common Stock 3521 3521 D Non-Qualified Stock Option (right to buy-T0000787) 21.4389 2004-06-30 2014-06-30 Common Stock 1382 1382 D Non-Qualified Stock Option (right to buy-DV002423) 21.4389 2004-06-30 2014-06-30 Common Stock 649 649 D Non-Qualified Stock Option (right to buy-DF905922) 23.9808 2005-06-30 2015-06-30 Common Stock 7500 7500 D Non-Qualified Stock Option (right to buy-DV002414) 23.9808 2005-06-30 2015-06-30 Common Stock 3521 3521 D Non-Qualified Stock Option (right to buy-DF005295) 25.3078 2006-06-30 2016-06-30 Common Stock 7500 7500 D Non-Qualified Stock Option (right to buy-DV002415) 25.3078 2006-06-30 2016-06-30 Common Stock 3521 3521 D The reporting person became entitled to receive 7,723 shares of common stock of the Issuer pursuant to the provisions in the Directors Restricted Stock Unit Award Agreement which provides for accelerated vesting upon the reporting person's Qualifying Retirement from the Board of Directors. The options were granted under the Dean Foods Company Directors Plan. The options are fully vested and immediately exercisable. Due to a special cash dividend of $15.00, paid by Issuer on April 2, 2007, to shareholders of record on March 27, 2007, the option exercise price and number of shares has been adjusted to maintain the value of the option award, post-dividend. The options were automatically granted under the Issuer's 1997 Amended and Restated Stock Option and Restricted Stock Plan, and are fully vested and immediately exercisable upon grant. CONTINUED ON ADDITIONAL FORM 4 FILED ON THIS SAME DATE. John S. Llewellyn, Jr. 2007-05-22 -----END PRIVACY-ENHANCED MESSAGE-----