-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CwJIzXDidEKmV/X4OKfAtkT62hMftRP94LAmW4t5gQrJfrztaZEpjVgJ8MvbuOvS AFEPfjWCtg83qPwLgdGZxg== 0001179307-04-000016.txt : 20040830 0001179307-04-000016.hdr.sgml : 20040830 20040830184804 ACCESSION NUMBER: 0001179307-04-000016 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040604 FILED AS OF DATE: 20040830 DATE AS OF CHANGE: 20040830 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DEAN FOODS CO/ CENTRAL INDEX KEY: 0000931336 STANDARD INDUSTRIAL CLASSIFICATION: ICE CREAM & FROZEN DESSERTS [2024] IRS NUMBER: 752559681 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2143033400 MAIL ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: SUIZA FOODS CORP DATE OF NAME CHANGE: 19941013 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOOLSBY MICHELLE P CENTRAL INDEX KEY: 0001136260 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-12755 FILM NUMBER: 041006425 BUSINESS ADDRESS: STREET 1: DEAN FOODS COMPANY STREET 2: 2515 MCKINNEY AVENUE STE 1200 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214-303-3400 MAIL ADDRESS: STREET 1: DEAN FOODS COMPANY STREET 2: 2515 MCKINNEY AVENUE STE 1200 CITY: DALLAS STATE: TX ZIP: 75201 4/A 1 edgar.xml PRIMARY DOCUMENT X0202 4/A 2004-06-04 2004-06-08 0000931336 DEAN FOODS CO/ DF 0001136260 GOOLSBY MICHELLE P 2515 MCKINNEY AVENUE, SUITE 1200 DALLAS TX 75201 0 1 0 1 Exec VP, Chief Admin Officer, General Counsel and Secretary Common Stock 2004-02-27 5 J 0 193.346 31.0505 A 14054.6725 D Deferred Stock Units 0 2004-01-13 4 A 0 20000 0 A 2005-01-13 2014-01-13 Common Stock 20000 20000 D Incentive Stock Option (right to buy) 31.17 2004-01-13 4 A 0 3209 0 A 2005-01-13 2014-01-13 Common Stock 3209 3209 D Non-Qualified Stock Option (right to buy) 31.17 2004-01-13 4 A 0 56791 0 A 2005-01-13 2014-01-13 Common Stock 56791 56791 D Shares purchased monthly through Issuer's Employee Stock Purchase Plan from May 28, 2004 through July 30, 2004, at an average purchase price of $31.0505. The reporting person has received an exempt award of Deferred Stock Units ("DSUs") under the Company's 1989 Stock Awards Plan which is a right to receive shares of common stock of the Issuer in the future, subject to the terms and conditions of the DSU Award Agreement. The DSUs vest annually, on a prorata basis, over a five-year period beginning on the first anniversary of the date of grant, subject to certain accelerated vesting provisions. AMENDED because the grant was reported as a holding when it should have been reported as a new award. The shares of common stock subject to the Option shall vest ratably in three equal increments commencing on the first anniversary of the grant date. AMENDED because the grant was reported as a holding when it should have been reported as a new award. Michelle P. Goolsby 2004-08-30 -----END PRIVACY-ENHANCED MESSAGE-----