-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, K6gOk5Cf1aNRtwbBcnMCt/gqItn0wrE959Cx40CScC9p/G1KS+A41hVGbe+M+dP0 5VjwKV3FLNJ6QuI7lpJe5Q== 0001179307-04-000013.txt : 20040830 0001179307-04-000013.hdr.sgml : 20040830 20040830183538 ACCESSION NUMBER: 0001179307-04-000013 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040604 FILED AS OF DATE: 20040830 DATE AS OF CHANGE: 20040830 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DEAN FOODS CO/ CENTRAL INDEX KEY: 0000931336 STANDARD INDUSTRIAL CLASSIFICATION: ICE CREAM & FROZEN DESSERTS [2024] IRS NUMBER: 752559681 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2143033400 MAIL ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: SUIZA FOODS CORP DATE OF NAME CHANGE: 19941013 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERNON ALAN J CENTRAL INDEX KEY: 0001136257 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-12755 FILM NUMBER: 041006404 BUSINESS ADDRESS: STREET 1: DEAN NORTHEAST, LLC STREET 2: 124 GROVE STREET CITY: FRANKLIN STATE: MA ZIP: 02038 BUSINESS PHONE: 214-303-3400 MAIL ADDRESS: STREET 1: 2515 MCKINNEY AVENUE STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 4/A 1 edgar.xml PRIMARY DOCUMENT X0202 4/A 2004-06-04 2004-06-08 0000931336 DEAN FOODS CO/ DF 0001136257 BERNON ALAN J DEAN NORTHEAST, LLC 124 GROVE STREET FRANKLIN MA 02038 1 1 0 0 Chief Operating Officer Common Stock 2004-02-11 4 J 0 5510 28.14 A 723143.962 D Incentive Stock Option (right to buy) 31.17 2004-01-13 4 A 0 3209 31.17 A 2005-01-13 2014-01-13 Common Stock 3209 3209 D Non-Qualified Stock Option (right to buy) 31.17 2004-01-13 4 A 0 36791 31.17 A 2005-01-13 2014-01-13 Common Stock 36791 36791 D Shares were purchased with bonus dollars deferred pursuant to the Company's Executive Deferred Compensation Plan at a 15% discount off the market price at the time of the purchase. Shares are subject to restrictions as described in the plan and are subject to vesting over a two-year period beginning on the first anniversary of the purchase date. AMENDED to correct the number of shares purchased. The shares of common stock subject to the Option shall vest ratably in three equal increments commencing on the first anniversary of the grant date. AMENDED because the grant was reported as a holding when it should have been reported as a new award. Alan J. Bernon 2004-08-30 -----END PRIVACY-ENHANCED MESSAGE-----