-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ExnfUYzfvkSFbmg0k3LyBLyCKQMn4xaGoUtFP4csQXp130vMpvV2V+0wAV1qCb07 jCK/SYwl6DB1A5zl6QjX5A== 0001179307-04-000008.txt : 20040827 0001179307-04-000008.hdr.sgml : 20040827 20040827173554 ACCESSION NUMBER: 0001179307-04-000008 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040630 FILED AS OF DATE: 20040827 DATE AS OF CHANGE: 20040827 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DEAN FOODS CO/ CENTRAL INDEX KEY: 0000931336 STANDARD INDUSTRIAL CLASSIFICATION: ICE CREAM & FROZEN DESSERTS [2024] IRS NUMBER: 752559681 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2143033400 MAIL ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: SUIZA FOODS CORP DATE OF NAME CHANGE: 19941013 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LLEWELLYN JOHN H JR CENTRAL INDEX KEY: 0001179319 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-12755 FILM NUMBER: 041003393 BUSINESS ADDRESS: STREET 1: ONE STEAMBOAT LANE CITY: HINGHAM STATE: MA ZIP: 02043 BUSINESS PHONE: 214-303-3400 MAIL ADDRESS: STREET 1: DEAN FOODS COMPANY STREET 2: 2515 MCKINNEY AVE STE 1200 CITY: DALLAS STATE: TX ZIP: 75201 4/A 1 edgar.xml PRIMARY DOCUMENT X0202 4/A 2004-06-30 2004-08-27 0000931336 DEAN FOODS CO/ DF 0001179319 LLEWELLYN JOHN H JR ONE STEAMBOAT LANE HINGHAM MA 02043 1 0 0 0 Common Stock 2004-06-30 4 A 0 821 0 A 8462 D Common Stock 2004-06-30 4 M 0 850 0 A 9312 D Non-Qualified Stock Option (right to buy) 12.8533 2001-12-21 2006-10-01 Common Stock 6768 6768 D Non-Qualified Stock Option (right to buy) 17.2867 2001-12-21 2007-05-28 Common Stock 6768 6768 D Non-Qualified Stock Option (right to buy) 21.91 2001-12-21 2008-06-01 Common Stock 6768 6768 D Non-Qualified Stock Option (right to buy) 16.5367 2001-12-21 2009-06-01 Common Stock 6768 6768 D Non-Qualified Stock Option (right to buy) 14.0733 2001-12-21 2010-06-01 Common Stock 6768 6768 D Non-Qualified Stock Option (right to buy) 24.7733 2002-07-01 2012-07-01 Common Stock 22500 22500 D Non-Qualified Stock Option (right to buy) 31.50 2003-06-30 2013-06-30 Common Stock 7500 7500 D Deferred Stock Units 0 2004-06-30 4 M 0 850 0 D 2004-06-30 2013-06-30 Common Stock 850 1700 D Deferred Stock Units 0 2004-06-30 4 A 0 2550 0 A 2005-06-30 2014-06-30 Common Stock 2550 2550 D Non-Qualified Stock Option (right to buy) 37.31 2004-06-30 4 A 0 7500 0 A 2004-06-30 2014-06-30 Common Stock 7500 7500 D These are restricted shares issued under the Issuer's 1997 Amended and Restated Stock Option and Restricted Stock Plan in payment of fees owed for services as an independent director. All such shares are subject to a 3-year vesting period, with the first vesting occurring as of the date the shares were issued. Represents shares of common stock of the Issuer vested on the first annual vesting date of a 06/30/2003 award of Deferred Stock Units ("DSUs"). Amended to correct the number of shares vested. The options were granted under the Dean Foods Company Directors Plan. The options are fully vested and immediately exercisable. The options were automatically granted under the Issuer's 1997 Amended and Restated Stock Option and Restricted Stock Plan, and are fully vested and immediately exercisable upon grant. The reporting person has received an award of Deferred Stock Units ("DSUs") which is a right to receive shares of common stock of the Issuer in the future, subject to the terms and conditions of the DSU Award Agreement. The DSUs vest annually, on a prorata basis, over a three year period beginning on the first anniversary date of the grant. John S. Llewellyn, Jr. 2004-08-27 -----END PRIVACY-ENHANCED MESSAGE-----