-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CLzS81nbBm/AjcvNAJl3Ach9H8cKJ3CsTXn1kBBVXTEp0TqiSlURODSEIA0HKnyI hUnkBvhsGufLGHe39M3mXw== 0001136272-05-000010.txt : 20051004 0001136272-05-000010.hdr.sgml : 20051004 20051004165428 ACCESSION NUMBER: 0001136272-05-000010 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050930 FILED AS OF DATE: 20051004 DATE AS OF CHANGE: 20051004 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DEAN FOODS CO/ CENTRAL INDEX KEY: 0000931336 STANDARD INDUSTRIAL CLASSIFICATION: ICE CREAM & FROZEN DESSERTS [2024] IRS NUMBER: 752559681 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2143033400 MAIL ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: SUIZA FOODS CORP DATE OF NAME CHANGE: 19941013 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GREEN STEPHEN L CENTRAL INDEX KEY: 0001136272 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12755 FILM NUMBER: 051122372 BUSINESS ADDRESS: STREET 1: CANAAN PARTNERS STREET 2: 105 ROWAYTON AVENUE CITY: ROWAYTON STATE: CT ZIP: 06853 BUSINESS PHONE: 214-303-3400 MAIL ADDRESS: STREET 1: DEAN FOODS COMPANY STREET 2: 2515 MCKINNEY AVENUE STE 1200 CITY: DALLAS STATE: TX ZIP: 75201 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2005-09-30 0000931336 DEAN FOODS CO/ DF 0001136272 GREEN STEPHEN L 105 ROWAYTON AVENUE ROWAYTON CT 06853 1 0 0 0 Common Stock 2005-09-30 4 A 0 1027 0 A 41214 D Non-Qualified Stock Option (right to buy - SI000773) 11.1545 1997-06-30 2007-06-30 Common Stock 22500 22500 D Non-Qualified Stock Option (right to buy - T0000722) 11.1545 2005-06-27 2007-06-30 Common Stock 4146 4146 D Non-Qualified Stock Option (right to buy - SI000774) 16.5024 1998-06-30 2008-06-30 Common Stock 22500 22500 D Non-Qualified Stock Option (right to buy - T0000723) 16.5024 2005-06-27 2008-06-30 Common Stock 4146 4146 D Non-Qualified Stock Option (right to buy - SI001316) 11.7864 1999-06-30 2009-06-30 Common Stock 22500 22500 D Non-Qualified Stock Option (right to buy - T0000632) 11.7864 2005-06-27 2009-06-30 Common Stock 4146 4146 D Non-Qualified Stock Option (right to buy - SI001801) 13.7567 2000-06-30 2010-06-30 Common Stock 22500 22500 D Non-Qualified Stock Option (right to buy - T0000636) 13.7567 2005-06-27 2010-06-30 Common Stock 4146 4146 D Non-Qualified Stock Option (right to buy - SF002503) 14.9459 2001-06-29 2011-06-29 Common Stock 22500 22500 D Non-Qualified Stock Option (right to buy - T0000641) 14.9459 2005-06-27 2011-06-29 Common Stock 4146 4146 D Non-Qualified Stock Option (right to buy - DF002166) 20.9186 2002-07-01 2012-07-01 Common Stock 22500 22500 D Non-Qualified Stock Option (right to buy - T0000647) 20.9186 2005-06-27 2012-07-01 Common Stock 4146 4146 D Non-Qualified Stock Option (right to buy - DF002876) 26.5986 2003-06-30 2013-06-30 Common Stock 7500 7500 D Non-Qualified Stock Option (right to buy - T0000813) 26.5986 2005-06-27 2013-06-30 Common Stock 1382 1382 D Non-Qualified Stock Option (right to buy - DF003664) 31.5046 2004-06-30 2014-06-30 Common Stock 7500 7500 D Non-Qualified Stock Option (right to buy - T0000786) 31.5046 2005-06-27 2014-06-30 Common Stock 1382 1382 D Non-Qualified Stock Option (right to buy - DF905918) 35.24 2005-06-30 2015-06-30 Common Stock 7500 7500 D Deferred Stock Units (DU000042) 0 2004-06-30 2013-06-30 Common Stock 850 850 D Deferred Stock Units (TU905803) 0 2005-06-27 2013-06-30 Common Stock 156 156 D Deferred Stock Units (DU000108) 0 2005-06-30 2014-06-30 Common Stock 1700 1700 D Deferred Stock Units (TU905756) 0 2005-06-27 2014-06-30 Common Stock 313 313 D Deferred Stock Units (DF905929) 0 2006-06-30 2015-06-30 Common Stock 2550 2550 D These are restricted shares issued under the Issuer's 1997 Amended and Restated Stock Option and Restricted Stock Plan in payment of fees owed for services as an independent director. All such shares are subject to a 3-year vesting period, with the first vesting occurring as of the date the shares were issued. Due to the spin-off of the Issuer's Specialty Foods Division on June 27, 2005, the Amount of Securities Beneficially Owned Following Reported Transaction includes vested Restricted Stock Units because the reporting person's number of Restricted Stock Units was adjusted to restore the post-spin value of the award to the pre-spin value of the award. Due to the spin-off of the Issuer's Specialty Foods Division on June 27, 2005, the option price has been adjusted to reflect the post-spin value of the option, and the reporting person has received additional options so the post-spin value of the option award is the same as the pre-spin value of the option award. The options were automatically granted under the Issuer's 1997 Amended and Restated Stock Option and Restricted Stock Plan, and are fully vested and immediately exercisable upon grant. The reporting person has received an award of Restricted Stock Units ("RSUs") which is a right to receive shares of common stock of the Issuer in the future, subject to the terms and conditions of the RSU Award Agreement. The RSUs vest annually, on a prorata basis, over a three year period beginning on the first anniversary date of the grant. Due to the spin-off of the Issuer's Specialty Foods Division on June 27, 2005, the reporting person's number of RSUs has been adjusted to restore the post-spin value of the award to the pre-spin value of the award. Stephen L. Green 2005-10-04 -----END PRIVACY-ENHANCED MESSAGE-----