-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Bbt4yo4U35YwBgoAalQP1qb5Ka3pcReb4gNw7PCxPIcTwOt4nQpVoh2IXvCXy9cX gbtqaNjGKxrfpsqRsVGh5Q== 0001136272-04-000004.txt : 20040827 0001136272-04-000004.hdr.sgml : 20040827 20040827123809 ACCESSION NUMBER: 0001136272-04-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040630 FILED AS OF DATE: 20040827 DATE AS OF CHANGE: 20040827 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DEAN FOODS CO/ CENTRAL INDEX KEY: 0000931336 STANDARD INDUSTRIAL CLASSIFICATION: ICE CREAM & FROZEN DESSERTS [2024] IRS NUMBER: 752559681 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2143033400 MAIL ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: SUIZA FOODS CORP DATE OF NAME CHANGE: 19941013 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GREEN STEPHEN L CENTRAL INDEX KEY: 0001136272 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12755 FILM NUMBER: 041001479 BUSINESS ADDRESS: STREET 1: CANAAN PARTNERS STREET 2: 105 ROWAYTON AVENUE CITY: ROWAYTON STATE: CT ZIP: 06853 BUSINESS PHONE: 214-303-3400 MAIL ADDRESS: STREET 1: DEAN FOODS COMPANY STREET 2: 2515 MCKINNEY AVENUE STE 1200 CITY: DALLAS STATE: TX ZIP: 75201 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2004-06-30 0000931336 DEAN FOODS CO/ DF 0001136272 GREEN STEPHEN L 105 ROWAYTON AVENUE ROWAYTON CT 06853 1 0 0 0 Common Stock 2004-06-30 4 A 0 537 0 A 33162 D Common Stock 2004-06-30 4 M 0 800 0 A 33962 D Non-Qualified Stock Option (right to buy) 13.21 1997-06-30 2007-06-30 Common Stock 22500 22500 D Non-Qualified Stock Option (right to buy) 19.5433 1998-06-30 2008-06-30 Common Stock 22500 22500 D Non-Qualified Stock Option (right to buy) 13.9583 1999-06-30 2009-06-30 Common Stock 22500 22500 D Non-Qualified Stock Option (right to buy) 16.2917 2000-06-30 2010-06-30 Common Stock 22500 22500 D Non-Qualified Stock Option (right to buy) 17.70 2001-06-29 2011-06-29 Common Stock 22500 22500 D Non-Qualified Stock Option (right to buy) 24.7733 2002-07-01 2012-07-01 Common Stock 22500 22500 D Non-Qualified Stock Option (right to buy) 31.50 2003-06-30 2013-06-30 Common Stock 7500 7500 D Deferred Stock Units 0 2004-06-30 4 M 0 800 0 D 2004-06-30 2013-06-30 Common Stock 800 1750 D Non-Qualified Stock Option (right to buy) 37.31 2004-06-30 4 A 0 7500 0 A 2004-06-30 2014-06-30 Common Stock 7500 7500 D Deferred Stock Units 0 2004-06-30 4 A 0 2550 0 A 2005-06-30 2014-06-30 Common Stock 2550 2550 D These are restricted shares issued under Dean's 1997 Amended and Restated Stock Option and Restricted Stock Plan in payment of fees owed for services as an independent director. All such shares are subject to a 3-year vesting period, with the first vesting occurring as of the date the shares were issued. Represents shares of common stock of the Issuer vested on the first annual vesting date of a 06/30/2003 award of Deferred Stock Units ("DSUs"). The options were automatically granted under the Issuer's 1997 Amended and Restated Stock Option and Restricted Stock Plan, and are fully vested and immediately exercisable upon grant. The reporting person has received an award of Deferred Stock Units ("DSUs") which is a right to receive shares of common stock of the Issuer in the future, subject to the terms and conditions of the DSU Award Agreement. The DSUs vest annually, on a prorata basis, over a three year period beginning on the first anniversary date of the grant. Stephen L. Green 2004-08-27 -----END PRIVACY-ENHANCED MESSAGE-----