-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GMW8udq0wRZ0i6TCAtMbesJHYNnfx2QXUdaM5Pvz8FPi8tU5uvvPjdc8pAoyFtRM 0vxdny5/d5m5eT1QV65JeA== 0001136269-05-000010.txt : 20051004 0001136269-05-000010.hdr.sgml : 20051004 20051004170026 ACCESSION NUMBER: 0001136269-05-000010 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050930 FILED AS OF DATE: 20051004 DATE AS OF CHANGE: 20051004 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DEAN FOODS CO/ CENTRAL INDEX KEY: 0000931336 STANDARD INDUSTRIAL CLASSIFICATION: ICE CREAM & FROZEN DESSERTS [2024] IRS NUMBER: 752559681 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2143033400 MAIL ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: SUIZA FOODS CORP DATE OF NAME CHANGE: 19941013 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TURNER JIM L CENTRAL INDEX KEY: 0001136269 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12755 FILM NUMBER: 051122464 BUSINESS ADDRESS: STREET 1: 5950 SHERRY LANE STREET 2: SUITE 500 CITY: DALLAS STATE: TX ZIP: 75225 BUSINESS PHONE: 214-303-3400 MAIL ADDRESS: STREET 1: DEAN FOODS COMPANY STREET 2: 2515 MCKINNEY AVENUE STE 1200 CITY: DALLAS STATE: TX ZIP: 75201 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2005-09-30 0000931336 DEAN FOODS CO/ DF 0001136269 TURNER JIM L DR. PEPPER BOTTLIING GROUP 5950 SHERRY LANE STE 500 DALLAS TX 75225 1 0 0 0 Common Stock 2005-09-30 4 A 0 874 0 A 170380 D Non-Qualified Stock Option (right to buy-SI900790) 3.3945 1996-07-16 2006-07-16 Common Stock 12750 12750 I The Jim L. Turner 2004 Annuity Trust Non-Qualified Stock Option (right to buy-TO000774) 3.3945 2005-06-27 2006-07-16 Common Stock 2349 2349 I The Jim L. Turner 2004 Annuity Trust Non-Qualified Stock Option (right to buy-SI800790) 3.3945 1996-07-16 2006-07-16 Common Stock 12750 12750 I The Julie Carolyn Turner 2004 Annuity Trust Non-Qualified Stock Option (right to buy-TO000773) 3.3945 2005-06-27 2006-07-16 Common Stock 2349 2349 I The Julie Carolyn Turner 2004 Annuity Trust Non-Qualified Stock Option (right to buy-SI900791) 7.6165 1997-06-10 2007-06-10 Common Stock 19125 19125 I The Jim L. Turner 2004 Annuity Trust Non-Qualified Stock Option (right to buy-TO000710) 7.6165 2005-06-27 1997-06-10 Common Stock 3524 3524 I The Jim L. Turner 2004 Annuity Trust Non-Qualified Stock Option (right to buy-SI800791) 7.6165 1997-06-10 2007-06-10 Common Stock 19125 19125 I The Julie Carolyn Turner 2004 Annuity Trust Non-Qualified Stock Option (right to buy-TO000709) 7.6165 2005-06-27 2007-06-10 Common Stock 3524 3524 I The Julie Carolyn Turner 2004 Annuity Trust Non-Qualified Stock Option (right to buy-SI900786) 16.5024 1998-06-30 2008-06-30 Common Stock 11250 11250 I The Jim L. Turner 2004 Annuity Trust Non-Qualified Stock Option (right to buy-TO000752) 16.5024 2005-06-27 2008-06-30 Common Stock 2073 2073 I The Jim L. Turner 2004 Annuity Trust Non-Qualified Stock Option (right to buy-SI800786) 16.5024 1998-06-30 2008-06-30 Common Stock 11250 11250 I The Julie Carolyn Turner 2004 Annuity Trust Non-Qualified Stock Option (right to buy-TO000751) 16.5024 2005-06-27 2008-06-30 Common Stock 2073 2073 I The Julie Carolyn Turner 2004 Annuity Trust Non-Qualified Stock Option (right to buy-SI901312) 11.7864 1999-06-30 2009-06-30 Common Stock 11250 11250 I The Jim L. Turner 2004 Annuity Trust Non-Qualified Stock Option (right to buy-TO000754) 11.7864 2005-06-27 2009-06-30 Common Stock 2073 2073 I The Jim L. Turner 2004 Annuity Trust Non-Qualified Stock Option (right to buy-SI801312) 11.7864 1999-06-30 2009-06-30 Common Stock 11250 11250 I The Julie Carolyn Turner 2004 Annuity Trust Non-Qualified Stock Option (right to buy-TO000753) 11.7864 2005-06-27 2009-06-30 Common Stock 2073 2073 I The Julie Carolyn Turner 2004 Annuity Trust Non-Qualified Stock Option (right to buy-SI901806) 13.7567 2000-06-30 2010-06-30 Common Stock 11250 11250 I The Jim L. Turner 2004 Annuity Trust Non-Qualified Stock Option (right to buy-TO000756) 13.7567 2005-06-27 2010-06-30 Common Stock 2073 2073 I The Jim L. Turner 2004 Annuity Trust Non-Qualified Stock Option (right to buy-SI801806) 13.7567 2000-06-30 2010-06-30 Common Stock 11250 11250 I The Julie Carolyn Turner 2004 Annuity Trust Non-Qualified Stock Option (right to buy-TO000755) 13.7567 2005-06-27 2010-06-30 Common Stock 2073 2073 I The Julie Carolyn Turner 2004 Annuity Trust Non-Qualified Stock Option (right to buy-SF902508) 14.9459 2001-06-29 2011-06-29 Common Stock 11250 11250 I The Jim L. Turner 2004 Annuity Trust Non-Qualified Stock Option (right to buy-TO000758) 14.9459 2005-06-27 2011-06-29 Common Stock 2073 2073 I The Jim L. Turner 2004 Annuity Trust Non-Qualified Stock Option (right to buy-SF802508) 14.9459 2001-06-29 2011-06-29 Common Stock 11250 11250 I The Julie Carolyn Turner 2004 Annuity Trust Non-Qualified Stock Option (right to buy-TO000757) 14.9459 2005-06-27 2011-06-29 Common Stock 2073 2073 I The Julie Carolyn Turner 2004 Annuity Trust These are restricted shares issued under Dean's 1997 Stock Option and Restricted Stock Plan in payment of fees owed for services as an independent director. All such shares are subject to a 3-year vesting period, with the first vesting occurring as of the date the shares were issued. Due to the spin-off of the Issuer's Specialty Foods Division on June 27, 2005, the Amount of Securities Beneficially Owned Following Reported Transaction includes 314 vested Restricted Stock Units issued to restore the post-spin value of the award to the pre-spin value of the award. Due to the spin-off of the Issuer's Specialty Foods Division on June 27, 2005, the option price has been adjusted to reflect the post-spin value of the option, and the reporting person has received additional options so the post-spin value of the option award is the same as the pre-spin value of the option award. The options were granted under a plan assumed with an acquisition and were fully vested and exercisable on the date of the acquisition. The options were automatically granted under the Issuer's 1997 Amended and Restated Stock Option and Restricted Stock Plan, and are fully vested and immediately exercisable upon grant. TO BE CONTINUED ON SECOND FORM 4 FILING. Jim L. Turner 2005-10-04 -----END PRIVACY-ENHANCED MESSAGE-----