-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TncKdWxm02kXdmDLaJBVQGJSI7/myR9d5iAO78qEA6qDaf23G/EsjtrszAxpGY9O vEDZjK+roHbBNZ+X0qf/4g== 0001136268-06-000004.txt : 20060117 0001136268-06-000004.hdr.sgml : 20060116 20060117172841 ACCESSION NUMBER: 0001136268-06-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060113 FILED AS OF DATE: 20060117 DATE AS OF CHANGE: 20060117 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DEAN FOODS CO/ CENTRAL INDEX KEY: 0000931336 STANDARD INDUSTRIAL CLASSIFICATION: ICE CREAM & FROZEN DESSERTS [2024] IRS NUMBER: 752559681 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2143033400 MAIL ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: SUIZA FOODS CORP DATE OF NAME CHANGE: 19941013 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHENKEL PETE CENTRAL INDEX KEY: 0001136268 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12755 FILM NUMBER: 06533884 BUSINESS ADDRESS: STREET 1: DEAN FOODS COMPANY STREET 2: 2515 MCKINNEY AVENUE STE 1200 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214-303-3400 MAIL ADDRESS: STREET 1: DEAN FOODS COMPANY STREET 2: 2515 MCKINNEY AVENUE STE 1200 CITY: DALLAS STATE: TX ZIP: 75201 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-01-13 0000931336 DEAN FOODS CO/ DF 0001136268 SCHENKEL PETE 2515 MCKINNEY AVENUE, LB 30, SUITE 1200 DALLAS TX 75201 1 0 0 0 Common Stock 2006-01-13 4 M 0 8290 0 A 190776.0702 D Deferred Stock Units (DU000099) 0 2006-01-13 4 M 0 7000 0 D 2005-01-13 2014-01-13 Common Stock 7000 21000 D Deferred Stock Units (TU905745) 0 2006-01-13 4 M 0 1290 0 D 2005-01-13 2014-01-13 Common Stock 1290 3870 D Restricted Stock Units (DF902051) 0 2006-01-10 2015-01-10 Common Stock 20800 20800 D Restricted Stock Units (TU905695) 0 2006-01-10 2015-01-10 Common Stock 3833 3833 D Incentive Stock Option (right to buy - DF002189) 20.9355 2004-01-06 2013-01-06 Common Stock 2688 2688 D Incentive Stock Option (right to buy - T0001054) 20.9355 2004-01-06 2013-01-06 Common Stock 743 743 D Incentive Stock Option (right to buy - T0000101) 26.3199 2005-01-13 2004-01-13 Common Stock 2139 2139 D Incentive Stock Option (right to buy - T0001706) 26.3199 2005-01-13 2014-01-13 Common Stock 197 197 D Incentive Stock Option (right to buy - DF902442) 26.8941 2006-01-07 2015-01-07 Common Stock 5232 5232 D Incentive Stock Option (right to buy - T0001372) 26.8941 2006-01-07 2015-01-07 Common Stock 643 643 D Non-Qualified Stock Option (right to buy - T0000559) 10.5374 2001-01-04 2010-01-04 Common Stock 99500 99500 D Non-Qualified Stock Option (right to buy - T0000620) 10.5374 2001-01-04 2010-01-04 Common Stock 18335 18335 D Non-Qualified Stock Option (right to buy - SF002297) 12.1383 2002-01-22 2011-01-22 Common Stock 293025 293025 D Non-Qualified Stock Option (right to buy - T0000629) 12.1383 2002-01-22 2011-01-22 Common Stock 53997 53997 D Non-Qualified Stock Option (right to buy - DF001746) 17.1835 2003-01-14 2012-01-14 Common Stock 295086 295086 D Non-Qualified Stock Option (right to buy - T0000630) 17.1835 2003-01-14 2012-01-14 Common Stock 54375 54375 D Non-Qualified Stock Option (right to buy - DF001397) 17.1835 2003-01-14 2012-01-14 Common Stock 195000 195000 D Non-Qualified Stock Option (right to buy - T0000628) 17.1835 2003-01-14 2012-01-14 Common Stock 35932 35932 D Non-Qualified Stock Option (right to buy - T0000284) 20.9355 2004-01-06 2013-01-06 Common Stock 162967 162967 D Non-Qualified Stock Option (right to buy - T0000617) 20.9355 2004-01-06 2013-01-06 Common Stock 30031 30031 D Non-Qualified Stock Option (right to buy - TU000335) 20.9355 2004-01-06 2013-01-06 Common Stock 1344 1344 D Non-Qualified Stock Option (right to buy - DF003318) 26.3199 2005-01-13 2014-01-13 Common Stock 106791 106791 D Non-Qualified Stock Option (right to buy - T0000679) 26.3199 2005-01-13 2014-01-13 Common Stock 19677 19677 D Non-Qualified Stock Option (right to buy - TU000337) 26.3199 2005-01-13 2014-01-13 Common Stock 197 197 D Non-Qualified Stock Option (right to buy - DF902443) 26.8941 2006-01-07 2015-01-07 Common Stock 65768 65768 D Non-Qualified Stock Option (right to buy - T0000721) 26.8941 2006-01-07 2015-01-07 Common Stock 12119 12119 D Non-Qualified Stock Option (right to buy - TU00336) 26.8941 2006-01-07 2015-01-07 Common Stock 321 321 D Non-Qualified Stock Option (right to buy) 37.74 2006-01-13 4 A 0 262500 0 A 2007-01-13 2016-01-13 Common Stock 262500 262500 D The reporting person received a total of 8,290 shares of common stock of the Issuer pursuant to the vesting provisions in the 2004 Award of Deferred Stock Units ("DSUs"). A Stock Unit, which is issued under the Company's 1989 Stock Awards Plan, is a right to receive one share of common stock of the Issuer in the future, subject to the terms and conditions of the award agreement. The units vest annually, on a prorata basis, over a five-year period beginning on the first anniversary date of grant, subject to certain accelerated vesting provisions. The shares of common stock subject to the Option vest ratably in three equal increments commencing on the first anniversary of the grant date. Pete Schenkel 2006-01-17 -----END PRIVACY-ENHANCED MESSAGE-----