-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Onfu6jKvEJv2+IqJHhMJE2cgKyBVkBSUR54kKU6Y9TaS4kMTyQJSfsArueJK8H2Z cQhMOJ2Y0+KsSjc6sDJ7Jw== 0001136268-04-000003.txt : 20040312 0001136268-04-000003.hdr.sgml : 20040312 20040312192608 ACCESSION NUMBER: 0001136268-04-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040205 FILED AS OF DATE: 20040312 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHENKEL PETE CENTRAL INDEX KEY: 0001136268 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12755 FILM NUMBER: 04667437 BUSINESS ADDRESS: STREET 1: DEAN FOODS COMPANY STREET 2: 2515 MCKINNEY AVE SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214-303-3400 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DEAN FOODS CO/ CENTRAL INDEX KEY: 0000931336 STANDARD INDUSTRIAL CLASSIFICATION: ICE CREAM & FROZEN DESSERTS [2024] IRS NUMBER: 752559681 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2143033400 MAIL ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: SUIZA FOODS CORP DATE OF NAME CHANGE: 19941013 4 1 edgar.xml PRIMARY DOCUMENT X0201 4 2004-02-05 0000931336 DEAN FOODS CO/ DF 0001136268 SCHENKEL PETE 2515 MCKINNEY AVENUE, LB 30, SUITE 1200 DALLAS TX 75201 1 1 0 0 President, Dean Dairy Group Common Stock 2004-03-03 5 M 0 6000 14.375 A 19095 D Common Stock 2004-03-03 5 M 0 24000 12.4792 A 43095 D Common Stock 2004-03-10 5 M 0 40000 12.4792 A 83095 D Common Stock 2004-03-10 4 S 0 2000 36.30 D 81095 D Common Stock 2004-03-10 4 S 0 1900 36.35 D 79195 D Common Stock 2004-03-10 4 S 0 100 36.38 D 79095 D Common Stock 2004-03-10 4 S 0 5000 36.40 D 74095 D Common Stock 2004-03-10 4 S 0 2400 36.42 D 71695 D Common Stock 2004-03-10 4 S 0 1600 36.44 D 70095 D Common Stock 2004-03-10 4 S 0 2000 36.45 D 68095 D Common Stock 2004-03-10 4 S 0 9300 36.50 D 58795 D Common Stock 2004-03-10 4 S 0 700 36.51 D 58095 D Common Stock 2004-03-10 4 S 0 6000 36.55 D 52095 D Common Stock 2004-03-10 4 S 0 7400 36.60 D 44695 D Common Stock 2004-03-10 4 S 0 1600 36.61 D 43095 D Non-Qualified Stock Option (right to buy) 12.4792 2004-03-10 5 M 0 40000 12.4792 D 2001-01-04 2010-01-04 Common Stock 139500 99500 D Incentive Stock Option (right to buy) 12.4792 2004-03-03 5 M 0 24000 12.4792 D 2001-01-04 2010-01-04 Common Stock 24000 0 D Incentive Stock Option (right to buy) 14.375 2004-03-03 5 M 0 6000 14.375 D 2002-01-22 2011-01-22 Common Stock 6975 6975 D Non-Qualified Stock Option (right to buy) 14.375 2002-01-22 2011-01-22 Common Stock 293025 293025 D Incentive Stock Option (right to buy) 20.35 2003-01-14 2012-01-14 Common Stock 4914 4914 D Non-Qualified Stock Option (right to buy) 20.35 2003-01-14 2012-01-14 Common Stock 295086 295086 D Non-Qualified Stock Option (right to buy) 20.35 2003-01-14 2012-01-14 Common Stock 195000 195000 D Incentive Stock Option (right to buy) 24.7933 2004-01-06 2013-01-06 Common Stock 4032 4032 D Non-Qualified Stock Option (right to buy) 24.7933 2004-01-06 2013-01-06 Common Stock 246468 246468 D Deferred Stock Units 0 2004-01-07 2013-01-07 Common Stock 72000 72000 D Sale is pursuant to a 10b5-1 Sales Plan between reporting person and Bear Stearns & Co., Inc. acting as agent, to permit the orderly disposition of a portion of the reporting person's holdings of the Issuer's common stock, par value $0.01 per share of Dean Foods Company. Exercise price has been adjusted to reflect the 3-for-2 stock split dated June 9, 2003 The shares of common stock subject to the Options shall vest ratably in three equal increments commencing on the first anniversary of the grant date. The reporting person has received an award of Deferred Stock Units ("DSUs") which is a right to receive shares of common stock of the Issuer in the future, subject to the terms and conditions of the DSU Award Agreement. The DSUs vest annually, on a prorata basis, over a five-year period. Date exercisable for the DSUs has been corrected from 07/07/04 to 01/07/04. Pete Schenkel 2004-03-12 -----END PRIVACY-ENHANCED MESSAGE-----