-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, G8SnDnrZony2oq97Wg3IhweB5TBYTQVbuZOIgZKjJq1o4qmKdc1yWqmaTTuSrR0E Ku4vqpnpYgu1kRtD8Ja2aw== 0001136262-03-000009.txt : 20030528 0001136262-03-000009.hdr.sgml : 20030528 20030528170820 ACCESSION NUMBER: 0001136262-03-000009 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030513 FILED AS OF DATE: 20030528 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DEAN FOODS CO/ CENTRAL INDEX KEY: 0000931336 STANDARD INDUSTRIAL CLASSIFICATION: ICE CREAM & FROZEN DESSERTS [2024] IRS NUMBER: 752559681 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2143033400 MAIL ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: SUIZA FOODS CORP DATE OF NAME CHANGE: 19941013 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GRAFFUNDER HERMAN L CENTRAL INDEX KEY: 0001136262 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-12755 FILM NUMBER: 03722070 BUSINESS ADDRESS: STREET 1: 2515 MCKINNEY AVE STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2143033400 MAIL ADDRESS: STREET 1: 2515 MCKINNEY AVE STREET 2: STE 1200 CITY: DALLAS STATE: TX ZIP: 75201 4/A 1 edgar.xml PRIMARY DOCUMENT X0101 4/A2003-05-132003-05-14 0000931336 DEAN FOODS CO/ DF 0001136262 GRAFFUNDER HERMAN L 0100President, Morningstar FoodsCommon Stock2003-05-134M0450017.125A7251DCommon Stock2003-05-134S0450044.5444D2751DNon-Qualified Stock Option 17.1252003-05-134M045000D2000-06-042009-06-04Common Stock450021500DIncentive Stock Option (right to buy)37.192003-01-065A026880A2004-01-062013-01-06Common Stock26882688DNon-Qualified Stock Option (right to buy)37.192003-01-065A0753120A 2004-01-062013-01-06Common Stock7531275312DDeferred Stock Units02003-01-075A0460000A2004-01-072013-01-07Common Stock4600046000DThis amendment is filed solely for the purpose of amending the Date of Earliest Transaction date to 05/13/2003, the sam e day as the transaction reported.The issues of common stock subject to the Option shall vest ratably in three equal increments commencing on the first anniversary of the grant date.The reporting person has received an award of Deferred Stock Units ("DSUs") which is a right to receive shares of common stock of the Issuer in the future, subject to the terms and conditions of the DSU Award Agreement. The DSUs vest annually, on a prorata basis, over a five-year period.Herman L. Graffunder2003-05-28 -----END PRIVACY-ENHANCED MESSAGE-----