-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JP9UNG02kup+gske6Z8rmTEmoaZze8r4oo0cs4pXJRa64JurZCdOi+PZshR9Wk5o 2PMFGWurHeXGiEoLEAQrqw== 0001136262-03-000005.txt : 20030515 0001136262-03-000005.hdr.sgml : 20030515 20030514174245 ACCESSION NUMBER: 0001136262-03-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030514 FILED AS OF DATE: 20030515 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DEAN FOODS CO/ CENTRAL INDEX KEY: 0000931336 STANDARD INDUSTRIAL CLASSIFICATION: ICE CREAM & FROZEN DESSERTS [2024] IRS NUMBER: 752559681 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2143033400 MAIL ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: SUIZA FOODS CORP DATE OF NAME CHANGE: 19941013 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GRAFFUNDER HERMAN L CENTRAL INDEX KEY: 0001136262 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12755 FILM NUMBER: 03700416 BUSINESS ADDRESS: STREET 1: 2515 MCKINNEY AVE STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2143033400 MAIL ADDRESS: STREET 1: 2515 MCKINNEY AVE STREET 2: STE 1200 CITY: DALLAS STATE: TX ZIP: 75201 4 1 edgar.xml PRIMARY DOCUMENT X0101 42003-05-141 000931336 DEAN FOODS CO/ DF0001136262 GRAFFUNDER HERMAN L 0100President, Morningstar FoodsCommon Stock2003-05-134M0450017.125A7251DCommon Stock2003-05-134S0450044.5444D2751DNon-Qualified Stock Option 17.12502003-05-134M045000D2000-06-042009-06-04Common Stock450021500DIncentive Stock Option (right to buy)37.192003-01-065A0268837.19A2004-01-062013-01-06Common Stock26882688DNon-Qualified Stock Option (right to buy)37.192003-01-065A07531237.19A2004-01-062013-01-06Common Stock7531275312DDeferred Stock Units02003-01-075A0460000A2004-01-072013-01-07Common Stock4600046000DThe shares of common stock subject to the Option shall vest ratably in three equal increments commencing on the first anniversary o f the grant date.The reporting person has received an award of Deferred Stock Uniits ("DSUs") which is a right to receive shares of common stock of the Issuer in the future, subject to the terms and conditions of the DSU Award Agreement. The DSUs vest annually, on a prorata basis, over a five-year period.Herman L. Graffunder2003-05-14 -----END PRIVACY-ENHANCED MESSAGE-----