-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AzbQ316LI16fvFEg1tgATvd6hehXrBYASumnIn692GEtuM7FJblqfCiOQQnhKV97 Wa1Od3gPDf48TsPq4DsBuA== 0001136260-05-000019.txt : 20051109 0001136260-05-000019.hdr.sgml : 20051109 20051109172343 ACCESSION NUMBER: 0001136260-05-000019 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051107 FILED AS OF DATE: 20051109 DATE AS OF CHANGE: 20051109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOOLSBY MICHELLE P CENTRAL INDEX KEY: 0001136260 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12755 FILM NUMBER: 051191139 BUSINESS ADDRESS: BUSINESS PHONE: 214-303-3400 MAIL ADDRESS: STREET 1: DEAN FOODS COMPANY STREET 2: 2515 MCKINNEY AVENUE STE 1200 CITY: DALLAS STATE: TX ZIP: 75201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DEAN FOODS CO/ CENTRAL INDEX KEY: 0000931336 STANDARD INDUSTRIAL CLASSIFICATION: ICE CREAM & FROZEN DESSERTS [2024] IRS NUMBER: 752559681 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2143033400 MAIL ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: SUIZA FOODS CORP DATE OF NAME CHANGE: 19941013 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2005-11-07 0000931336 DEAN FOODS CO/ DF 0001136260 GOOLSBY MICHELLE P 2515 MCKINNEY AVENUE, SUITE 1200 DALLAS TX 75201 0 1 0 1 Exec VP, Chief Admin Officer, General Counsel and Secretary Common Stock 2005-08-31 5 J 0 63.696 31.399 A 14833.514 D Common Stock 2005-09-30 5 J 0 60.549 33.031 A 14894.063 D Common Stock 2005-11-07 4 M 0 8571 12.1383 A 23465.063 D Common Stock 2005-11-07 4 S 0 1000 37.461 D 22465.063 D Common Stock 2005-11-07 4 S 0 5571 37.50 D 16894.063 D Common Stock 2005-11-07 4 S 0 2000 37.601 D 14894.063 D Deferred Stock Units (DU000094) 0 2005-01-13 2014-01-13 Common Stock 16000 16000 D Deferred Stock Units (TU905830) 0 2005-01-13 2014-01-13 Common Stock 2948 2948 D Restricted Stock Units (DF902049) 0 2006-01-07 2015-01-07 Common Stock 20500 20500 D Restricted Stock Units (TU905728) 0 2006-01-07 2015-01-07 Common Stock 3778 3778 D Incentive Stock Option (right to buy - T0000503) 12.1383 2005-11-07 4 M 0 2 0 D 2002-01-22 2011-01-22 Common Stock 2 0 D Incentive Stock Option (right to buy - T0003356) 12.1383 2005-11-07 4 M 0 12 0 D 2002-01-22 2011-01-22 Common Stock 12 0 D Incentive Stock Option (right to buy - DF002193) 20.9355 2004-01-06 2013-01-06 Common Stock 4032 4032 D Incentive Stock Option (right to buy - T0001053) 20.9355 2004-01-06 2013-01-06 Common Stock 743 743 D Incentive Stock Option (right to buy - DF003308) 26.3199 2005-01-13 2014-01-13 Common Stock 1070 1070 D Incentive Stock Option (right to buy - T0001773) 26.3199 2005-01-13 2014-01-13 Common Stock 197 197 D Incentive Stock Option (right to buy - DF902436) 26.8941 2006-01-07 2015-01-07 Common Stock 5232 5232 D Incentive Stock Option (right to buy - T0001371) 26.8941 2006-01-07 2015-01-07 Common Stock 643 634 D Non-Qualified Stock Option (right to buy - SF000676) 13.7918 1999-07-31 2008-07-31 Common Stock 75000 75000 D Non-Qualified Stock Option (right to buy - T0000612) 13.7918 1999-07-31 2008-07-31 Common Stock 13820 13820 D Non-Qualified Stock Option (right to buy - SF002265) 12.1383 2005-11-07 4 M 0 8493 0 D 2002-01-22 2011-01-22 Common Stock 8493 96000 D Non-Qualified Stock Option (right to buy - T0000208) 12.1383 2005-11-07 4 M 0 64 0 D 2002-01-22 2011-01-22 Common Stock 64 0 D Non-Qualified Stock Option (right to buy - DF001537) 17.1835 2003-01-14 2012-01-14 Common Stock 115086 115086 D Non-Qualified Stock Option (right to buy - T0000625) 17.1835 2003-01-14 2012-01-14 Common Stock 21207 21207 D Non-Qualified Stock Option (right to buy - DF001337) 17.1835 2003-01-14 2012-01-14 Common Stock 75000 75000 D Non-Qualified Stock Option (right to buy - T0000615) 17.1835 2003-01-14 2012-01-14 Common Stock 13820 13820 D Non-Qualified Stock Option (right to buy - DF002194) 20.9355 2004-01-06 2013-01-06 Common Stock 90468 90468 D Non-Qualified Stock Option (right to buy - T0000610) 20.9355 2004-01-06 2013-01-06 Common Stock 16671 16671 D Non-Qualified Stock Option (right to buy - DF003309) 26.3199 2005-01-13 2014-01-13 Common Stock 56791 56791 D Non-Qualified Stock Option (right to buy - T0000708) 26.3199 2005-01-13 2014-01-13 Common Stock 10464 10464 D Non-Qualified Stock Option (right to buy - TU000209) 26.3199 2005-01-13 2014-01-13 Common Stock 394 394 D Non-Qualified Stock Option (right to buy - TU000206) 26.3199 2005-01-13 2014-01-13 Common Stock 2139 2139 D Non-Qualified Stock Option (right to buy - DF902437) 26.8941 2006-01-07 2015-01-07 Common Stock 50768 50768 D Non-Qualified Stock Option (right to buy - T0000700) 26.8941 2006-01-07 2015-01-07 Common Stock 9355 9355 D INon-Qualified Stock Option (right to buy - TU000207) 26.8941 2006-01-07 2015-01-07 Common Stock 321 321 D Shares purchased through Issuer's Employee Stock Purchase Plan. A Deferred Stock Unit, which is issued under the Company's 1989 Stock Awards Plan, is a right to receive one share of common stock of the Issuer in the future, subject to the terms and conditions of the award agreement. The units vest annually, on a prorata basis, over a five-year period beginning on the first anniversary date of grant, subject to certain accelerated vesting provisions. The shares of common stock subject to the Option vest ratably in three equal increments commencing on the first anniversary of the grant date. In order to comply with the IRS guidelines which stipulate that the aggregate fair market value of incentive stock option grants (valued as of the grant date) exercisable for the first time during any calendar cannot exceed $100,000, a correction was made, whereby there was a replacement of some of the incentive stock options with non-qualified options, which contain the same exercise price and vesting terms. This Amended Form 4 is being filed to correctly reflect the Date of the Earliest Transaction Required to be Reported as 08/09/05 in Box 3 of the Issuer Reporting Person Section. Michelle P. Goolsby 2005-11-09 -----END PRIVACY-ENHANCED MESSAGE-----