-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SXRPYXMleIXYi0N7wEtYkH+WjGl+wK2y6pA3TOkT2ErfOVWaU33/JwfVXeE/EN2t ANtvWtq5dO6Nc4uTT0hEnQ== 0001136260-05-000009.txt : 20050711 0001136260-05-000009.hdr.sgml : 20050711 20050711194324 ACCESSION NUMBER: 0001136260-05-000009 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050707 FILED AS OF DATE: 20050711 DATE AS OF CHANGE: 20050711 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOOLSBY MICHELLE P CENTRAL INDEX KEY: 0001136260 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12755 FILM NUMBER: 05949143 BUSINESS ADDRESS: BUSINESS PHONE: 214-303-3400 MAIL ADDRESS: STREET 1: DEAN FOODS COMPANY STREET 2: 2515 MCKINNEY AVENUE STE 1200 CITY: DALLAS STATE: TX ZIP: 75201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DEAN FOODS CO/ CENTRAL INDEX KEY: 0000931336 STANDARD INDUSTRIAL CLASSIFICATION: ICE CREAM & FROZEN DESSERTS [2024] IRS NUMBER: 752559681 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2143033400 MAIL ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: SUIZA FOODS CORP DATE OF NAME CHANGE: 19941013 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2005-07-07 0000931336 DEAN FOODS CO/ DF 0001136260 GOOLSBY MICHELLE P 2515 MCKINNEY AVENUE, SUITE 1200 DALLAS TX 75201 0 1 0 1 Exec VP, Chief Admin Officer, General Counsel and Secretary Common Stock 2005-01-31 5 J 0 66.788 29.9455 A 22213.582 D Common Stock 2005-02-28 5 J 0 68.102 29.3675 A 22281.684 D Common Stock 2005-03-31 5 J 0 68.599 29.155 A 22350.283 D Common Stock 2005-04-29 5 J 0 68.479 29.206 A 22418.762 D Common Stock 2005-05-31 5 J 0 60.378 33.1245 A 22479.14 D Common Stock 2005-07-07 4 M 0 16135 0 A 38614.14 D Deferred Stock Units 0 2005-07-07 4 M 0 20700 0 D 2004-01-07 2013-01-07 Common Stock 20700 0 D Deferred Stock Units 0 2005-06-27 5 M 0 3814 0 D 2004-01-07 2013-01-07 Common Stock 3814 0 D Deferred Stock Units 0 2005-01-13 2014-01-13 Common Stock 16000 16000 D Deferred Stock Units 0 2005-01-13 2014-01-13 Common Stock 2948 2948 D Restricted Stock Units 0 2006-01-10 2015-01-10 Common Stock 20500 20500 D Restricted Stock Units 0 2006-01-10 2015-01-10 Common Stock 3778 3778 D Incentive Stock Option (right to buy) 12.1383 2002-01-22 2011-01-22 Common Stock 66 66 D Incentive Stock Option (right to buy) 12.1383 2002-01-22 2011-01-22 Common Stock 12 12 D Incentive Stock Option (right to buy) 20.9355 2004-01-06 2013-01-06 Common Stock 4032 4032 D Incentive Stock Option (right to buy) 20.9355 2004-01-06 2013-01-06 Common Stock 743 743 D Incentive Stock Option (right to buy) 26.3199 2005-01-13 2014-01-13 Common Stock 3209 3209 D Incentive Stock Option (right to buy) 26.3199 2005-01-13 2014-01-13 Common Stock 394 394 D Incentive Stock Option (right to buy) 26.8941 2006-01-07 2015-01-07 Common Stock 5232 5232 D Incentive Stock Option (right to buy) 26.8941 2006-01-07 2015-01-07 Common Stock 964 964 D Non-Qualified Stock Option (right to buy) 13.7918 1999-08-28 2008-08-28 Common Stock 75000 75000 D Non-Qualified Stock Option (right to buy) 13.7918 1999-08-28 2008-08-28 Common Stock 13820 13820 D Non-Qualified Stock Option (right to buy) 10.5374 2001-01-04 2010-01-04 Common Stock 35002 35002 D Non-Qualified Stock Option (right to buy) 10.5374 2001-01-04 2010-01-04 Common Stock 6450 6450 D Non-Qualified Stock Option (right to buy) 12.1383 2002-01-22 2011-01-22 Common Stock 106026 106026 D Non-Qualified Stock Option (right to buy) 12.1383 2002-01-22 2011-01-22 Common Stock 19538 19538 D Non-Qualified Stock Option (right to buy) 17.1835 2003-01-14 2012-01-14 Common Stock 115086 115086 D Non-Qualified Stock Option (right to buy) 17.1835 2003-01-14 2012-01-14 Common Stock 21207 21207 D Non-Qualified Stock Option (right to buy) 17.1835 2003-01-14 2012-01-14 Common Stock 75000 75000 D Non-Qualified Stock Option (right to buy) 17.1835 2003-01-14 2012-01-14 Common Stock 13820 13820 D Non-Qualified Stock Option (right to buy) 20.9355 2004-01-06 2013-01-06 Common Stock 90468 90468 D Non-Qualified Stock Option (right to buy) 20.9355 2004-01-06 2013-01-06 Common Stock 5062 5062 D Non-Qualified Stock Option (right to buy) 26.3199 2005-01-13 2014-01-13 Common Stock 56791 56791 D Non-Qualified Stock Option (right to buy) 26.3199 2005-01-13 2014-01-13 Common Stock 6976 6976 D Non-Qualified Stock Option (right to buy) 26.8941 2006-01-07 2015-01-07 Common Stock 50768 50768 D Non-Qualified Stock Option (right to buy) 26.8941 2006-01-07 2015-01-07 Common Stock 9355 9355 D Shares purchased through Issuer's Employee Stock Purchase Plan. The reporting person was entitled to receive 20,700 shares of common stock of the Issuer pursuant to certain accelerated vesting provisions in the 2003 Award of Deferred Stock Units ("DSUs"). Due to the spin-off of the Issuer's Specialty Foods Division on June 27, 2005, the reporting person's number of DSUs has been adjusted by 3,814 to restore the post-spin value of the award to the pre-spin value of the award. A portion of these shares (8,379) were surrendered to satisfy tax obligations of the reporting person, resulting in the issuance of 16,135 net shares of common stock. A Deferred Stock Unit, which is issued under the Company's 1989 Stock Awards Plan, is a right to receive one share of common stock of the Issuer in the future, subject to the terms and conditions of the award agreement. The units vest annually, on a prorata basis, over a five-year period beginning on the first anniversary date of grant, subject to certain accelerated vesting provisions. Due to the spin-off of the Issuer's Specialty Foods Division on June 27, 2005, the reporting person's number of DSUs has been adjusted to restore the post-spin value of the award to the pre-spin value of the award. The shares of common stock subject to the Option vest ratably in three equal increments commencing on the first anniversary of the grant date. Due to the spin-off of the Issuer's Specialty Foods Division on June 27, 2005, the option price has been adjusted to reflect the post-spin value of the option, and the reporting person has received additional options so the post-spin value of the option award is the same as the pre-spin value of the option award. Michelle P. Goolsby 2005-07-11 -----END PRIVACY-ENHANCED MESSAGE-----